A Review of “Global Neoliberalism and Education and its Consequences”

Madhu Prasad

Dave Hill and Ravi Kumar (ed), Global Neoliberalism and Education and its Consequences, Routledge, 2008.

This is an important collection of articles which focuses on theoretical issues and policy analyses to bring life and meaning to the facts of the crises facing educational institutions the world over.

Neo-liberalism has resulted in the merchandization of knowledge under conditions that subject its content, structures and modes of accessibilty to the pressures of a global market. The impact on the entire gamut of educational policy and practice has been devastating. As Nick Grant states in the ‘Foreword’ (xv-xvi), the “essentially social and cooperative ethic derived from a natural model of child development, which has informed most educationalists in most countries for centuries, is now challenged by a highly personalized and competitive model of education derived from modern business methodology.” Ravi Kumar and Dave Hill’s ‘Introduction’ outlines the significant social repercussions of this shift from pedagogical to market values. In conditions of increasing socio-economic disparities and loss of opportunities for the disadvantaged sections of society, the state is rapidly retreating from its earlier role as provider and guarantor of ‘welfare’ services, including education, that had ensured the ‘massification’ of skills required by the productive capitalism  of the 20th century until the ’70’s. Cuts in public expenditure have since facilitated dependence on markets and opened up avenues for privatization of the education system. As a consequence, fundamental concepts like equality have been called into question. This remains an abiding concern throughout the many contributions to the volume.

Hill and Kumar (‘Neoliberalism and its Impact’) further demonstrate through an account of the British experience of systemic degeneration induced by neo-liberal pressures, how the ‘philosophical incompatibility’ between the demands of capital and the demands of education is increasingly being resolved byhill-ravi governments on terms that are more and more favourable to capital. In an ideological and economic reproduction of the dominant Thatcherite conception of social development, critical thought has been replaced by an instrumentalist rationality driven by market values. The loss of academic autonomy has led to an undermining of the role and status of the educator, a feature that is becoming characteristic across societies as the World Bank-IMF inspired structural reforms, pressing for withdrawal of the state from education and other services, are imposed on developing countries.

Henry Giroux (‘Neoliberalism, Youth and the Leasing of Higher Education’) identifies the youth as the worst sufferers of this “market ideology… reaching into and commodifying all aspects of social and cultural life.” (p 30). With the state no longer assuming responsibility for a range of ‘social needs’, agencies of government are carrying out policies of deregulation and privatization that are undermining the once “non-commodified public spheres that serve as the repository for critical education, language and public intervention” where democratic values and social relations “are learned and take root”. (p31). Giroux forcefully argues that the “death of the social, the devaluing of political agency, the waning of noncommercial values, and the disappearance of noncommercialised public spaces have to be understood as part of a much broader attack on public entitlements….” (p 46). All social safety nets having collapsed, a neoliberal Hobbesian ethic prevails in which all public concerns are “understood and experienced as utterly private miseries… (and) the losers vastly outnumber the winners.” (p 32)  Since neoliberalism sees youth as a commodity, and young people only as consumers – otherwise they are a ‘social problem’ controllable only by a “rhetoric of fear, control and surveillance” – today’s youngsters represent the broken promise of capitalism in the age of outsourcing, contract work, deindustrialization and deregulation.

The market has no way of dealing with social inequality or civil rights. It has no vocabulary for addressing respect, compassion, ethics, or what it means to recognize antidemocratic forms of power. Giroux advocates struggle for a re-assertion of higher education as a public or social good, for democratic principles of inclusiveness and non-repression provide citizens with the critical tools necessary for investing public life with vibrancy and expanding the base of freedom and justice. As such, faculty resistance against corporatisation would certainly mean struggles for job security and academic freedom, but it must also mean the dynamic of “engaged academics” and “public intellectuals” interacting with student protests for peace, greater freedoms and against exploitation and oppression.

The ‘democratic deficit’ of neoliberal institutions like the WTO and trade regimes like the GATS, is also focused by Pierrick Devidal (‘Trading Away Human Rights?’).  The global regulatory systems of neoliberalism are marked by the conception of a right to education as a utility, whereas the socialist-democratic perspective projects education as a non-utilitarian empowering right. “The normative arguments advanced for the protection of human rights are deontological: they focus on principles about how people are to be treated, regardless of the consequences”. (F.J. Garcia, Protecting the human rights principle in a globalizing economy,2001. Quoted p 92).

Hill, Greaves and Maisuria (‘Education, Inequality and Neo-liberal Capitalism: A Classical Marxist Analysis’) provide an account of the class systemic nature of the increasing inequalities resulting from neoliberal economic conditions and educational strategies. They point to the inherent tendency within the system to segregate the privileged in ‘good’ institutions, while relegating the poor, minorities and other disadvantaged sections to sub-standard multi-track schools without adequate resources or infrastructure. Markets only serve to exacerbate existing inequalities: “the poor have less access to pre-school, secondary and tertiary education; they also attend schools of lower quality where they are socially segregated. Poor parents have fewer resources to support the education of their children, and they have less financial, cultural and social capital to transmit.” (F. Reimers, Unequal schools, unequal chances. The challenges to equal opportunity in the America, 2000. Quoted p 119). Only policies that explicitly address inequality, with a major redistributive purpose, could make education an equalizing force in social opportunity.

Tristan McCowan’s critique (‘Higher Education and the Profit Incentive’) of J. Tooley’s neo-liberal opposition to state intervention in education identifies and elaborates “seven virtues of the profit motive” at the core of Tooley’s approach. Therefore McCowan sees his own argument as a “moral and not simply a pragmatic one… for the ability of states to defend their public education system, and for the notions of equality of opportunity and democratic control on which the systems in principle rest.” (p 55).

The claim that under neoliberalism successful modern economies “will be those that produce the most information and knowledge – and make that information and knowledge easily accessible to the greatest number of individuals and enterprises”, is examined by Nico Hirtt (‘Markets and Education in the Era of Globalized Capitalism’). Is it higher education, he asks, or the scarcity of it, the competition for it, that makes it so profitable for individuals and firms? Isn’t a flourishing economy the condition for boosting higher education and drawing investment into the area? ‘Unleashing the potential’ of those who have been unjustly left behind in a stratified, unequal society does require providing them with the weapon of knowledge and organizational capacity. But is this what our schools provide? And is this what we expect of them? Hirtt exposes the neoliberal claim of promoting a ‘knowledge-economy’. Given the volatility of the economic, industrial and technological environment, knowledge has become “a perishable product”; the important activity in education is not learning but “learning to learn”, that is, the acquisition of an ensemble of knowledge skills that are less institutional and more informal. Such “modular qualifications” (know-how, personal behaviour and development) are essential to be able to adapt to the evolution of, and the upheavals in, the job market.

Edwardo Domenech and Carlos Mora-Ninci (‘World Bank Discourse and Policy on Education and Cultural Diversity for Latin America’) provide a historically contextualized view of World Bank functioning.  Co-opting a range of governmental and nongovernmental organisations, it ensures that their functioning remains complementary to the market, acting to make its functioning better and correcting its flaws.  Together with international agencies and national governments, the Bank “seeks to gather together public officials, academics, designers and beneficiaries of nongovernmental programs, with the aim of revising its strategies and policies in search of new agreements and political support for its economic and social reforms. In this process, the WB procures the involvement of all public, private and nongovernmental agencies that are seen as complimentary to the optimization of the programs to reduce government expenditures. It is also important to note that the relationship between the WB and these international, governmental and nongovernmental organizations is not linear or unilateral… The WB was compelled to modify its discourse during the 1990’s due to heavy criticism and opposition from various social and political entities, especially the so-called new social movements.” Consequently, the “Bank’s discourse has become an odd mixture of decontextualisation, generalization, distortion and omission… as if the WB itself were not one of the key international actors that has engineered the so-called new international order.” (p 156-7).

Propagating the theory of human capital and education as investment, WB relies on an individualist perspective that promotes personal challenge over structural conditions of inequality, making each individual solely responsible for their own successes or failures. However, neoliberal individualism differs from classical liberalism in that it has lost the social component. Compensatory and targeted policies substitute the idea of equality for that of equity, the notion of common interest for particular interest, an ethics of personal gain that sees itself as being in contradiction with, and threatened by, the search for the well-being of society.

Such policies of assistentialism consolidate the segregation and fragmentation of education circuits, neutralizing the pedagogical function rather than complementing it. For example, the marginalization, asdisadvantaged groups, of indigenous communities and diverse minority groups, results in strategies for maximizing enrolment and ensuring retention, but fails to question the ability of the system itself to prove adequate to the pedagogical value and challenge of pluralism. This results in the “deterioration of pedagogical practice at the level of elaboration of pertinent strategies, as well as at the level of representations and expectations that allows generating actual learning in children”. (p 158)  A pedagogy centred on the political critique of identity and difference, exposes the assimilative attempt as reinforcing the actual structures of power and domination by its understanding of socio-cultural diversities as the nonconflictual or unhierarchical coexistence of different communities/ groups. Societies are not homogenous and the specific power structures within their great social variety require to be uncovered.

The final contribution of the volume, Curry Malott’s ‘Education in Cuba: socialism and the encroachment of capitalism’, looks at the Cuban experience to see what can be learned about resisting the contemporary phase of capitalism. Cuba allocates over 10 percent of GDP to education, has one of the finest life-long teacher training programmes in the world, and has achieved universal school enrollment and attendance. Despite the hardship imposed by the collapse of the Soviet Union and the continuing illegal US economic embargo, the quality education the system provides to all “makes it first amongst all countries in the world… (and) we are sharing this immense human capital with our sister nations of the Third World without charging a cent.” (Fidel Castro, 2002). This ‘globalization’ stands out in stark contrast to neoliberalism, but is also subjected to global market pressures. Cuban state capitalism, the basis of its great provider role which still has the support of the majority of the population, is being forced to reprivatise and open sections of its economy to foreign investment to provide employment for the “best-educated and healthiest population in Latin America”. Education is the site of an inherent tension between learning as empowerment, the great egalitarian leveler, and learning as the social reproduction of labor power. While Cuba remains an inspiration as to the magnitude of human progress that can be achieved by resisting neoliberalism, it also serves to emphasize the fundamentally dehumanizing nature of value production under capitalism.

This is also the message and the understanding conveyed by the volume as a whole. Covering a wide range of concerns about the process of education, perhaps the most significant social activity apart from production itself, it is obvious that many issues taken up in this collection are debatable, that statements and arguments can be controversial or better framed, that many theoretical concepts and positions could have been included or explored in greater depth. However, given the stimulating achievements of the volume, these questions are best left to continuing debate and discussion.


Madhu Prasad
 teaches in the Department of Philosophy, Zakir Husain College, University of Delhi.

Bastar: The Real Divide behind the Impending Dirty War

Gautam Navlakha and Asish Gupta

After two months of persistence Bastar Sambhag Kisan Sangharsh Samiti (BSKSS) could hold its first rally cum public meeting on June 1, 2009 in Jagdalpur to protest displacement of adivasi peasants from their land and forest as well as construction of Bodh Ghat Dam, privatization of mines and river water resources. As the only two ‘outsiders’ we looked on as streams of people at the height of summer month walked raising slogans and their fist. They gathered at College Campus and then from Dharampura the rally made its way to Indira Priyadarshini Stadium. Their short but wiry bodies in terms of age and gender may have been different but the steps they took, many barefoot, were determined and firm. After the rally as people made their way into the Stadium some were seen leaving in a different direction. These were people who had arrived the night before had to travel long distances to return home and anxious to do so before dusk fell. But those who remained behind for the public meeting sat under the shade provided by canopies rented by the organizers. They sat down to listen. Slogans had been shouted now was the time to hear what their own people had to say.

Organisers claimed 20-25 thousand adivasi peasants came for the rally at Jagdalpur on June 1. There were certainly more than 15 thousand people in the rally, local scribes affirmed, maybe even more. But no one was doing a headcount so it remains a guesstimate. Numbers apart the turnout was nevertheless impressive given that the administration had given the permission just the day before, after more than two months of  prevarication, on morning of Sunday 31st May.  For so many to come at such short notice from four of the five districts (Narayanpur, Bastar, Dantewada, and Bijapur), which comprise Bastar division, was no mean achievement. Lohandiguda peasants walked all the way as did those who came from Abuj Madh across the river Indrawati.  Others walked and then took bus to reach Jagdalpur.  They came because their very existence is under threat. Many could not make it, especially those from Kanker district, which boasts of the infamous Jungle Warfare School, which trains soldiers to become more proficient at fighting their own people. According to the organizers transporters were told by people in the administration in Kanker not to provide buses. There was no way to cross check this claim but there were people from four districts.

Those who came did not come to listen to some potentate or leader from Raipur or Delhi. The BSKSS did not pay them money to entice them there. They came to lodge their protest and listen to their own who addressed the gathering in their individual capacity, keeping their party and other affiliations aside. Many had been until the other day at loggerhead. Thus entire spectrum of politics belonging to the right and left including sadhus/mendicants addressed the gathering. Some spoke in Gondi and others in Hindi. But the message was more or less the same. All voiced their opposition to government’s development policy, and were determined to fight in the common cause of saving Bastar from an administration which was backing the capitalist profiteers and marauders, not our words but this is how the speakers described them.

The supposedly ‘national’ media was of course unaware of the rally and meeting since their “sources” either did not inform them nor was this a sensational incident (euphemism for landmine blast/jail break…)  to vent their outrage where Bastar is concerned. The local media of Bastar alone reported the event. And they covered it truthfully. But, the administration remained alert, which is to say fearful, till the very end with huge deployment of security forces. Jagdalpur edition of Navbharat newspaper (2 June, 2009) reported that the administration and local industrialists were taken aback by the large turnout because permission had given just the day before the rally and yet people were mobilized in such large number. They also pointedly referred to the fact that this was the first time ever that such a large rally cum meeting was organized entirely by local people.  Haribhumi, another local newspaper, wrote the next day that peasants who came paid for their own travel and that the administration was caught unaware by the rather well organized event. Local edition of Dainik Bhaskar (June 2, 2009) added that throughout the rally and public meeting the officials remained busy monitoring what was happening.

Be that as it may. In their memorandum, addressed to the Governor of Chhattisgarh, the organizers list various proposed projects, including that of Tata, Jindal, Essar and Mittal for which MoUs have been signed. They point out how the Tata Steel project (for which, coincidentally, the MoU was signed a day before the formal launch of Salwa Judum in June 2005) has through ‘stealth and use of force’ got peasants to part with their land and then forged compensation paid to the peasants. They wrote that they were in possession of at least 100 such cases of forged compensation. The memorandum mentions that Bodh Ghat Dam not only ‘poses environmental threat but submergence of thousands acres of forest land’, which in turn also means loss of minor forest produce for the adivasis. They go on to refer to privatization of mines in Chargaon, Ravghat, Kuvve, Budhiari, Madh, Amdai, Metta among others, which will ‘benefit private companies not the people of Bastar’. Finally they refer to the fall in water level in parts of Bastar region due to the Essar pipeline  meant to transport fragmented  iron ore from Dantewada to Vishkhapatnam.(1) All this means, according to them, loss of livelihood  and destitution for an already impoverished peasantry. They instead asked  administration to help promote agriculture, provide power, construct ponds, check dams, small dams, lift irrigation, build anicuts, promote forest based  cottage industry   and small industries as an alternate model of development.

The handbill which was distributed in thousands and blown up as a poster across Jagdalpur town provided more details. To cite some portions of the handbill, in our freely translated version, it reads:

“Brothers and Sisters, come look at the lethal pro capitalist development of Bastar. In the name of development and employment Bailadilla mines were started. Iron ore is being exported to Japan, South Korea and China at a throwaway price. Railways were started in the name of public interest. There are tens of goods trains but a single passenger train. In 1978 when people were demanding permanent employment they were fired upon and tens of adivasis were killed, thousands of huts were burnt to ashes. Thousands of adivasis were rendered homeless and left to fend for themselves. Women of Bailladilla were dishonoured and sexually abused. We want an account from Bailadailla of Bastar’s purported development.

Four decades ago at a cost of Rs 250 cr Bodh Ghat Dam was proposed  and Rs 50 cr was spent on the project but then suspended because of popular agitation against it.(2) We would like to record our appreciation and contribution of pro-people Dr B D Sharma.(3) So why have they revived the same project at a cost of Rs 3600 cr? How come the Ministry of Environment cleared the project? Instead of Polavaram and Bodh Ghat etc big dams why no irrigation is being promoted through ponds, small dams, check dams, lift irrigation, anicut etc? Despite the people deciding not to give their land, why is it that land belonging to 10 gram panchayats of Lohandiguda is being forcibly acquired? Why are people being threatened and warned? Why is there lathicharge? Why are more than hundred people behind bars? Why are teachers and doctors being used to help Tata acquire our land?  Why is it that 300 persons in Nagarnar been sent to jail? Why is Essar company been given permission to transport iron ore through a pipeline? Why despite the presence of railways has permission been given to divert river water to Bay of Bengal? In whose interest is it when it railway earns Rs 300 per tonne whereas its costs Rs 30 per tonne through the pipeline?  Is it not true that in order to benefit Essar to the tune of Rs 270 per tonne people of Bastar and land is being deprived of water? Why?”

The rally cum public meeting and the demands along with 28 slogans (distributed among the participants) gains also in  significance against the war being waged in Chhattisgarh and elsewhere (Lalgarh being the most recent) by the Indian state against Maoists and it is therefore,  the context is important to keep in mind. It is also a salutary reminder as to how alien Indian corporate media is, barring honourable exceptions, from ground reality and how malleable they are to Indian state’s manipulative ways.

When the organizers were queried as to why according to them the administration appeared reluctant to give them permission when the newly formed organization comprises people with diverse background from as far apart as communists to RSS. Indeed some of the officer bearers fought the recently held elections. For instance, president of BSKSS, Subhash Chandra Maurya from Usribera in Lohandiguda block   fought as an independent candidate and polled 31,000 votes. He began as RSS activist and was in BJP for many years before joining Uma Bharati’s Bhartiya Jan Shakti party. So what persuaded him to traverse an entirely different path now? According to him Tata Steel project will affect at least ten villages in the  Lohandiguda block, mean loss of nearly 5500 acres and deprive 9-10,000 families, which could go even up to  20,000 as they apprehend, of their livelihood. According to him their land is fertile and multi-crop land with up to three crops a year. He asserted that fake gram sabha meetings were organized by the administration to elicit consent for alienation of their land to the Tatas in Lohandiguda. He said rhetorically why do the Tatas not setup their plant in Jagdalpur instead of destroying their villages if they are so keen to bring development to Bastar. Organisers said that they had trying since late March through April and May to plead with the administration to give them permission. But the city magistrate which is authorized to give the clearance used one pretext or the other to deny them this. First they used the pretext of elections to deny permission. But once polls were over it became clear that the reason was their fear that Maoists were behind the effort.

Bonjaram Maurya, patron of BSKSS, in his speech told the gathering that administration was reluctant to issue permission because they feared that Maoists were behind their effort. He told the audience that he informed the administration that while they ‘brought his people to the roads’ (meaning Salwa Judum) Maoists supported them. He said that he told the administration that why should they reject the support extended to them by the Maoist for their demand, and if the administration is so concerned why don’t they listen to the people. He told the gathering that although 61 years have elapsed government behaves like the British colonialists towards the poor, workers and peasants. Thus it went when speaker after speaker Balram Majhi, Budhram Netam, Jai Singh Sodhi, Suresh Sargam, Budhram Poyam, Rajman Benjam, Bangaram Sodhi …spoke. Not one spoke against the Maoists, the alleged outsider and their ostensible oppressor, but all of them spoke against the government and the corporate houses for destroying them and their Bastar.  I asked many present why were they silent about Maoists. They were in a ‘safe zone’ with police all around to protect them from Maoists? Did they not fear the Maoists who are supposed to have oppressed them? Subhash Mauraya spoke for many when he said that he began his political life as an RSS activist and had supported Salwa Judum. But not anymore. “It is our adivasi brothers and sisters”, he said, “who are being pitted against each other”. Does it mean that Maoists are also adivasis? Of course yes, he replied. What about Dadalog? A person who chose to remain anonymous said they speak better Gondi than many of us, thus hinting at the organic link that exists between the Maoists and the people. He then went on to say that it is not the Maoists who are grabbing our land, destroying our forests, privatizing and polluting the rivers but the corporation which are being supported and aided by the administration. So why should they fear the Maoists when they too hold the same view, he said?  When I asked others if they endorsed this view they joined in to tell me that Salwa Judum has brought disaster and we don’t want these soldiers here. It was pointed out to me that there was a connected between corporate land grab and Salwa Judum, because since it began these projects began to be proposed and administration has been coming down heavily on them to remove them from their land and forests.

We asked them as to why did they not invite well known personalities from far and wide to give their organisation wider coverage. We were told that it is difficult when they were not sure if they would get permission. On two occasions when BSKSS had settled on a date they had approached three personalities but because permission was not provided they could not persuade them to participate. However, they also added that it did not matter because right now they have to consolidate their organization and it’s only when they are united and strong that inviting people from outside would be effective they said. Why so, we asked? Because they did not want their voices converted into something they do not want. We recalled that in the speeches given it was emphatically asserted that they were not interested in land for compensation. They did not want to part from their land. They said that they had approached just three or four persons who were unattached to any group and that they decided that they must first build up their own organization so that when they invite someone from outside they get the support along the lines of their demand. We told them that Adivasi Maha Sabha had organized a much larger gathering two years ago (November 2007) and that end of May this year they had organised a large meeting in Lohandiguda. But they appeared to be reluctant to say anything except to say that AMS is connected to a political party and cannot represent every one of them. Was this an implied criticism of AMS and funded social activism? I really cannot say. Nor did I probe this any further. But what it does suggest is that there appeared to have been much discussion and debate that preceded the crystallisation of views and formation of the organization into the form it has taken. Giving it a non partisan character, ensuring that all official posts are so divided that every view finds representation  and that all are drawn from the affected community. The only disconcerting thing was the absence of women speakers (barring one) and women activists in leadership position whereas women were well represented in the gathering. Surely if the Maoists had been in control of the formation of BSKSS they would have ensured the presence of women. In this sense administration’s fears appeared exaggerated and verging on paranoia.

Will the BSKSS be able to sustain its struggle? After all the state is strong and cunning and has enormous resources at its command to weaken them, we asked? They said yes they were aware of this but their only strength lies in their unity. If they are able to ensure unity they will be able to force the government on the back foot. Nandigram and Singur came easy to their lips as examples of what the people can achieve.

Now if some proof was needed about the disconnect between the projected reality by the state, and force multiplied by the corporate media and the ground reality as it exists, it was available here. Here was an organization of persons directly affected by corporate driven development being foisted on them. Maoists derive their legitimacy for their actions armed and unarmed from this. And it does appear that but for the Maoist presence here these voices of protest of the oppressed would have died down a long time ago in the sea of ignorance and indifference in which the Indian state and its acolytes want the country to descend. It does not mean that Maoists are above criticism. But their critics must display intellectual honesty in admitting that the Maoists are not ‘outsiders’ or middle class romanticists of 1960 vintage but are the underclass who have been mobilized because people are no longer willing to sit by and wait for fruits of development to trickle down at some distant future.(4) Some of them still swear by politics of agitation others are convinced that the state and society must be transformed. The people do not perceive a divide between them as much as lazy intellectuals contend.  Therefore, the disconnect between the Maoists and the people is as unreal as the rift between the people and the State which is carrying out a savage war for ‘development’, real. In the war in Bastar, BSKSS effort shows that their wrath is reserved for the state which for decades treated them as less than humans and is now busy promoting rapacious corporate capitalism. It is for us then to decide which side of the barricade we belong to.
Notes:

While taking the full responsibility for any inference drawn by them and their own reading of the situation, the authors wish to record their appreciation of candid views and help offered by BSKSS.

(1) Essar transports fragmented iron ore by using water and chemicals making it into liquid slurry. It is then transported through a 267 km long pipeline, completed in 2006, with a controversially broad 20 meter breadth instead of 8.4 meter breadth. The diversion of water for the pipeline is what BSKSS was referring to. Ashok Putul in “No Man’s Land” points out that Tata Steel, with which the MoU was signed on 4 June 2005, i.e. a day before formal launch of Salwa Judum on 5th June 2005, wants 25 million gallon of water daily. Essar, which signed its MoU in July 2005, first asked for the same amount and then raised it by an incredible 2.7 times. According to him 4000 ponds have dried up in Bastar.

(2) Bodh Ghat Dam was refused union environmental clearance in 1984 because rare specie of century old Sal tree forest was threatened with submergence. This year just prior to the general elections it was cleared under the argument that compensatory afforestation had been reached. The impact of dam on people and their livelihood needs was never an issue either then or now.

(3) Dr B D Sharma is one of the most respected and loved IAS officer turned activist who has campaigned relentlessly against exploitation and oppression of adivasis of Bastar for more than three decades. It was his stint as Commissioner Schedule Caste and Schedule Tribes which helped raise many issues of concern. His opponents representing corporate interests were so incensed by his opposition to various alleged development projects and his raising uncomfortable questions about employment etc resulted in his humiliation when he was stripped nearly naked and paraded in Jagdalpur town. He took premature retirement from IAS and became a social activist in service of people.

(4) Home Minister P Chidambaram of the “dream team” fame had famously said on April 17, 2009 that “development can take place only when police action has secured the area.(of Maoists)” Thus going by his argument this government has no intention to do anything before ridding an area of the Maoist “bandits” or “terrorists”. Of course, to be fair to him, neo-liberal imagination considers development as being coterminous with corporate development. In turn this requires land, any which way, privatization of river water whatever the consequence, forest alienation and all this unmindful of loss of livelihood and environmental degradation. So the future that awaits us Indians after we are rid of ‘bandits/terrorists’ is capitalist profiteering.  Is it any wonder that many regard state as the terrorist par excellence?

Nepal’s ‘democratic’ counter-revolution

Anand Swaroop Verma

After the resignation of Pushp Kamal Dahal “ Prachanda” as the prime minister of Nepal, the political parties have once again created a situation that reminds one of the days of the 12-point agreement of November 2005. The 12-point understanding was reached between the CPN-Maoists, which was underground and carrying out the people’s war, and seven parliamentary parties. This turned out to be a historic accord because the programme it articulated not only culminated in the November 2006 peace agreement but also made way for the election to the Constituent Assembly and establishment of a republic in Nepal. Had the 12- point accord not been signed then the monarchy would not have seen the quick exit it did. It might be worth recalling here that the US had launched a brazen campaign against the accord. The then US Ambassador to Nepal, James Moriarty, had advised the parliamentary parties to face the Maoists in tandem with King Gyanendra instead of joining hands with them. He had also attempted to impress on the parties the need to come out of it, once they had signed it, to do some introspection.

The agreement in question was signed in New Delhi at a time when the government of India was busy arresting the Nepali Maoists. Clearly, this accord could not have been signed without the consent and knowledge of India. This was possible only because of Nepali Congress patriarch Girija Prasad Koirala, whom the Indian establishment has always considered a close ally. However, after some time, once the situation had become completely normal, it was revealed Prachanda had suggested that the accord-signing meeting be held in Rolpa, and had even offered to ensure the security of the political leaders involved. Koirala, though, had not agreed to this. He insisted on Delhi as the venue and, instead, made a counter-proposal of providing security to Prachanda and his colleagues.

That the accord between the parliamentary parties and the CPN-M came about is only seemingly surprising. The drive to arrest political leaders launched by Gyanendra once he had usurped all powers on February 1, 2005, had compelled the former to realise the need to join hands with the Maoists to bolster their ongoing battle against the monarchy. Maoists, who too were looking for the right opportunity to forge an alliance with parliamentary parties, were more than willing to meet those politicos half way.

In such circumstances, the vicious American opposition to the accord revealed that while there may be many areas of mutual cooperation between New Delhi and Washington, there are few issues such as Nepal on which they have serious disagreements. India believes a strong American presence in Nepal runs counter to its national interest.

The political  polarisation in Nepal on the issue of dismissal of the old Shahi army chief, Rukmangud Katwal, is largely the manifestation of the American desire that all traditional parliamentary parties should form a front against the Maoists. The monarchy has been abolished but its remnants are present in the form of Katwal and once again the US, which had earlier lost the game, has tried to turn the situation in its favour.  It is significant that parties such as the Nepali Congress, the CPN(UML) and others have united on the issue of Katwal, and are trying to alienate the Maoists. The Nepali Congress and the CPN(UML), which won only 37 and 33 seats respectively out of the 240 seats of the constituent assembly, have formed the government by alienating the CPN-M, which won 120 seats in first-past-the-post voting. What is even more ironic is that former general secretary of CPN(UML) Madhav Nepal, who lost the elections badly from Kathmandu and Rautahat to little-known Maoist candidates and whose party was completely wiped out, has taken over as the prime minister.

Clearly, those who have brought the people of Nepal, its democracy and its politics to such a shameful pass were the ones who had earlier tried to forge some kind of an understanding between the monarch and the political parties so that a joint offensive could be launched against the Maoists.

How long this new government will last is far from certain. But what is beyond doubt is it is a tough proposition for a government to function by isolating the CPN(M), which has 240 seats in the constituent assembly.

It is gradually becoming clear that the Prachanda government was thrown out of power through a well-orchestrated conspiracy. It is also now known who the persons were who encouraged Katwal not to abide by government orders. The CPN(UML), the main ally of the CPN(M) in the government, had impressed upon Prachanda to immediately sack Katwal. This had been conveyed to Prachanda by UML chief Jhalnath Khanal after the issue had been deliberated upon inside the party. In spite of this, the party protested Katwal’s removal by Prachanda and withdrew support to the government on the very day Prachanda had acted. Incidentally, Bamdeo Gautam, senior vice-president of the party and home minister in the Prachanda government, had publicly criticised this move of his party and had described it as a suicidal step.

Massive rallies were held in four major towns besides Kathmandu to protest President Rambaran Yadav’s decision to re-induct Katwal. Addressing the Kathmandu rally, Prachanda made it clear that under no circumstances would the CPN(M) go back to the villages and forests and resort to guerrilla warfare. It would, he stressed, launch peaceful struggles against the feudal and status quoist forces that do not desire a complete structural transformation of Nepal and have been obstructing the drafting of a peoples’ constitution. Prachanda resigned on the issue of supremacy of civilian rule in contrast to the supremacy of the army. That, needless to say, increased the popularity of his party manifold. The action of the President, who is clearly in league with Katwal, is being described by most Nepalis as a coup ’d etat. Prachanda holds the view that till the President does not retreat, the struggle will continue. On the whole, Nepal once again appears to be on the threshold of a civil war.

The approach of the Indian media on the developments taking place in Nepal has been quite shameful and ridiculous. Editorials of newspapers, particularly those in Hindi, are quite galling. It is, indeed, amazing how these newspapers have managed to muster so much of courage to purvey disinformation to its readers. These comments generally observe that Katwal was sacked because he refused to succumb to Prachanda’s pressure to recruit guerrillas of the People’s Liberation Army (PLA) into the national army. Obviously, if a reader is fed with this kind of (mis)information he would stand by Katwal and condemn Prachanda. For him, the step taken by President Yadav would appear to be rational. Our newspaper editors do not even bother to inform the readers that the question of induction of PLA guerrillas into the national army is not an issue that is being pursued unilaterally by Prachanda and his party but is a legitimate part of the Comprehensive Peace Agreement reached in November 2006. It is an integral element of the peace process. These editors have chosen not to highlight the fact that the peace accord reached between the government and the Maoists clearly says that neither the Maoists nor the government would go in for fresh recruitment until the two forces are unified. Katwal, in violation of this agreement, has recruited 3,000 personnel into the Nepali army. The United Nations Mission in Nepal (UNMIN), which has been monitoring both the armies, had, in fact, written to the prime minister to stop recruitments into the Nepali army. Prachanda had, through his defence minister, informed Katwal of this UNMIN directive but the latter chose to ignore it. And this was hardly an exception. During Prachanda’s prime ministerial tenure Katwal refused to obey government orders at least on five or six occasions.

The Hindi daily Janasatta carried the most outrageous editorial on the subject. It said, “Since Mr Prachanda could not succeed in inducting his people from the (Maoist) armed squad (into the Nepali army) he sacked Mr Katwal.” It also argued that his insistence to transform the army according to his personal wishes could not be accepted. Else, “tomorrow it would be said that the judges of the jan adalats (People’s Court), which he ran be given powers similar to the members of the country’s judiciary. Democracy has its own norms, rules and compulsions. When a party or a government prefers to overlook these it gives rise to the threat of authoritarianism.”

Dainik Hindustan ran an editorial on May 5, 2009, under the heading ‘Prachanda araajakataa’ (Prachanda’s anarchy). It read: “This incident underlines that his decision to drop the title Prachanda, which he had adopted during the guerrilla war, to project himself as a suave jananayak (peoples’s leader) was a pretence and he failed to provide correct leadership to Nepal under pressure from China and his Maoist comrades. Violence and immature political education, and the illusion of  having accomplished the Maoist revolution within 20 years, prevented him from understanding the ground realities of his country as well as its neighbours. He was hell-bent on inducting the fighters of the People’s Liberation Army into the country’s army.” The editorial, however, did deign to mention that the issue of unification of the two armies was included in the ceasefire agreement. It, however, also did its bit of damage by claiming in the same edit that the army chief had been reluctant to accept it. Not surprisingly, the editorial ended up declaring the sacking of the army chief as disorder.

Dainik Jagran wrote no army chief would ever accept people, who till the other were resorting to violence and arson, into his army’s fold. Dainik Bhaskar also justified the opposition from the army chief as this was “a heinous attempt to politicise the army”. Obviously the editorial indicated the editor was not aware of the fact that the general was refusing to obey a political decision, which was incidentally an important part of the peace agreement. Rashtriya Sahara also held that Prachanda was trying to achieve his political target by inducting the PLA personnel into the army. Besides, the editorial cautioned Prachanda and sought to tell “all Maoists” that “they should realise that in a democracy and that too in a coalition government it was not possible to impose one’s own desires on others and this was also against the principles of democracy”.

On May 5, Aaj Samaj editor Madhukar Upadhyaya observed in his article ‘Nepal Phir Badhaal‘ (Nepal Again in Bad Shape) that “In spite of protests from the partners of the ruling coalition, Mr Dahal at the advice of his party issued an order in the name of the army chief that former Maoist guerillas should be inducted into the army. Naturally, the army chief refused to implement it and as a result Mr Dahal sacked him.” Upadhyaya also wrote how in the entire world no erstwhile fighters of a war are inducted into the army once the war has come to an end. He gave the example of Subhash Bose’s Indian National Army (INA) and argued that INA personnel were not taken into the army of Independent India. Somebody should ask Upadhyaya what led him to do so much research when he should have known that the decision to absorb Maoist fighters into the army was arrived at after much deliberation. Obviously, Upadhyaya is neither aware of the basis of the agreement nor the sensitiveness of the situation.

The Navbharat Times editorial showed that the writer was aware that under the peace agreement various parties had accepted this condition. It also mentioned that Katwal wanted some special power and for this he did not bother to confront the government. This was the only editorial which confessed that behind Katwal the President and all the political parties had opened a front against the Maoists.

In contrast to most of the outrageously partisan Hindi editors, the editors of some English-language dailies tried to take the situation seriously and studied the matter in right perspective. The May 5 editorial of theHindustan Times is an example: “Though the Maoists would be blamed for acting in haste and also unilaterally, the undemocratic approach of the General towards the civic control and peace process  is primarily responsible for the current crisis. At the time when the people’s struggle against King Gyanendra was at its peak all the parties had agreed that the PLA should be inducted into the democratised national army. Now once democracy has been established and the task to create the Constitution of Nepal is in progress, the Nepali Congress and the CPN(UML) have gone back on this issue. The maximum damage has been done by the attitude of General Katwal.”  The editorial refers to violations of government orders by Katwal. The editorial mentions that no democratic institution could tolerate such indiscipline as had been displayed by the general. It also referred to the danger that it may jeopardise the peace process. The editorial also said that the CPN(UML) and Nepali Congress, in the name of  opposing the Maoists, had endorsed the actions of President Yadav and also euglogised it and thereby set a dangerous precedent for the new-born democracy and also people-army relations. The Asian Age, however, demonstrated its ignorance by echoing the view that had been articulated by much of the Hindi press. It appreciated the President for protecting the army from being destabilised by the entry of Maoist forces.

Nepal has two armies: the old monarch’s army, which is now the national army, and the Maoist PLA. National and international organisations have accepted the identities of both the forces. Under the 2006 peace agreement, the national army is in the barracks and the Maoist forces are in specially erected cantonments. Since the two armies must not violate the peace agreement, a UN team has been monitoring them. Without knowing the following management mechanisms of the two forces, any comment would be incorrect and ridiculous.

1. In point 4 of the ‘Comprehensive Peace Agreement 2006’ of November 21, 2006, under the heading ‘Management of Armies and Arms’, the issue of management of the army has been explained. In point 4.4 it is stated: “The interim cabinet shall form a special committee to carry out monitoring, integration and rehabilitation of the Maoist combatants.”

2. In the same manner in part 20 of the interim constitution, under the heading ‘Provision Regarding The Army’, the issue of rehabilitation of the soldiers in has been mentioned in point 146: “The Council of Ministers shall form a special committee to supervise, integrate and rehabilitate the combatants of the Maoist Army, and the functions, duties and powers of the committee shall be as determined by the Council of Ministers.”

3. On December 23, 2007, a 23-point agreement was reached by seven parties. This was  signed by Sushil Koirala (Nepali Congress), Madhav Nepal (CPN-UML), Prachanda (CPN-Maoist), Amik Sherchan (Janamorcha), Narayan Man Bijukchhe (Nepal Majdoor Kisan Party), Shyam Sunder Gupta (Nepal Sadbhavana Party-Anandi Devi) and C P Mainali (United Left Front). Under article of the agreement it is said, “Regarding the integration of the verified combatants of the Maoist Army, the special committee formed by the Council of Ministers as per the interim constitution shall move ahead the process after deliberations/discussion.”

4. The news released by ANI and Nepal News.Com said: “The chief of the Nepal army General Rukmangud Katwal said that the political parties have already reached agreement on army integration…. The General, talking to newsmen in Kathmandu, said that now “discussions are going on among them, which is part of the democratic process. He said as per the peace pact and other understandings among the parties, the army integration will be carried out through a special cabinet committee, which has not yet been formed.”

5. On October 28, 2008, the government formed a five-member army integration special committee headed by the then deputy prime minister and home minister Bamdeo Gautam, a CPN(UML) leader. Members of the committee included the then defence minister, Ram Bahadur Thapa, leader of Madhesi Janadhikar Forum Mohammed Habibullah, and the then peace and reconstruction minister, Janardan Sharma (ex-officio member). One post was kept vacant for the Nepali Congress. The main problem facing the committee was the Maoists wanted to head it, which was opposed by the Nepali Congress. Finally, the leader of CPN(UML) was entrusted with the task to lead the committee.

Translation of a Hindi article published in the June 2009 issue of FILHAAL, a radical Hindi fortnightly published from Patna.

Global Trends, Faultlines and Tectonic Shifts: A Historical Perspective on the 2008-2009 Crisis

 Bülent Gökay and Darrell Whitman

At the conclusion of his widely popular 1987 study of the global political economy, titled The Rise and Fall of the Great Powers, England-born and Oxford-trained Yale historian Paul Kennedy observed, “The task facing American statesmen over the next decades . . . is to recognize that broad trends are under way, and that there is a need to ‘manage’ affairs so that the relative erosion of the United States’ position takes place slowly and smoothly” (Kennedy, 1989: 534). In chronicling the decline of the US as a global power, Kennedy compared measures of US economic health, such as its levels of industrialisation and growth of real gross national product (GDP), against those of Europe, Russia, and Japan. What he found was a shift in the global political economy over the last 50 years generated by underlying structural changes in the organisation of its financial and trading systems.

Kennedy’s arguments about a structural decline in US power are shared by other critical historical thinkers who similarly see global political economy through a historical lens. Andre Gunder Frank (ReOrient, 1998), Emmanuel Todd (After the Empire: The Breakdown of the American Order, 2002), Giovanni Arrighi (Adam Smith in Beijing: Lineages of the Twenty-First Century, 2007), Niall Ferguson (The Ascent of Money, 2008), Peter Gowan (“Crisis in the Heartland”, 2009), and Fareed Zakaria (The Post-American World, 2008) all use history to argue that US power is declining in parallel to a rise of regional powers, and particularly China. In their view, this decline is not the consequence of “bad behaviour”, even if bad behaviour has occurred, but is the function of structural changes that have occurred as the global economy attempts to adapt to changing historical circumstances. Our analysis of the roots of the present crisis similarly finds that historical change has affected the structures of the present system in ways that its original design did not anticipate, and argues along with Frank, Arrighi, Gowan, and Zakaria that these changes are long-term trends that cannot be mitigated by regulatory reform but must be accommodated through structural adaptations that recognise emerging political, economic, and environmental realities that cannot be contained by Euro-American global capitalism.

Immediate Cause of the Present Crisis

As of this writing, economic opinion has converged around a consensus that the immediate cause of the present global crisis was sub-prime mortgage lending in the US that spread through an interconnected global financial system.(1) We argue that this sub-prime lending, which began in the U.S. in the early 2000s and spread to parts of Europe thereafter, was generated not for the purposes of either providing housing to those previously excluded from home ownership, as many mainstream economists and politicians have argued, but in response to a massive accumulation of capital in the international financial system that required profit-oriented investment.(2)  The perception of prosperity was largely fabricated on the basis of a housing boom and highly leveraged real estate speculation.  While sub-prime lending was accompanied by the development of new speculative financial instruments, in operation it functioned as part of a money merry-go-round that was created within global capitalist financial structures to enable the expansion of global capitalism. This expansion involved privatising important elements within the system, such as currency management and banking, in ways that removed them from public scrutiny and regulation.

By closely examining how sub-prime mortgage lending served the global money merry-go-round, we hope to offer insights into the more pernicious features of the global capitalist political economy that have plagued it with recurring economic crises since its creation at Bretton Woods in 1944. Of particular importance has been the role of the US in acting as the economic policeman for this system, and the way that it has encouraged, rather than discouraged, a proliferation of complex investment tools that masked the true nature of underlying capitalist economic activity. In so doing, the US oversaw a structural transformation of international banking that interconnected global financial institutions and exposed them to speculative losses they little understood. This framed the current crisis as the first truly global economic contraction in more than 70 years, making it a direct challenge to continuing US economic and political leadership. As capitalist governments scramble to regain control, they are confronted not only with the failure of US leadership, but also the inadequacies of the Bretton Woods system to accommodate the global shifts and systemic faultlines that now infect global economic and political relationships.

Sub-prime Mortgages and the Money Merry-go-round

As the term suggests, “sub-prime” mortgage lending was highly speculative because it targeted potential buyers that otherwise could not qualify for standard home loans. The “sub-prime” element in these loans was the below-market rate of interest charged during the initial loan period, which would last 3-5 years, depending on the loan terms. However, once the initial period passed, the rate was destined to rise, raising the underlying mortgage payment. Additionally, many, if not most, of these loans were made with little or no down payment, instead of the 5% or 10% usually required in standard home mortgages, down payments were effectively folded back into the original loan, which, when closing costs and fees were added, made the amount of the loan exceed the stated price of the house. The underlying premise of sub-prime lending was that borrowers would be able to accommodate higher payments in the future, either because their incomes would increase, or because the value of the house itself would continue to rise creating equity for the borrower where none had earlier existed.

The amount of global capital devoted to US sub-prime lending was staggering, amounting at one point to some $12 trillion in the US alone.(3) Yet, even as sub-prime mortgages carried risks related to their character, these risks were not equally distributed among the borrowers, lenders, and ultimate holders of these mortgages. For example, loan originators, who earned large fees for making but not managing these loans, were exposed only to the risk that the market would collapse, leaving them with few customers. On the other hand, borrowers bore the risk that their income would not keep up with the increase in their mortgage costs, or that the value of their property would decline, leaving them “upside down” on their mortgage, a condition where the value of their mortgage exceeded the value of their house. However, the greatest risk was born by the ultimate holder of the mortgage, because they had no direct knowledge of the actual value of the property, the circumstances of the borrower, or the prospective long-term value of the home. While the low risk, high-profit motive of the loan originators is apparent, and the deferred risk motives of the borrower can be understood, it is still difficult to understand why sub-prime mortgages became such a major part of the US home loan industry, or why the ultimate holders of these loans would agree to buy them.

On closer inspection, sub-prime mortgages were driven by lending practices that created an illusion of opportunities for risk-free profit. With huge amounts of capital pouring into the US through the purchase of US treasury notes and corporate stocks and bonds, US interest rates, including mortgage interest rates, fell steadily through much of the 2000s. Yet, at the same time opportunities for traditional investments in the US were shrinking as the US increasingly bought more and more of its goods and services from low-wage countries. This created the “problem” of the excess capital requiring new outlets for profitable investment, which was solved by channelling it into real estate at all levels. Sub-prime loans thus became a popular investment because they offered a quick profit to the lending industry, and the appearance of long-term profits to the ultimate managers of the loans, based on the seemingly unstoppable rise in real estate values.

The loan originators in the US were led by Country Wide, which, as its name suggests, was a major national mortgage lender, and Freddie Mac and Fannie Mae, two quasi-public lending agencies that originated home loans on behalf of the US government. These and other smaller lenders were encouraged to enter the sub-prime market by public officials, who wanted to both appear to generously extend home ownership to the working class and poor and a profitable outlet for money invested in Treasury notes. Seeing the potential for speculative profits, major banks joined the sub-prime parade by buying up and repackaging sub-prime loans into investment bundles that mixed them with traditional loans and resold them at a considerable profit to other investors in the US and throughout the world. Along the way, various security ratings services got into the act by offering assurances, for a price, that these bundled loans were AAA rated as low-risk investments. As the money merry-go-round spun faster and faster, generating quick and seemingly risk-free profits to lenders, banks, and the US Treasury, no one seriously questioned how this was possible.

The illusion of risk-free profit was promoted by the way that the global financial system had become enmeshed in a web of privatised, quick-profit schemes generated by capitalist speculators. In the decade between the mid-1990s, when the global economic system was transformed and largely privatised, and the first tremors of crisis in 2007, an alphabet soup of new speculative financial tools emerged. At the time, and under the influence of a powerful capitalist narrative of profit generated by neo-liberalism, few asked and even fewer understood how these tools worked, but several have now been demystified and exposed as reckless, if not criminal, covers for looting the system. One of the most popular tools was a financial “derivative”, such as the bundling and reselling of sub-prime loans, which simply referred to several ways of disguising the nature of an investment and its risks from potential investors. Citibank, Morgan Stanley, and Lehman Brothers were major sources of these derivatives, which earned them huge profits during the 2000s. A second and particularly onerous tool was the “credit default swap” CDS, which acted as form of insurance to cover the risk that an investment might go sour. American International Group (AIG), which was a relatively small insurance company in the 1990s, gorged itself on CDSs during the 2000s to become among the largest insurers in the global market. But unlike a prudent insurer, AIG paid out the fees it earned for issuing a CDS to its own corporate officers and shareholders, keeping only a minimum of capital in reserve. As investigators subsequently discovered, driven by insane profits none of these capitalist corporations did much to determine the actual risks involved in derivative or CDS investments, leaving the entire structure of global finance exposed.

For their part, sub-prime borrowers, who were generally members of the working class that had long been excluded from home ownership, either accepted sub-prime mortgages because they were their own choice, or were pushed into it by the lenders who saw them only as profit opportunities. Before the credit crunch, mortgage providers were giving out home loans worth 125% of the value of the property, stretching homeowners way beyond their means. Few of them, however, had any real knowledge of how sub-prime mortgage lending worked, or about the longer-term risks that they accepted along with their sub-prime loans. Rather, lenders commonly enticed their applications by assuring them that the risks were small and that they would be able to manage the loan in the future because housing prices would continue to rise, allowing them to either sell for a profit or take out a second mortgage to cover the difference. Once the loan approved, these lenders disappeared, leaving the borrowers to grapple with the consequences as the lenders escaped with their fees as the loans themselves were sold and then resold to other investors.

How Banks Failed

The money merry-go-round of sub-prime lending could not have developed without the changes in the global financial system that allowed for the accumulation of the vast amounts of capital that it required. These changes, generally understood as neo-liberal reforms, included both the promotion of new privatised financial investment tools, and the deregulation of banking, which spread through the US-controlled Bretton Woods economic system through its interlinking of global financial institutions. This allowed high-risk sub-prime mortgages to insinuate themselves into the fabric of ongoing financial activities without a test of their underlying value. As a consequence, second-, third-, fourth-, and fifth-tier investors, many of them international banks, were never required to account for the value of the sub-prime mortgages that they held, until the system began to unravel in 2007.

Looking at the current crisis as interlinked problems with the valuation of bank assets, it is easier to see how the collapse of sub-prime lending acted to constrict the free flow of money necessary to keep the global capitalist system working. The first chapter in this story came when world stock markets peaked and began a sympathetic decline in October 2007, signalling that a global rather than national economic crisis was unfolding. The role of banking in the crisis then became apparent when news of a sharp drop in the profits of Citigroup led to a sharp fall on the New York Stock Exchange in January 2008, which then spread to global markets on January 21 as other US and European banks disclosed they also had suffered massive losses in 2007. Thereafter, several key financial dominos in the global system began to fall, beginning with the venerable Wall Street investment bank Bear Sterns, which was rescued by the US Federal Reserve in a controversial move in March 2008 that merged it with the Bank of America as it was nearing bankruptcy.(4) The crisis was held in relative suspension for the next several months as capitalist speculators debated how US government actions might rescue the global economy through various stimulus schemes that would inject hundreds of billions of dollars into the US national economy, and through various schemes that would rescue the US banking system. The debate ended, however, in September 2008 when Lehman Brothers, a 158-year-old international investment bank and one of the largest financial institutions in the US, was forced into bankruptcy.

The failure of Lehman Brothers was immediately caused by the reluctance of the US government to step in with yet another bank rescue, which was attributed to a split within capitalist policymakers between those that favoured purely “free-market” economics that would allow any institution to fail in a competitive marketplace, and liberal capitalists who argued that Lehman Brothers was “too large to fail” because its failure would trigger a “credit crunch”, or inability of banks to provide loans except to their very best customers, as banks withdrew from lending in the face of uncertainty about loan risks. The decision to let Lehman Brothers fail first demonstrated that the risks of a credit crunch were very real, but also revealed how governments played a key role in managing capital markets. The relationship between banks and the government economic management had been first raised by commentators with the rescue of Bear Sterns, who observed that its rescue was required “to prevent key financial players from going under”,(5) but without noting just who qualified as a “key” financial player. Because the capitalist markets reacted favourably at the time, the rescue of Bear Sterns became a further argument in favour of rescuing Merrill Lynch, Goldman Sachs, and Morgan Stanley, three other giant investment groups, after Lehman Brothers failed. Thus, gripped by fear of a total financial meltdown the US government began to pour hundreds of millions of dollars directly into major US banks, predicated on the ability of this rescue, deemed the “Toxic Asset Relief Program” (TARP), to relieve the speculative pressures that were enveloping the US banking system.  However, this too failed to stem the crisis and other and even larger and more visible interventions by the US and other capitalist governments followed during the Fall of 2008 and Winter of 2009 – which together were the largest synchronised government interventions in markets since the 1930s.

Even as the US and European governments coordinated action in November 2008, the crisis intensified in the US and Europe, and spread to other national banks and economies, with a particularly vicious impact on those, such as Iceland, that had been most active in the global financial system. This radically changed forecasts about the global economy, with the International Monetary Fund (IMF) first revising its projections for real global 2008-2009 GDP growth downward in November 2008 to 3.7% in 2008 and 2.2% in 2009, against its earlier projections of 3.9% in 2008 and 3.0% in 2009.(6) It also saw that the distribution of growth would be uneven, with advanced economies actually contracting by 0.25% in 2009, which would be its first annual contraction for those countries since World War II, and 2009 GDP growth in emerging economies receding to 5.1%, instead of the 6.1% earlier forecast.  Most notably, the IMF predicted the US economy would shrink in 2009 by 0.7% and the UK would suffer the greatest decline among western European countries by contracting 1.3%. Taken as a whole, these projections meant that emerging economies would provide all real global GDP growth in 2009 and bear the burden of rescuing global economic performance after 2010.(7)

The revisions made by the IMF in November quickly proved inadequate, and it was forced to update them again on January 28, 2009, projecting even slower growth, with the world economy assuming its slowest pace since World War II. In this case, overall growth was expected to be only 0.5% in 2009, with economic activity contracting in the US by 1.5%, in the Eurozone by 2%, and in Japan by an even greater 2.5%. This revision also projected that growth in the developing economies of China and India would decrease to 5.75% and 5% respectively, thus limiting their ability to act as major engines for the world economy.(8) This led IMF chief economist Oliver Blanchard to admit, “We now expect the global economy to come to a virtual halt.” Then, in March 2009 the IMF further warned that the world economy would likely contract this year in a “Great Recession” that would be “the worst performance in most of our lifetimes”.(9)

The IMF was not alone in its gloomy assessment as the World Bank reported in December 2008 in Global Economic Prospects 2009 that world trade would contract in 2009 for the first time since 1982, with the decline driven primarily by a sharp drop in demand as the global financial crisis imposed a rare simultaneous recession in high-income countries and a slowdown across the emerging economies.(10)  At the national level, the US Federal Open Market Committee (FOMC) similarly revised its earlier economic projections on February 18, 2009, predicting that 2009 economic growth would slow further, while inflation and unemployment would increase.(11) These revisions were understandably hostage to the crisis itself and further revisions were likely to follow that would drive down expectations even further.(12)

As dark as these dark forecasts were, they represented a conservative view by mainstream capitalist economists who tried to put the best face on events. Thus, these reports minimised or ignored how this and earlier crises imposed long-term structural damage on the global economy, choosing rather to blandly predict an economic “recovery” in 2010, based on past experience rather than on the crisis’s peculiar global and financial characteristics. For example, in its 2009 forecast the IMF forecast a 2010 recovery with the caveat that the economic contraction would be more prolonged in certain countries, including the US and the UK (13) Yet, with past experience as a guide these official forecasts look increasingly weak as new measurements of economic activity reveal a much deeper annual decline in the US fourth quarter GDP, far beyond the 3.8% earlier estimated, with private US investment falling in that quarter at a 21% annual rate and the Japanese economy contracting at a 12% annual rate.(14) Thus, prudence argues that official estimates be seen more as self-interested “guesstimates” than as fact, with a parade of downward revisions into the future.

All of these separate facets of the current crisis came together in the banking system because each of them lowered the underlying value of bank assets, which limited the ability of banks to provide credit. With an integrated global economy functioning through an interconnected financial system, whatever happens within the system, whether at the centre or periphery, becomes a factor in determining the value of assets held by banks. This creates a circular process, where a crisis in any part of the global economic system translates into financial factors that feed into global finance creating a crisis in proportion to the weight of the initial crisis that initiated the cycle. Thus, because the US dominates the global economy and leads its financial sector, its sub-prime mortgage lending and crisis of confidence in bank assets has become the defining factor in generating a global financial and now economic crisis. As political economists understand, this is what makes economics political and not just a collection of calculations.

It also is the case that the effects of the global crisis will not be evenly shared among developed or developing economies, and what happens within the countries of the EU will differ, and in some cases significantly, from what happens in the US or Japan. This is borne out by the way the new central and eastern European members of the EU and the poorer economies in the global system are experiencing the crisis with far more limited resources, tools and prospects,(15)  and is chronicled in the plight of developing economies that have already been forced to seek emergency funding from the IMF and World Bank, or face the dark near-term prospect of not meeting their basic needs.(16)

 

Bülent Gökay is a Professor of International Relations in Keele University and the Chair of Editorial Committee of Journal of Balkan and Near Eastern Studies. Dr. Darrell Whitman is a licensed attorney, community activist, and educator with a professional background for over 30 years in public interest law, environmental program management, and university-level research, and teaching, and is currently undertaking research in Environmental Politics in California.


Notes

(1) Sub-prime mortgages carry a higher risk to the lender (and therefore tend to be at higher interest rates) because they are offered to people who have had financial problems or who have low or unpredictable incomes.

(2) In “Global Imbalances and the Financial Crisis” (Council on Foreign Relations, Special Report No. 44, March 2009), Steven Dunaway characterized this development as “imbalances between savings and investment in major countries”, which he attributes to flaws in the international financial system that allowed governments, as well as private investors, to evade the consequences of their economic choices.

(3) John Gittelsohn, “Ex-subprime exec works flip side of the market”The Orange County Register, March 16, 2009.

(4) The U.S. Federal Reserve is a quasi-public central banking system managed by a board whose members are appointed by the U.S. President and confirmed by the U.S. Congress, but who act independently of both political institutions in setting U.S. monetary policy. This independence in the past has led to conflicts between the political interests of the U.S. government and the economic interests of private U.S. banks when the Fed acts to protect financial capitalist at the expense of the interests of industrial capitalist.

(5) Neil Irwin and David Cho, “Fed Takes Broad Action to Avert Financial Crisis”Washington Post, March 17, 2008.

(6) Gross domestic product is a measure of economic activity in a country that aggregates all the services and goods produced in a year. There are three main ways of calculating GDP by measuring national output, income and expenditure.

(7) “World Economic Outlook Update: Rapidly Weakening Prospects Call for New Policy Stimulus”, IMF, November 6, 2008.

(8) “World Economic Outlook“, IMF, January 28, 2009.

(9) “Global economy to contract in ‘great recession,’ IMF warns”Reuters, 10 March 2009.

(10) “Prospects for the Global Economy”Global Economic Prospect 2009, World Bank, 9 December 2008.

(11) “US FED: Fed Worsens Projections For 2009 GDP, Inflation, Unemployment”Forbes.com, 18 February 2009.

(12) It should be understood that official projections rely on economic data generated by governments, and that in the U.S. the process of producing this data has become highly politicized with the process of data collection and reporting increasingly tilted toward underreporting politically sensitive data.

(13) Shobhana Chandra and Alex Tanzi, “U.S. Economy May Shrink 1.5% in 2009 as Recession Stymies Fed”,Bloomberg.com, 13 January 2009.

(14) Connor Dougherty and Kelly Evans, “Economy in Worst Fall Since ’82“, Wall Street Journal.com, 28 February 2009.

(15) See, e.g., “How to Prevent a Financial Crisis in Hungary and Avoid a Domino Effect”, January 2009.

(16) “Global short-term growth revised downwards as economic prospects deteriorate“, Euromonitor International, 27 Nov 2008.

Sri Lanka: Callous Indifference and Calculated Mischief

S Sivasegaram

By early 2006, the Government of Sri Lanka (GoSL) had decided to embark on a military course to deal with the Tamil Tigers (LTTE) and was pushed hard in that direction by its extreme chauvinist partners. The build-up for war was nevertheless on between 2002 and 2005 when the ceasefire was effective and even as peace talks continued into 2003. The then prime minister, Ranil Wickramasinghe, claimed credit a year ago for weakening the LTTE by engineering a split (with help from the US) in 2004, and some months ago for purchasing most of the military hardware, with which the GoSL successfully fought the war, between 2002 and 2004. The LTTE too armed itself during the time but did not anticipate the brutal force with which the GoSL would pursue the war and the line-up of international forces against it.

The LTTE was weakened on its naval front by the tsunami in 2004, which took a heavy toll in the LTTE-controlled regions and delivered a severe economic blow, which was aggravated by the government’s de facto denial of tsunami relief. Further, the shortcomings of the LTTE, especially its failure to carry out mass political work and insensitivity to contradictions among the people, cost it dearly when the government went on the offensive in the East in 2006. But the LTTE retreated from the East with minimal losses.

When the government followed its conquest of the East with an offensive in the North, the LTTE steadily lost ground and, despite its ability to deliver the occasional surprise attack, was a poor match in conventional warfare to the re-armed and reinforced Sri Lankan armed forces, with training in counter-insurgency. The government’s push to militarily defeat the LTTE had more than the tacit blessings of India and the ‘international community’, meaning the imperialist alliance led by the US. India and the US provided logistical as well as material support to the GoSL.

The LTTE, contrary to the belligerent image painted by the GoSL, India and the US, was, at least by 2007, keen on cessation of hostilities and negotiations. The armed forces of the GoSL, sniffing victory, were unwilling; and the GoSL made the laying down of arms by the LTTE a precondition for any negotiation. That was hard for the LTTE, which relied heavily on its image of invincibility and defiance for its financial and political backing from its supporters, especially among the Tamil Diaspora.

Well before the fall of the LTTE’s administrative capital Killinochi at the end of 2008, it was clear the government forces could be indiscriminate in their attacks. By ordering all NGOs and journalists out of the conflict zone in mid-2008, the GoSL signalled it was unwilling to let reports of human rights violations and civilian casualties stand in its way.

The human tragedy worsened rapidly from mid-2008; and the displaced population in the North passed 200,000 at the end of 2008. The LTTE left behind a ghost town in Kilinochchi by persuading the people to follow it as it retreated. LTTE’s critics charge that it forced the people, but it is more likely that the people feared the armed forces more than they resented the totalitarian ways of the LTTE, and probably believed that the LTTE would regain control of lost territory as it did on earlier occasions. As the LTTE territory shrank, the number of displaced passed 300,000 and their living conditions became more miserable. The proportion of the displaced who wanted to leave the LTTE-controlled territory at any time is unknown. But it is likely that, with time and the GoSL restricting the flow of essential goods including food and medicine to the LTTE-controlled areas, the number of people who would rather risk it with the armed forces than be unsheltered and face hunger, starvation and disease increased.

The US, EU, UN and India were aware that the condition was deteriorating for the displaced and that the conflict was heading towards a catastrophe for the entrapped civilians. The issues were soft-pedalled by the governments and the UN was indifferent. International NGOs, which witnessed the situation in the North-East since the escalation of fighting, expressed grave concern.  European governments spoke rather late in the day, but, like the international NGOS, they were snubbed by spokespersons for the GoSL. It was clear that none of the international concerns would translate by way of action into anything more than token gestures of suspension of aid.

The government, whose popularity rested on its military success against “terrorism”, paid no heed to international concerns and played to the gallery, and in the process stirred up Sinhala chauvinism. Spokespersons for the government went out of their way to rudely reject all charges of violation of human or democratic rights.

It was towards the last quarter of 2008, after the LTTE had lost much of the territory and had a massive number of displaced persons to deal with, that the people of Tamil Nadu became aware of the gravity of the situation. As the human tragedy gathered pace, LTTE spokespersons and sympathisers among the Tamil Diaspora saw their salvation in intervention by the US, countries of the EU, and the UN.  Some, including Tamil National Alliance parliamentarians, pinned their hopes on India. There pleaded desperately with India to intervene, even when it was abundantly clear that India was hand in glove with the GoSL.

Once re-elected to power with an enhanced majority, the Congress-led government had no incentive to appear to care for the Tamils or to protest the outrages committed during the final weeks of the war. When the GoSL thanked India in May 2009 for its active support, India did not contradict the claim. However, when the defeat of the LTTE was imminent, there was a proliferation of publications in Tamil and English in the print and electronic media, charging that it was China’s enhanced economic and military aid in 2008 that enabled the GoSL to carry out large-scale destruction. It was the handiwork of an India-based group actively pushing an anti-China agenda in India, with a former official of the RAW guiding operations on a number of fronts. This crude attempt to justify India’s conduct continues, and had been unquestioningly adopted by the Times (London), reflecting the West’s fears of China’s growing global influence.

Rivalry between the US and India for hegemony over Sri Lanka has been there ever since British influence faded. It came into the open in 1980, and went dormant after the collapse of the Soviet Union and increasing cooperation between India and the US. Efforts of the West to reactivate its role in the Sri Lankan national question by applying pressure on the GoSL on the question of human rights violations have failed so far owing to the defiant attitude of the GoSL, which has successfully played countries resentful of US domination against the US and its allies. India’s efforts to reinforce its hold on Sri Lanka by siding with the GoSL and even canvassing for it in international discussions did not, however, yield proportionate returns.

India is viewed with suspicion by the Sinhalese as a whole, mostly out of fear that India may again impose a solution of its design to the national question. That is something Sinhala chauvinists would like to resolve by negating the existence of all minority nationalities. India’s stock among Sri Lankan Tamils is rock bottom since the exposure of its duplicity, although a handful of beneficiaries of India’s largesse are seeking to build a political alliance to do India’s bidding among the Tamils.

The rivalry for hegemony goes on. The pressure brought upon Sri Lanka by the US, its allies and the UN needs to be seen in this light. The more affluent sections of the Sri Lankan Tamil Diaspora are working hard to bring the entire Diaspora under their wing by persuading the politically desperate supporters and sympathisers of the LTTE that the hope of an LTTE revival lies with the US-led West.

It is a critical moment for Sri Lankan Tamils at home and among the Diaspora. It is important they review the history of the Tamil national struggle and realign themselves with genuine forces of democracy, freedom and social justice than let themselves be manipulated by players seeking global and regional domination. It is equally critical for the Sinhala majority to recognise the dangers of letting divisions among the nationalities to be used cynically by powers seeking to dominate and control Sri Lanka.

The future of the country depends on its ability to resist any form of foreign meddling, by uniting its nationalities through a just and lasting solution, based on the principle of self-determination, to the national question.

Those street-fighting years: A Review of Jason Lutes’ “Berlin”

Pothik Ghosh

Jason Lutes, Berlin (Book 1): City of Stones, Drawn & Quarterly, Montreal (2001, Reprinted 2009) &Berlin (Book 2): City of Smoke, Drawn & Quarterly, Montreal (2008) 

Jason Lutes begins at the beginning. The encounter between a man and a woman in a railway carriage with which the first book of his graphic-novel trilogy opens is an archetype. And yet the manner in which it unfolds into the larger narrative of Berlin – the third part of which is yet to appear and which is currently made up of City of Stones and City of Smoke respectively – serves to brush it against its own banal grain. One does not, however, need to get to the middle of Lutes’ yarn about Berlin in the twilight years of the Weimar Republic to figure that such a stock opening has not been forced upon the artist by an imagination overwhelmed and exhausted by the stereotypes of mass culture.

The encounter between key protagonists, journalist Kurt Severing and art student Marthe Mueller, in the compartment of a Berlin-bound train in the September of 1928, is not simply meant to be a first meeting between a man and a woman. It is, more importantly, an encounter set up by Lutes between words (journalist Severing) and images (artist Mueller). An encounter that presages a relationship fraught with both intimacy and conflict. This duality and tension, which marks the consequent entwinement of the protagonists’ lives and loves, do not merely characterise the historical specificity of their times. It is, simultaneously, a conceit that Lutes deploys to stake out his artistic approach, credo even, vis-à-vis the so-called graphic-novel form.

For Lutes then, the comic book, by virtue of being a montage of words and images, has much greater affinity in terms of artistic effect and political purposeBerlin to the audio-visual experience of cinema than the culture of print to which comics have traditionally belonged. For him, not unlike the other contemporary graphic-novel greats such as Art Spiegelman, Alan Moore and Joe Sacco, words and images are not, as they traditionally have been in comics, discrete entities illustrating each other. Rather, they are envisaged as a singular, mutually illuminating complex whose dynamic makes possible ideas and occurrences that become the constituent units of the larger narrative. And Berlin is a perfect exemplar of Lutes’ vision steeped, self-admittedly, in the politics and aesthetics of avant-garde European cinema that has been summed up rather well by Jean-Luc Godard when he distinguished such cinema as a means of expression from television as a means of transmission.

It is precisely this cinematic function of expression that is constitutive of Lutes’ Berlin and is embodied by it as a sort of defining aesthetic for the graphic-novel genre. His engagement, through Marthe Mueller and her co-students of the Berlin Art Academy, with Expressionism, and through it, with western art as a whole, indicates precisely this obsession of his. And while he makes Marthe reject Expressionism, together with all other reigning currents of institutionalised art, it is only to once again bring to fore the clarity of the founding impulse of Expressionism that its frozen form obscures. Berlin is, therefore, clearly a manifesto of artistic freedom and commitment.

The free rein that an artist can give to his/her subjectivity, thanks to Expressionism, or at any rate its founding impulse, enables Lutes to set his gaze free from the constraints of reality as it is given. And that is both the aesthetic medium and political message called Berlin. Lutes’ Berlin, therefore, is not a city-novel in the traditional sense. Neither in its images nor in its words does it illustrate, evoke or invoke the ‘real’ and definitive geography of Berlin of the inter-war years. That, if and when it happens at all, is merely incidental. It does not even seek to transfigure the landscape of the city in a highly eccentric and expressionistic manner akin to the defamiliarising geographies produced by such “city novelists” as Joyce (Dublin), Dos-Passos (New York) or Alfred Doblin (Berlin).

Berlin, for Lutes, is the emotions and ideas of a politics that is constitutive of an epoch called the Weimar Republic, in whose womb gestated the embryo of Hitlerite National Socialism. One could, however, argue that Lutes, considering he is an American in his late thirties who has been to Berlin for all of three days, could do no better than produce such a “research-based” city novel devoid of personal and personalised lived experience. But that Lutes chose to do so of his own free will shows it was a conscious decision that could have come only from the kind of aesthetic and political programme stated above.

Berlin is, therefore, first of all a story about the rise of Nazism, and the unforgivable surrender of a self-serving Weimar political class, mostly made up of dishonest Social Democrats inhabiting their delusive ivory-towers. And it is told, not so much by examining what happened in the top echelons of Weimar polity, but by laying bare what went on in the everyday lives and relationships of people in the historically invisible streets, homes, factories, newspaper offices, trains, schools, restaurants, and nightclubs of the city.

This political epoch called Berlin – which begins a year before the 1929 May Day massacre of German Communist cadre by the Weimar armed forces controlled by a Social Democratic government (City of Stones) and culminating in the National Socialists getting a thumping majority in the Reichstag elections of 1930 (City of Smoke) – is not merely a matter of documentary detailing for Lutes. The how and why of events is, for him, no less important than the what of them. Not surprisingly, the artist in him is not satisfied with merely compelling the reader to confront individual characters and the events they comprise. He constantly gets behind the vanishing point of ‘reality’ in an attempt to show how the incidents and, more importantly the characters, that constitute such reality have been shaped through and by their histories, which are both unique and general.

Cinematic techniques such as flashbacks that transport the reader to the end of World War I and the days after the Treaty of Versailles, especially with regard to the particularities of everyday lives of individuals, are spliced on to panels depicting interactions and relationships among various characters in 1928 to render their seemingly opaque individual psychological responses to each other and the world around historically transparent.

Berlin2Such filmic techniques also come in handy for Lutes to underscore the often contingent nature of decisions that people made while choosing their political side. For instance, the seeds of worker Gudrun Braun’s induction into the KPD (Communist Party of Germany) and her eventual death in the May Day massacre is sown in a serendipitous encounter between her and David, a young Jewish boy, whom she chances upon selling the KPD paper in heavy rain and who gives her a copy of the paper in return for the good turn she does him by lending him her umbrella.

Even the persistent Nazi-Communist conflicts of Weimar Germany – which would eventually give Europe its long fascist night and which began with the assassination of Rosa Luxemburg and Karl Liebknecht in 1919 to which the two parts of the trilogy continually refer – are snatched away from the abstractions of political history to be restored to the flesh-and-blood humanness of everyday contingencies amid which they actually took shape.  Gudrun’s nascent Communist sympathies impel her Jew- and Red-hating husband Otto to throw her out of their house. It is this that not only leads to Gudrun’s complete radicalisation and Otto’s inexorable Nazification but also puts their daughter and son in those two mutually opposed political-ideological camps.  Thus in Lutes’ imagination the Nazi-Communist divide loses its clinical separation to become a much more real and messy phenomenon that leave husband and wife, and brother and sister baying for each other’s blood.

Lutes’ approach towards freedom through commitment, which has made an artistic feat such as Berlin possible, is precisely what he finds was lacking in the intellectuals and artists of Weimar Berlin and which he clearly shows was responsible for the eventual capitulation of German society to Hitler and his murderous thugs.

The inability of German artists such as Marthe and her friends to push beyond the disinterested and pornographic gaze with which they indifferently fix the goings-on, violent or otherwise, among the unwashed masses divided into the National Socialist and Communist camps becomes as much a symptom of their artistic stagnation as the cause behind the rise of the fascist monster. The excitement and fun which Marthe’s friend Anna derives from rooting for David (in City of Stones), whom she watches being chased by a bunch of racist German goons from the window of her flat without knowing or even bothering to know what their respective politics might be is both quite galling and telling. When Marthe asks her, “Why do you think they were chasing him?”, she replies, “Maybe they’re Sozis and he’s a little Nationalist. I was just rooting for him because it was three to one….” Their debates and discussions on art, in such circumstances, come across as a fatal farce.

Comic 2

And Weimar intellectuals captured by Lutes in the figure of Kurt Severing and his journalist-friends, precisely because they are relatively more serious, appear even more disingenuous and pathetic. Severing’s business with words, which are completely alienated from the real experiences and happenings on the Berlin streets, underscores the hypocrisy and meaninglessness of Social Democratic pacifism to which he subscribes. When his old friend Irwin Immenthaler, who has joined the Communists, says (in City of Stones), “Couldn’t stay above the fray any longer. And you? Maintaining hopes of overcoming the opposition with a tide of typing paper?”; Severing replies, “The tide has become more of a trickle lately. But I still value my own judgement over any decrees handed down from Munich or Moscow, if that’s what you mean.”

That Severing’s words – which are as disengaged as his life, and as alienating and irresponsible as his relationships – amount to nothing dawns on him towards the end of City of Smoke. He wonders: “This machine (typewriter) is a kind of devil, feeding my pride by giving my words substance. It promises to order my thoughts, declare their rationality and significance, promises value and weight, meaning hardened by iron and hammered into paper. Even that impact (tak!) is a promise: that my words will strike like a fist. It lies. I would throw it out of the window if I could lift the fucking thing. How much time do I have left in this life? How much – How much of it have I wasted?” And the soliloquy ends with him emptying all his typewritten manuscripts into a bonfire lit by a couple of poor souls just outside his apartment.

comic 3

In Lutes’ Berlin, ideological objectivity is a sickening alibi for intellectual indifference and political timidity. The alternative lifestyle of artists and intellectuals, particularly in matters of sexuality, fails to rise above hedonism and self-conscious display of modishness to emerge as an effective force of dissidence and anti-Nazi resistance. Such lifestyle, its radical deviance notwithstanding, is thereby left open to the predatory thought police of a Nazi future that is imminent.

Comic 1

The side Lutes is on, as far as Weimar Berlin is concerned, could not have been more apparent – Luxemburg and Libeknecht are, clearly, his heroes. He shows how the Nazi way was paved by those “above-the-fray” Social Democrats, who not only refused to strengthen the militant anti-Nazi struggle of the Communists but often worked to detract from it. And yet the Communists too draw a sharp rap on their knuckles from him. Berlin insinuates, not at all incorrectly, that for German Communists, notwithstanding their commitment and spirit of sacrifice, many modes of anti-conservative critique and anti-fascist dissent engendered by certain specific experiences, practices and ways of life of some democratic sections of Weimar society remained below the radar. Not surprisingly, Communist politics, in spite of its radical anti-Nazi tenor, remained for most such people a predetermined and alien phenomenon they avoided like plague.

Lutes seeks to make amends on that score by attempting to enrich the Communist historical account of its glorious anti-Nazi resistance by including, through an act of creative imagination, the challenges posed to the reactionary ethos of Nazism by such phenomena as clubs and gatherings of lesbians and bisexuals. He even counterposes an internationalism of real experience, manifest in the fleeting relationship between an African-American Jazz artiste and a German stripper, to the noble, though doctrinally stringent, internationalism of the card-holding Communists.

What, however, renders Lutes’ vision most interesting and pertinent is its universality that stretches beyond the confines of time and space within which he situates his parable. The persistent advance of revanchist political forces the world over, and especially in south Asia, thanks to the aid or moral justification being extended to them by effete and self-serving politics of a liberal vintage proves that Lutes’ tale is, without doubt, a cautionary parable for all times.

South Asia and the Lessons of the Spanish Revolution

Saurobijay Sarkar

The Spanish Revolution, which spanned the years between 1935 and 1939, will remain a historic event, glorious for the heroic sacrifice of the Communists and other left-wing parties, the struggle of the International Brigade against Fascism. There is, of course, another side to it. And that is the story of some contradictions that dogged the anti-fascist movement. A story that has, for most parts, been left untold. For a more truthful and unbiased assessment of the role of the Communist International (Comintern) and the international Communist movement all available information needs to be thrown open.

The Popular Front policy, scripted by the Comintern secretary-general George Dimitrov and endorsed by Josef Stalin, was preceded by the “third period”, or the ultra-left period of the Comintern.  The Popular Front thesis was in sharp contrast to the new colonial, or shall we say deionization, thesis at the Sixth Congress (1928) of the Comintern –“Revolutionary Movement in the Colonies and Semi-colonies”. Introduced by Otto Kuusinen, under Stalin’s diktat, the thesis said the colonial bourgeoisie in India had gone over to imperialism and had no progressive role left to play. This was a drift from Lenin’s Theses on the National and Colonial Questions at the Second Congress of Comintern (1920). But we need to remember that Lenin correctly insisted on the temporary alliance with sections of the national bourgeoisie in colonies, while at the same time emphasizing on the independence of the proletariat. The Popular Front (PF) policy in Spain crossed the border of this temporary alliance, when Spanish Communists under the directive of the Comintern, which had by then became an instrumentality for Soviet Foreign policy, advocated the formation of a government with a section of the bourgeoisie, and thus subordinated proletarian independence to “democracy”. Moreover, the thesis of stagiest revolution, which states that in a backward country proletarian revolution cannot succeed, played a key role here.

One of the major blunders of the Comintern in its third period was Stalin’s theorization of Social Fascism. Social Democrats in Germany and elsewhere were identified as chief enemies. Comintern-affiliates among communist parties (called ‘sections’ of Comintern) in Germany and elsewhere initially participated in programmes jointly with the Nazis. It was left to Trotsky to advocate, in contrast to the Stalin-Dimitrov line, a United Front with the Social Democratic and other left parties instead. In 1931, he gave a call for the united front of Left Parties, including the Socialists, to defeat Fascism.

The theory of Social Fascism objectively helped Hitler in crushing the Left and democratic parties in Germany. A sharp rightward turn became inevitable when the Comintern advocated total unity against Fascism, and joined hands with major imperialist countries like Great Britain and the US. The only major imperialist power on the other side was Japan which did not embark on the Fascist path .The Popular Front was, in practice, an electoral coalition of the Communist Party, not only with the Socialist formations, but also with liberal-bourgeois parties. Dimitrov laid only one condition – opposition to Hitler and Fascism – thereby made PF the broadest possible formation

The PF experience in Spain deserves an examination all its own. It consisted of the Socialist Party (PSOE), Communist Party (PCE), Esquerra Party and the Republican Union Party. Groups from the far Right formed the National Front that supported Hitler’s Germany. Apart from the Socialist and the Communist party there were other left-wing groups – namely the Anarchists and Partido Obrero de Unificación Marxista (POUM). CNT, the trade union of the Anarchists, had the deepest penetration in some places, while the POUM was close to Trotsky and the Fourth International, and its leader Andre Nin was an ex- Trotskyist. These groups initially did not join the PF, as the radical mood within the Spanish Society was on an upswing, thanks to a mounting capitalist crisis and Fascist aggression, what with worker’s and peasants councils being formed in many places.

Trotsky’s United Front (UF) – rather alliance of the Left – had many takers. The objective ground for such support grew when the dominant section of the Spanish bourgeoisie went over to the Franco’s camp in 1935. The republicans constituted a very weak section of the bourgeoisie. Hence it was not simply a question of an alliance with the bourgeoisie. The point was to confine the entire struggle of the proletariat to the struggle of democracy, i.e. form a bourgeois republic. The Comintern’s position was further based on its assertion that in a less developed country such as Spain, a working class revolution was not possible. This completely ignored the Russian experience of 1917, where in spite of the dominance of feudalism in the countryside, a socialist revolution had occurred in November.

One of the key tasks assigned to the revolutionaries the world over was to save the Soviet Union. But how? On one hand, it was envisaged as a matter of simply posing the question of bourgeois democracy in a country where the possibility of revolution was ripening. On the other, the emphasis was on adequate preparation for a workers’ and peasants’ revolt that would defeat Fascism and capitalism and thus help Soviet Union? And it was precisely this difference that formed the basis of the debate between Stalin and Trotsky. Trotsky, in spite of being expelled from the Comintern in 1927, still considered himself a part of it and advised his followers to do the same, at least till 1933. After that, he came to the conclusion that the Third International had drifted away from Lenin’s thoughts. Intra-Comintern democracy was suppressed. However, Comintern archives reveal that there was resentment. (Dimitrov’s doubts about Stalin’s portrayal of Nikolai Bukharin directly hint at concoction and distortion of facts about a man whom Lenin had described as the best young Bolshevik. That suggests Dimitrov had noted his reservations against Stalin on the question of Bukharin.)

The Spanish people voted on Sunday, February 16, 1936. Out of a possible 13.5-million voters, over 9,870,000 participated in the 1936 general election. And 4,654,116 people (34.3%) voted for the Popular Front, whereas the National Front obtained only 4,503,505 (33.2%), leaving the remaining 526,615 (5.4%) of the votes for the centrist parties. The Popular Front, with 263 seats out of the 473 in the Cortes, formed the new government.

Anarchists and Poumists initially did not join the government, but rather concentrated on organizing independent worker and peasant militias. Although the Popular Front government was a Communist-Socialist alliance with weaker sections of the Spanish bourgeoisie, there was discontent inside both the Socialist and the Parties. Like almost every front, the PF too had inner contradictions. However, pressured by the Left, the PF government introduced some reforms — namely release of left-wing prisoners and limited agrarian transformation.

In September 1936, President Azaña appointed the left-wing socialist, Francisco Largo Caballero, as prime minister. Largo Caballero also took over the important role of war minister. He brought into his government two left-wing radicals, Angel Galarza (minister of the interior) and Alvarez del Vavo (minister of foreign affairs). He also included four Anarchists, Juan Garcia Oliver (justice), Juan Lopez Sanchez (commerce), Fredrica Montseny (health) and Juan Peiro (industry). That apart, two right-wing socialists, Juan Negrin (finance) and Indalecio Prieto (navy and air) were also inducted into the cabinet. Largo Caballero also gave two ministries to the Communist Party (PCE): Jesus Hernandez (education) and Vicente Uribe (agriculture).

After taking power Largo Caballero concentrated on winning the war, shelving social revolutionary imperatives. Playing to the gallery of foreign imperialist governments, he announced that his administration was “not fighting for socialism but for democracy and constitutional rule”.

And Caballero introduced changes that upset the left in Spain. This included conscription, the reintroduction of ranks and insignia into the militia, and the abolition of workers’ and soldiers’ councils. He also constituted a new police force, the National Republican Guard. He also agreed to hand over the control of the Carabineros to the finance minister.

At that time, official Communists – Stalinists — were an insignificant force compared to the Socialists. Even the POUM and the Anarchists, especially the latter, were stronger in some places than them. And that was the real reason behind their policy for not going far beyond “democracy”. Had the Comintern been alive to this task, the rank and file of the Socialists and other parties could have been encouraged to fight ahead. Anarchists fought heroically, but suffered from misconceptions about Marxism. At the decisive moment, they also joined the Popular Front. POUM, instead of appealing to the advanced workers, also joined the Popular Front. The contradiction between the rank and file, and the leaders remained alive. Moreover, as the name of Trotsky was once associated with the POUM, the Comintern and its Spanish section demanded suppression of the Trotskyites.

The Popular Front, thanks to such contradictions within, was no workers’ government as it did not go against the class interests of the bourgeoisie. It was trapped between a Fascist Franco on one hand, and the workers and peasants on the other. Hence when Franco and his right-wing party initiated a counterrevolutionary military uprising in 1936 to overthrow the moderate Popular Front government, and crush the workers and peasant’s movement that evolved out of the crisis, the government initially refused to supply arms fearing that it might lead to a workers’ revolution. But Spanish workers and peasants were advanced in their consciousness and did not keep silent. In several regions, land was collectivized, factories were occupied. A huge portion of Spain was coming under worker’s control. One of the finest examples was Barcelona, where CNT, the Anarchist union, and the POUM occupied the telephone exchange and many workplaces by putting armed workers in control. The Anarchists and the POUM fought heroically against the fascists but were slaughtered. The Comintern was unnerved by such uprisings because it was going beyond the limits of “democracy”. The government arrested numerous Anarchist activists, tortured and murdered some, and finally disarmed the workers. This gave Franco more breathing space. Incidentally, the French Popular Front Government also refused to supply arms to the anti-Fascist militants during the Spanish Civil War, obviously to keep the Comintern’s Stalinist leadership in good humour.

As the civil war was in progress, the Comintern under Stalin realized it was not possible to stop the Fascists simply through an electoral “Popular Front”. The realization came too late. It is only then Stalin began supplying arms to the Spanish republican government, whereas the right-wing under Franco had been receiving arms from Italy and Germany for long. The Spanish Communists, who were still not a very significant force, began to wield increasing influence due to the Soviet arms supply.

In 1937 an incident similar to the one in Barcelona took place in Catalonia. Like Madrid, Catalonia workers and peasants rose in revolt and set up armed militias under the leadership of the Anarchists and the POUM. They fought bravely against the Fascists. Thus, side by side with the official governments of Madrid and Catalonia there had arisen organs predominantly worker-controlled, through which the masses organized the struggle against Fascism. In the main, the military, economic and political struggle was proceeding independently of the government and, indeed, in spite of it. It was a classic example of dual power, similar to what had been seen in Russia after February, 1917.

The pro-Stalin Spanish Communists spread all sorts of provocative rumors about the POUM organizing an insurrection under Trotsky’s influence to essentially help Fascism. Throughout the world, Trotsky and the POUM were pictured as Fascist agents. The truth, however, was that the POUM had already joined the Popular Front government by rejecting Trotsky’s ideas. But that had clearly not prevented the outfit from organizing militias to fight Fascism. However, finally the Popular Front government, where Spanish Communists were now playing a major role, crushed the Catalonia workers and peasants, and arrested and murdered lots of Anarchists and POUM activists. POUM leader Andre Nin was captured, tortured and later murdered by GPU — Stalin’s secret police. This was consistent with the pattern that had earlier been discerned in China, where in 1927 thousands of Communists were massacred as a result of Comintern’s policy at the hands of Kuomintang, or in Germany where Fascists came to power because of the Comintern’s blunder. If those had been devastating mistakes in the Comintern policy, in Spain it was an act of counterrevolution. Of course, Spanish Communists and Republicans later fought along with the International Brigade against Fascism and lots of Communists were murdered. But that cannot erase the fact that it was because of the Comintern’s misplaced policy that Franco eluded defeat. In 1939, Franco overthrew the PF government and grabbed power.

There are, clearly, many lessons to be learnt from Spain. While Spanish Communists, along with the Anarchists and the POUM, fought a dogged battle against Fascists in the later stages, the treacherous policy of subordinating working class revolution to republican democracy hampered the anti-fascist movement a lot. The victory of revolution in Spain could have ushered a sea change in whole of Europe and could have helped in creating an international socialist confederation. But the Comintern, which already became a tool in the hands of the Soviet official bureaucracy, which was armed with the theory of “Socialism in one country”, was only interested in keeping its own regime stable by indulging in all sorts of maneuvers. Ultimately, the Red brigade of Soviet Russia did succeed in defeating Fascism. But it was at a terrible cost.

While pointing out important contributions of Trotsky and the Trotskyists in the context of World War II and Fascism, we need to point out their mistakes too. Trotsky, although he maintained that the Stalinist parties would under pressure from the masses go further than they wanted, outlined two sorts of possibilities. Either a political revolution in Soviet Russia would be victorious or a Fascist reaction would triumph. Ultimately, neither of the two happened. Soviet Russia became victorious militarily, although at terrible cost, thus further strengthening the Soviet bureaucracy.

The Spanish experience receives less attention among official Communists for whom Trotsky is an anathema. That is unpardonable.

What is the significance of the Spanish experience today? It is the task of the Marxists to draw lessons from the past and apply those in the concrete objectives conditions today. In this context, let’s take the example of India — the biggest country in south and south-east Asia – and Nepal, probably the smallest, but where a powerful revolutionary movement has overthrown the monarchy, but where revolution is not complete and there is a probability that it will be lost.

The Left movement in India

It will not be wise to compare the Indian situation with the one in Spain. In Spain 1936-1939, a revolutionary mood prevailed among the workers and peasants. Workers’ and peasants’ councils were formed in several places such as Madrid, Catalonia and Barcelona. At issue there was the subjective factor — a powerful revolutionary party armed with revolutionary theory. The Anarchists and the POUM cadre, although they did fight heroically, unfortunately fell for the idea of Popular Front and yet could not escape its cynical repression. Such militant mood is evidently absent in India, where the Congress, the key party of the big bourgeoisie, has been returned to lead the central government in the recent parliamentary elections. The debacle of the so-called Left in the parliamentary arena, what with its seats in the Lok Sabha dropping from 61 to 24, is a much discussed topic. These parties, although Marxist in name, symbolize right-wing Social Democracy. The reason for the debacle must be attributed to their reformist-cum-reactionary politics. In states such as West Bengal, where they are in power, they have clearly sought to implement the neo-liberal policy to grab the fertile land of peasants and give it to industrialists like Tata, Salem and so on. That has stoked the embers of a dormant militant heritage in the state, leading to the emergence of a powerful mass movement in places such as Nandigram, Singur and elsewhere. The effect of the people’s anger was felt in the ballot box, where the ‘Left’ lost most of its seats. As for the states where they are not in power, the ‘Left’ parties such as the CPI and the CPI (M) are sometimes involved in local struggles but they essentially limit themselves to the parliamentary arena by collaborating with different wings of the bourgeoisie. After the last Lok Sabha elections they went with the Congress, while this time around they fought the polls in tandem with parties such as the TDP, AIADMK, Janata Dal (Secular) and the BSP, which have been driving the implementation of neo-liberal policies in their respective states. The CPI (M) has been theorizing that the present stage is the stage of capitalist development, where multinationals and corporate bodies need to be invited to increase productivity. This stage, according to the largest Indian Communist party, will be followed by the stage of struggle for socialism. It has, therefore, formulated its own new theory of two stages, which is just a pretext for covering up for its bankrupt politics. Leaders of CPI and CPI (M) have clearly become direct agents of capitalism.

Some would want to ascribe the bankruptcy of such parties and their current electoral debacle to their Stalinist origin. But this simple and direct correlation is unscientific. The Spanish Communist Party, under instructions from Moscow, had committed heinous crimes by murdering the activists of POUM and the Anarchists, thus weakening the anti-Fascist movement. Yet, at a later stage it carried out an armed struggle against the Fascists. At least, during the period the Spanish Civil War, the Communist parties, even when they were taking directives from Moscow, sincerely believed in revolution. It was their erroneous belief in the theory of two-stage revolution that put them on the side of counterrevolution at the decisive moment. Today, the leaders as well as the rank and file of the CPI and CPI (M) have become so paralyzed, thanks to their practice of the policy of direct collaboration with the bourgeoisie, that they have no power left in them to as much as think about revolution.

Along with the political degeneration, personal degeneration and corruption prevailed at every layer of the party hierarchy: from top to bottom.

But still the theory of Popular Front and Spanish experience has its significance in the theoretical discourse of the Left. The undivided Communist Party of India, following the Comintern line, opposed the Quit India movement in 1942.

The Spanish situation repeated itself in India in the sense that some CPI members even handed over the freedom fighters by terming them as Fascist agents, to the British colonial administration. The CPI, albeit it corrected this mistake of its later, never really engaged in a thorough-going criticism of its stand. Throughout their history, both the CPI and the CPI (M) maintained that revolution in India will be a democratic revolution, where a section of the national bourgeoisie will play a progressive role. Their alliance with the bourgeoisie, their claim that the fall of Soviet Union was the collapse of a model ‘Socialist’ state and things like that ought to be attributed to the degeneration of these parties. The major responsibility for all that must, however, be placed on their leadership, which consciously abandoned its organically acquired role of leading the toiling masses of the country, and succumbed to the temptations of Parliamentary politics. Instead of tactically envisaging Parliament as a site for raising questions that would articulate a critique of the system and thus, in turn, sharpen class consciousness of the people, they have shamelessly involved themselves in hobnobbing with other bourgeoisie parties for some space in the bourgeois power structure. The Popular Front policy has, in such circumstances, come to be no more than a justification for such leaders.

That, however, has done little by way of disabusing other non-CPI, non-CPI (M) radical communist and left parties in India – which are clearly not tainted by parliamentarism and which are into organizing workers, agricultural laborers and peasants against the barbaric onslaughts of the New Economic Policy – of the utterly mistaken idea of a two-stage revolution as also the belief that a proletarian revolution could not succeed in a backward country. Most of those parties originated from the Naxalbari peasant uprising and derive their ideological sustenance and vision from what is called the Mao Tse Tung thought. Inspired by Mao’s thesis of New Democracy, they believe the Indian revolution will be new democratic in nature, whereby a section of the national bourgeoisie will be their ally. This erroneous idea has sometimes forced these otherwise honest revolutionaries to strike alliances with one or the other section of the kulaks or rich peasantry. Needless to say that such an erroneous programmatic line, notwithstanding their consistent opposition to the CPI and CPI (M) and the doggedness of their struggles, runs the risk of derailing the revolution at its decisive moment.

It may well happen that just like in China the revolution here might, under decisive pressure from the proletariat and the peasantry, succeed. But that is highly improbable because during the Chinese revolution the Soviet Union was a model for honest revolutionaries, something that is lacking in today’s world. We will look at the Chinese case in detail when we analyze the revolutionary process in Nepal later. For now it will suffice to point out a key difference between the Spanish and the Chinese examples. In Spain, the Popular Front, of which the Spanish Communist Party was an important constituent, directly crushed the uprisings of the workers and peasants, and tortured and murdered Anarchist and POUM activists and leaders under the instruction of the GPU, thereby weakening the anti-Fascist movement and derailing the revolutionary process. In China, no such incident occurred. The Comintern, on the pretext of containing Fascist aggression, was able to directly control and manipulate the politics of the Spanish Communist Party. In China, the Comintern tried to establish its control and force its line on the CPC but that did not eventually happen. Even after the anti-Japan national liberation movement was victorious, thanks to the sacrifice of communist leaders and activists and the tactical alliance the CCP had struck with the Kuomintang (KMT), the Comintern advised the CPC to start a dialogue with the KMT for building a democratic republic. CPC did initially accept that line and started the dialogue, which broke down later when Chiang Kai Shek refused to engage. Thanks to the powerful peasant army, the CPC was able to defeat Chiang Kai Shek and capture power.

But if we peruse the writings on New Democracy by Mao Tse Tung, we will realize that even his conception of New Democracy could not rid itself of the stagiest theory of revolution, wherein democratic revolution has to triumph first before a successful socialist revolution can follow. Although in China, under peculiar objective conditions the revolution marched forward, the theory of this stagiest revolution played a detrimental role in the revolutionary movements of several countries, the most notable of which is Indonesia. Although today’s objective conditions in India differ both from China’s and Spain’s, the idea of stagiest revolution prevails in the theoretical discourse of the radical Left in India. This is related to the characterization of the Indian state as semi-colonial, which has consequently led to attempts at artificially relating the Indian situation to that of China in 1949.

Considering that significant sections of Indian capitalists such as the Tatas, Ambanis and so on have become founts of monopoly capitalism and given that India has consistently struck aggressively imperialistic stances vis-à-vis neighboring countries such as Sri Lanka, Nepal, Bangladesh and Pakistan, is it not time to wonder whether India is actually semi-imperialist, instead of the traditional characterization of it being semi-colonial? Is this not the time to go back and study the Russian experience to take guidelines from Lenin’s The April Theses?


The Revolutionary Process in Nepal

Nepal is a classic example of a semi-colonial, or even colonial, country and is, indeed, the poorest country in south Asia. The monarchy ruled the country in direct collaboration with imperialism before it was overthrown by the powerful revolutionary movement. Nepal has been a stronghold of Maoist movement for a long time. The turning point came in 1996 – after the CPN (UML) had betrayed the working people’s cause to merely become a constitutionalist party – when an insurrection was launched by the Communist Party of Nepal (Maoist). (It has recently renamed itself as the United Communist Party of Nepal (Maoist)). Starting off small, the Maoist movement was able to strengthen and grow by relying on and leading the mostly poor Nepali peasants to fight and overthrow the forces of government, then represented by an absolute monarchy, in the countryside. Heavy clashes between the Nepali Maoists and an army loyal to the monarchist government resulted in more than 10,000 casualties. The former call this a “Peoples War” – a revolutionary war of the people that seeks to overthrow the old system. It would, at this juncture, be useless to raise questions about the heavy bloodshed that this war entailed, and whether or not that could have been avoided. But what is clear is that the heroic armed struggle of the Maoists against the feudal and imperialist oppression earned them the branding “terrorist” from US imperialism and its strategic partner, the expansionist Indian ruling class. As opposed to the CPN (UML), which like the CPI (M) drowned itself in parliamentary politics by collaborating with the Nepali Congress, a representative of the weak Nepali bourgeoisie and a collaborator with the monarchy, the Nepali Maoists concentrated their political-organizational work in the rural areas, rapidly expanding their base. On the verge of the anti-monarchy uprising in 2006, they controlled approximately 75-80% of the country. Their power centre was in villages such as Rolpha and Rukum, and the movement spread from there. But the Maoists’ aim, from the very beginning, has been the establishment of a new democratic state as opposed to a socialist one. In 1996 itself, the CPN (M) declared:

“We are fully conscious that this war to break the shackles of thousands of years of slavery and to establish a New Democratic state will be an uphill battle, full of twists and turns and of a protracted nature.”

Now what is New Democracy? In his 1940 article, ‘New Democratic Constitutional Government’, Mao writes: “What is constitutional government? It is democratic government. I agree with what our old Comrade Wu has just said. What kind of democratic government do we need today? New-democratic government, the constitutional government of New Democracy. Not the old outmoded, European-American type of so-called democracy which is bourgeois dictatorship, nor as yet the Soviet type of democracy which is the dictatorship of the proletariat.”

He again writes:

“What is new-democratic constitutional government? It is the joint dictatorship of several revolutionary classes over the traitors and reactionaries. Someone once said, “If there is food, let everyone share it.” I think this can serve to illustrate New Democracy. Just as everyone should share what food there is, so there should be no monopoly of power by a single party, group or class. This idea was well expressed by Dr Sun Yat-sen in the Manifesto of the First National Congress of the Kuomintang: ‘The so-called democratic system in modern states is usually monopolized by the bourgeoisie and has become simply an instrument for oppressing the common people. On the other hand, the Kuomintang’s Principle of Democracy means a democratic system shared by all the common people and not privately owned by the few.’.”

So that is the theoretical foundation of a New Democratic government. Although in practice CPC disobeyed the imposing guidelines of Stalin and the Comintern, in essence Mao’s line was not fundamentally different from that of Stalin’s. He raised the idea of joint dictatorship of a bloc of four classes to establish a New Democratic government.

It is true that unlike Russia, China was a colony or semi-colony where the national liberation movement played a great role in jump-starting the revolutionary process. In the ‘Draft Thesis on Colonial Question’, Lenin insisted on a temporary alliance with the bourgeoisie in the course of struggle. In the struggle against Japanese Imperialism, the CPC correctly forged a united front even with the reactionary Kuomintang. But none of that was a joint dictatorship of several “revolutionary classes or the block of four classes”? What does it mean? What program can a New Democratic government deliver if the proletariat and sections of the National bourgeoisie are in the same government? The relevance of this question needs to be understood on the ground of backwardness, not on the ground of colonialism or semi-colonialism. The question of  colonialism leads to a revolutionary movement for national Independence, but the question of socialist government or New Democratic government needs to be understood in the context of a society’s backwardness, where the usefulness of the concept of dictatorship of the proletariat or early Soviet-type democracy needs to be understood.

If we take the example of Russia, we can see Lenin opposed such an alliance or entering into a provisional government with the bourgeoisie, not simply in February 1917, when Russia was on the verge of a civil war, but as early as in 1906 too. Though Lenin characterized Russia as an imperialist state, Russia was strongly under the control of feudalism and hence a backward state. China, which was clearly a more backward state than Russia, had a fairly evolved working class in cities such as Shanghai and Canton. In the initial stages up to 1927, the CPC organized a large section of the urban proletariat to fight against imperialist oppression. In 1927, thanks to the policy of working inside Chiang Kai Shek’s KMT, thousands of workers and Communists were massacred in the city of Shanghai. Subsequent adventurist uprisings cost more lives, and as a result the urban population became passive. This objective condition forced the CPC to turn to the villages to implement the policy of agrarian revolution and there was no alternative to that then. But later, the CPC never considered the significance of independent assertion of the proletariat and virtually considered them as a supportive population of the rural guerilla warfare policy. But as discussed earlier, this conception of a bloc of four classes, or the illusion of a democratic government which is essentially a distortion of even Lenin’s theorization of the dictatorship of the proletariat  and the peasantry prior to April 1917, worked as a detrimental counterrevolutionary theory in the revolutionary process of several countries such as Indonesia.

In China, in spite of this theory, the revolution transcended the limits of New Democracy, i.e. the bloc of four classes, because of the pressure of the masses, the presence of a powerful peasant army and the existence of Soviet Russia as a model ‘Socialist’ state. The victorious Chinese revolution of 1949 was a somewhat distorted playing out of Trotsky’s idea of permanent revolution. For, even though the working class did not consciously start the uprising, the powerful peasant army captured the cities with the help of the urban populace and drove away Chiang Kai Shek, and the bourgeoisie and feudal landlords.  A remnant of the bourgeoisie was, however, still there. But that was not of much significance. The nature of the revolution is determined by how the class configuration of power changes. In that context, the socialist revolution can be said to have triumphed in Russia in November 1917 as political power passed to the proletariat and its ally, the poor peasantry, from the weak bourgeoisie. In 1949 China similar thing happened, but in a different manner. That difference hinged on the conscious intervention, or not, of the working class. Several people confuse the nature of socialist or permanent revolution with the immediate implantation of socialism. This is not quite a correct way of envisaging a working-class revolution. Even in the advanced capitalist countries, where probably there is no debate regarding the characteristic of the revolution, there will be a period of transition to socialism. But this period will be much shorter than in the backward countries. Moreover, the questions of international revolution and international socialism need to be discussed. Like China, in Russia too, the Bolshevik Party did not nationalize all the industries for the first one year because of objective difficulties. That did not alter the nature of the revolution. The classical concept of Marx’s two-stage revolution, which Marx himself questioned in his later phase, was entirely rejected by Lenin who broke with it in The April Theses, albeit on the pretext of an imperialist war. Trotsky, however, predicted in his Results and Prospects in 1905 that the Russian Revolution will not be contained within the democratic boundary, it will end in a socialist revolution.

But Trotsky’s position was derived chiefly from his Petrograd experience, where he had correctly assessed that it was not possible for the weak bourgeoisie to carry out a democratic revolution even as an ally of the working class and the peasantry can have a revolutionary role only when it is in alliance with the proletariat, and not by itself independently. Lenin in 1906 had, however, insisted on the assertion of the working class in the revolution and believed that the peasantry could have independent revolutionary role. Hence he insisted on the democratic dictatorship of the proletariat and the peasantry. In 1917 April, during the ongoing imperialist war, he wrote the famous The April Theses, which outlined the need to raise the banner of socialist revolution even in a backward country. This shows how, in spite of the differences in opinion, the earlier two positions merged together at the decisive moment. It is true that Lenin did not generalize this idea in the case of other backward countries, namely colonial and semi-colonial countries. But then even Trotsky did not generalize his idea of the permanent revolution at that time. In fact, he favored, up to 1927, a democratic dictatorship of the proletariat and the peasantry in China. It was only after 1927 that he began applying the concept of permanent revolution to China. The Comintern, under Stalin’s leadership, followed a zigzag path. In the ultra-left period they favored an adventurism uprising in China and elsewhere, which finished off all revolutionary possibilities. Later, in the context of Fascism, they fall prey to the theory of Popular Front. Considering the devastating situation in the 1930s, a diplomatic tie-up was probably needed with Britain and the US, but the Popular Front policy was something more than that. It brought the international revolution to a grinding halt.

Let us now come back to the situation in Nepal. The CPN (M), although it controlled large swathes of rural territory to become a significant force in the politics of Nepal, did not concentrate on the urban population, which constitutes a small, though important, 12% of the Nepalese population. Here we need to look at the pattern of industrial growth and development of the urban proletariat in Nepal, which despite its weakness can still be compared with that of Soviet Russia in 1917 and that of China in 1949. It is discussed earlier that Nepal is a classic example of semi-colony, or colony, of India and the US.

Until the 1980s, modern industry was almost non-existent; only 0.66% of Nepal’s GDP was derived from industry in 1964-65. Since then, industrial development has been given emphasis in economic planning. Manufacturing as a percentage of total GDP at current factor cost rose from 4.2% in 1980 to 6.1% in 1990 to 9.2% in 1995 to an estimated 22% in 2000. However, manufacturing is a sector that has been hit particularly hard by the Maoist insurgency and the intensification of violence since 2001. The CIA estimates that the industrial production growth rate for 1999-2000 was 8.7%. However, this had dropped to less than 1% for 2001-02 according to IMF estimates.  Major industries in Nepal include tourism, carpets, textiles, small rice jute, sugar, and oilseed mills; cigarettes, cement and brick factories. Aside from small-scale food processing (rice, wheat and oil mills), light industry, largely concentrated in south-eastern Nepal, includes the production of jute goods, refined sugar, cigarettes, matches, spun cotton and synthetic fabrics, wool, footwear, tanned leather, and tea. The carpet, garment and spinning industries are the three largest industrial employers, followed by structural clay products, sugar and jute processing. Sugar production was 49,227 tons in 1995, jute goods, 20, 1870 tons; and soap, 23,477 tons. That year, 14.7 million meters of synthetic textiles and 5.06 million meters of cotton textiles were produced. Industrial production from agricultural inputs included 20,800 tons of vegetable ghee, 16.76 million liters of beer and liquor, 9 billion cigarettes, and 2,351 tons of tea.

Heavy industry includes a steel-rolling mill, established in 1965, which uses imported materials to produce stainless steel. During the 1980s, the government gave priority to industries such as lumber, plywood, paper, cement, and bricks and tiles, which make use of domestic raw materials and reduce the need for imports. Production by heavy industries in 1995 included 326,839 tons of cement and 95,118 tons of steel rods.

That is a snapshot of the Nepalese economy. It is even much more backward than India, where development of capitalism has reached the monopoly stage despite its comparative backwardness vi-s-a-vis other developed capitalist economies. Nevertheless, Nepal has a developed section of urban population and proletariat, which has gone on strikes many times and has revolted against the oppression of imperialism and the national bourgeoisie.

However, in April 2006 the stage was set in Nepal for a revolution that could have not only done away with the centuries-old monarchy, but also swept capitalism aside, laying the foundations of a socialist society.

In April 2006, contrary to the perspectives of Prachanda, the revolutionary movement –the Loktantra Andolan concentrated in Kathmandu, the largest city of Nepal. The students and workers of Kathmandu came out on the streets demanding an end to the oppression and tyranny of the ruling class. Due to its traditional organisational weakness CPN (M) was not able to dominate the movement at this time.

The CPN-UML called for a strike, and the movement grew well beyond the expectations of the leadership of the party. The movement began by making the most basic of demands. They quickly began to challenge the system and rallied in front of the royal palace determined to overthrow the monarchy.

Just before the demonstration reached the palace, the leadership of the CPN (UML) intervened and called the strike off, because the King had agreed to call a new parliament. Once again the movement was derailed. The opportunity of overthrowing the monarchy and capitalism was lost due to the lack of a revolutionary leadership.

After many incidents, the peace process got started between the Maoists and the Seven Party alliance (SPA), including UML and Nepali Congress. What was the role of the Maoists in this transition? Apart from their organisational weakness in the cities, they have not given a call to overthrow the monarchy by popular uprising. This call could have dissociated the rank and file of UML from their treacherous leadership. What was the reason for this position, which was essentially a retreat from their early demand for the establishment of Peoples Republic of Nepal?  This was because the Prachanda Path is no different from Mao’s conception of New Democracy, which has earlier been discussed. There are, however, some characteristics that distinguish, at least at a normative level, the CPN (M) from other Maoist parties such as the Communist Party of India (Maoist) or the Shining Path of Peru. The CPN (M) has, for instance, talked about uprising in rural areas as well as insurrection in cities. The party, especially Baburam Bhattarai has criticised Stalin for his propensity to impose diktats and has declared: “Our system will not be a Stalinist monolithic system”. It needs to be, however, mentioned that Bhattarai is critical of Trotsky’s “intellectual self indulgence” too. The CPN (M)’s perspective of multi-party democracy is, therefore, clearly not akin to socialist democracy with multiple left parties, as was the case in Soviet Russia during 1917 to 1921. Rather, it is a form of new democracy, which envisages an alliance with a section of the national bourgeoisie.

Maos’ peasant army, thanks to the peculiar constellation of objective and subjective conditions, marched into cities and drove the capitalists and the landlords away to capture power. Similarly, it would have been easier for the CPN (M) to overthrow the monarchy with minimal bloodshed, while breaking away a section of the army to its side, if it had considerable influence in the cities of Nepal. Even now, when it continues to suffer from the lack of such influence in urban areas, the CPN (M)’s peasant army can victoriously enter Nepali cities if the party manages to break a section of the UML rank and file by issuing an appeal for mass insurrection to the urban population of Nepal, particularly its working class.

The chances that this could result in unprecedented bloodshed, sparking armed external interventions by India, China and the US – countries which seek to control Nepalese affairs to conserve and perpetuate their respective vested interests in the country – are great. All that, coupled with the absence of the example of a model ‘socialist’ state – much like what Soviet Union was for China during its period of revolutionary upheaval – and the complex and complicated question of building socialism in a highly backward society such as Nepal, are considered pertinent reasons by many (including some among the committed Indian revolutionaries too) for not advocating capture of power by revolutionary class forces in that country. Hence each of these reasons must be examined carefully and systematically before arriving at any definitive conclusion, one way or the other.

The question of external intervention is a very legitimate question. But it would be hard to predict exactly how much bloodshed there would be for the revolution to succeed. And that is mostly on account of the fact that as inter-imperialist contradiction has acquired a new dimension now than in 1917. But if we were to see in this threat of external intervention a reason for not envisaging capture of power by working-class forces in Nepal, it would be a fait accompli for no revolution anywhere.

The absence of an example of a model ‘socialist’ state is also a legitimate question, but what happened in case of Russia in 1917? Nobody was there to help her and 10 different imperialist countries had surrounded it to choke off the revolution. The difference between Russia and Nepal is one of size. But that cannot be an argument because by that logic there cannot be any revolution in small countries in today’s world. The next, and the most important, question is the building of socialism in Nepal. As we have earlier discussed, this can certainly not be accomplished by immediately implanting socialism in the soil of Nepal. Rather, the key, determining question in that context is one of completing the revolution to abolish the monarchy and capitalism, too. This line has never figured in the CPN (M) agenda. And now the party has even retreated from its original position. It is, of course, true that the revolution, even if the Nepali Maoists were to complete it, would not survive if that revolution does not spread to India and elsewhere. That said, a successful revolution in Nepal could give tremendous impetus to forces of revolution in other neighbouring countries.

All the objections stated above against advocating a complete seizure of power by Maoists in Nepal are, willy-nilly, rooted in the concept of revolution by stages. And this theory will continue to keep even the honest revolutionaries in this part of the world in its thrall unless and until the Nepalese revolution succeeds.

There is no doubt that this entire process has provoked lots of debate in the rank and leadership of the CPN (M). But finally, thanks to the peace process and the consequent Constituent Assembly elections, the Maoists have emerged as the single-largest party in the country’s parliamentary polity. Their long-standing struggle against the monarchy, clearly, delivered an overwhelming majority to them in the Constituent Assembly polls, and yet that was not enough for them to gain an absolute majority, necessary to form a government on their own. They were compelled to appeal to the UML to form an alliance government. The latter, as is its wont, insisted on taking the Nepali Congress too on board. Ultimately, a coalition government was formed and Prachanda became the prime Minister. It is basically due to the pressure of the Maoists the monarchy has been removed from the palace. But that amounts to no more than a formal abolition of the monarchy. The ongoing peace process also meant the Maoists gave up arms.

But none of that could ensure the Maoist-led government would not be short-lived. In a dispute with the army chief regarding the question of integration of the CPN (M)’s People’s Liberation Army (PLA) with the Royal army, Prachanda had to resign as President Ram Baron Yadav of Nepali Congress overruled his decision. The UML, meanwhile, once again showed its true counter-revolutionary colours by withdrawing support from the government at such a decisive moment. The army chief, whose removal had been sought by Prachanda, continues in his position clearly due to the support given by the Indian ruling class, which is part of an unholy nexus comprising the Nepalese bourgeoisie, its representative party, the Nepali Congress, and their close collaborator, the CPN (UML). Maoists now sit in the Opposition. This situation is merely a repetition of Nepal’s recent history.

The Jana Andolan of the 1990s in Nepal forced the King to move from an absolute monarchy to a parliamentary monarchy and a multi-party system. It was in this system of parliamentary monarchy, which was an outcome of a popular mass movement that the CPN (UML) leadership settled for a role and a share in the power and exploits of the government. After the collapse of the Congress government, the CPN (UML) formed a minority government. CPN (UML)’s Manmohan Adhikari became the prime minister while the King remained in command as the highest authority of the state. The government lasted for all of nine months.

The parliamentary system with the King at its head could not solve a single problem of the masses, who continued to suffer. It was at that point that the CPN(M) started its people’s war, which has culminated in the official abolition of monarchy in Nepal. But, unfortunately, the country once again has a government formed by parties that are collaborating with the political structure of monarchy that is still extant in the country. The condition of the masses is all set to worsen even further. In the past five years, textile industries have shut down. That has, in turn, affected the hospitality industry. The problems of agriculture, too, remain unresolved. Nepalese women are the most oppressed and many of them are sold to India as the prostitutes.

So which way will Nepal go now? We need to wait and observe the process, while at the same time should come out with a clear-cut class agenda. A large section of the Nepalese masses have rallied under the flag of the CPN (M), which they see as the only revolutionary party. Masses continue to clamour for change even now. But it will not be wise at this moment to once again take up arms and re-start the armed struggle as the masses will probably be tired and upset after so many zigzags and upsets. The CPN (M) needs to mobilise the masses by sitting in Opposition and by organising strikes and other forms of mass movement against any sort of oppression in both urban and rural areas. But before that they need to have a clear-cut perspective. For, any attempt to put in place a short-term perspective that is oriented towards acquiring a majority in Parliament would, in the absence of a clear-cut socialist perspective will be self-defeating. As the conflict with the Nepali ruling elite and Indian expansionism grows, the CPN (M)’s influence is likely to increase and country may once again head towards a civil war. That also needs to be taken into consideration.

There is a popular speech by a CPN (M) leader in which he says: “The revolution cannot be replicated, it needs to be developed”. This is absolutely indisputable. But then a revolution cannot be developed in an ad hoc manner. It must proceed by learning from past experiences in both the national and the international arenas. Both the Spanish and Nepalese revolutionary processes indicate that revolutionary moments do not appear again and again. Once the opportunity is lost, it may take long time for a similar moment to reappear. In the case of Spain, the presence of a so-called Socialist state adversely affected the process of Spanish revolution, whereas at the same time its existence acted as an inspiration for Chinese, Cuban and Vietnamese revolutions. The role of the CPSU in China, Cuba and Yugoslavia was doubtless detrimental. But at least its presence inspired millions of people throughout the world. Today, there is no such model and moreover the revolutionary opportunity in April, 2006 was lost. That has certainly been a severe setback for the revolutionary process behind. But there is hope. In Venezuela and elsewhere in Latin America, masses are on the move. In Greece, France and in some other places in Europe, the students and the working class have once again begun flexing their revolutionary muscles against the powerful capitalist class. Clearly, all is not over. What is needed is a power revolutionary party armed with a rigorous revolutionary theory.

Some of the best revolutionary elements can, in Nepal, be found among the rank and file, and sometimes even in the top ranks of the CPN (M) leadership. A major chunk of the UML ranks must also be won over. But what is more important is to have a clear-cut perspective. A lot depends on the objective conditions, particularly on how the international revolution spreads in the subcontinent. But without a clear theoretical perspective nothing is achievable. There is a need to question the rigid framework of the theory of two-stage revolution. In the arena of practice, international solidarity and consolidation needs to be forged to muster support for the Nepalese revolution and against the interventionist nature of the US, India and China. Last but not least, pressure must be mounted on the CPN (M) leadership to advance the revolution in Nepal.

Bibliography:

Homage to Catalonia – George Orwell
The Lessons of Spain – Leon Trotsky
New Democratic Constitutional Government –  Mao Tse Tung
http://www.spartacus.schoolnet.co.uk/2WWspain.htm
http://www.marxist.com/victory-nepalese-maoists-elections.htm

Chávez’s Gift to Obama: What’s to be Made of What Is To Be Done?

Lars T. Lih

Hugo Chávez, President of Venezuela, has just announced on Venezuelan television that the next time he meets with President Barack Obama, he will give the American head of state a short book written in 1902 by one Lenin, entitled What Is to Be Done? (Chto delat’?).

A surprising announcement. The last time Chávez showed his willingness to fill out Obama’s reading list, he gave him a topical book on the situation in Latin America. But what topical interest can be found in a book over a century old, written under the drastically alien circumstances of tsarist Russia? Besides, many of us will remember being taught about this book in a poli sci or history class. Isn’t What Is to Be Done? a ‘blueprint for Soviet tyranny’? Isn’t this the book in which Lenin expressed his contempt for workers – or, in any event, his worry that the workers would never be sufficiently revolutionary? These worries, so we are told, led Lenin to advocate a party of ‘professional revolutionaries’ from the intelligentsia that would replace a genuine democratic mass movement. All in all, isn’t What Is to Be Done? something of an embarrassment for the Left – a book much better forgotten than thrust into the hands of world leaders?

I am not privy to Chávez’s thoughts on the matter. But, having recently spent several years of my life re-translating What Is to Be Done? into English and recreating the historical context for Lenin’s book, I feel qualified to clear up some of the confusions and misconceptions that surround the book. In preparation for my study Lenin Rediscovered, I read every piece of writing mentioned by Lenin in What Is to Be Done? – and since Lenin was intensely polemical, I had a lot of ground to cover. I had to become well versed, not only in the intricacies of the infighting among the Russian revolutionaries, but also in the ways in which the Western European workers parties inspired Lenin and his comrades. I had to get a sense of the exact political conjuncture in Russia in the few months in late 1901 and early 1902 during which Lenin hastily penned his treatise.

A blueprint for Soviet tyranny? On the contrary, What Is to Be Done? represents a heritage that had to be rejected before Soviet tyranny could be established. An expression of elitist ‘worry about workers’? On the contrary, Lenin goes way overboard in his sanguine optimism about the workers’ revolutionary fervor. Lenin’s organizational suggestions are all about reconciling the contradictory imperatives of avoiding arrest in the underground while simultaneously creating extensive roots in the Russian worker community. As for topicality – well, we shall see.

At the turn of the twentieth century, tsarist Russia was run by a religiously-sanctioned elite that was hostile even to the idea of political freedom – that is, freedom of speech, of press, of assembly, of autonomous organization. The tsarist regime showed itself unable and unwilling to adjust to the challenges imposed by a world that was rapidly globalizing and putting pressure on Russia in terms of military rivalry, economic performance and the subversive political ideals wafting in from the west. To prove how incompetent they were, the tsarist government got itself involved in a war with Japan and bungled it big-time. More and more social groups in Russia were losing patience with the tsar’s pretentions – not only such tradiLenin Rediscoveredtional troublemakers as the intellectuals or the national minorities, but also groups that the government had always assumed to be highly loyal, such as the peasants and even many opposition-minded landowners and businessmen. The industrial workers in particular were rapidly being politicized, thus becoming the most dangerous opposition force.

All this inchoate and uncoordinated discontent could explode if the right spark fell in the right place-which is why Lenin and his friends called their underground newspaper The Spark (Iskra). The ultimate aim of their newspaper was to make the anti-tsarist revolution happen. An underground newspaper published abroad could hardly provide directly leadership to the many discontented groups throughout the Russian empire. What it could do was make people aware that they were not alone, that discontent everywhere was growing, that tsarism was becoming desperate, and that one group at least-the industrial workers – was increasingly ready to take to the streets, not only for their own sectional economic interests, but to obtain political freedom for all of Russia. Once society as a whole was imbued with this awareness, tsardom was doomed. Such was the reasoning of Lenin and his friends. Today, of course, any such strategy would have to be adapted to forms of communication not dreamt of in 1902.

But this strategy leads to a paradox. Lenin, the committed Marxist socialist, the future head of the Soviet one-party state, making political freedom in Russia his most urgent priority? Strange as it may seem – and ignored as it by most Western historians – this is exactly the case. Lenin made political freedom his top priority precisely because he was a dogmatic Marxist socialist. Like many other Russians of his generation-both the intelligentsia and the workers – Lenin was inspired by the stirring example of the massive and powerful German Social Democratic Party (SPD). The SPD was a mass, worker-based party, officially committed to a Marxist brand of socialism, showing radical opposition to the German establishment, and growing in numbers and influence all the time.

The outlook of the German party was based on the core Marxist proposition that socialism can only be introduced by the workers themselves, and so the main activity of the party consisted of a ceaseless round of propaganda and agitation, both aimed at spreading the socialist word among the workers. Russian Social Democrats were green with envy at the massive Social Democratic press, the noisy and crowded rallies, the eloquent denunciations by elected socialist deputies in parliament. But in order to emulate the German socialists, they needed something that didn’t exist in Russia: political freedom.

Strange but true: the central aim of Lenin’s political career, at least up to the outbreak of war in 1914, was obtaining political freedom for Russia by revolutionary overthrow of the tsar. In a short book written around the time of What Is to Be Done? in which he explained the platform of Russian Social Democracy to a popular audience, Lenin entitled one section ‘What Do the Social Democrats Want?’ and answered his own question thusly: ‘Russian Social Democrats, before anything else, aim at achieving political freedom’ (Lenin’s emphasis). As Lenin further explained in a newspaper article, ‘without political freedom, all forms of worker representation will remain pitiful frauds, the proletariat will remain as before in prison, without the light, air and space needed to conduct the struggle for its full liberation.’

Lenin’s commitment to this goal was no secret to his political rivals. One of the first reviews of What Is to Be Done? appeared in the underground journal of anti-tsarist liberals. The anonymous author (possibly the liberal party’s most famous leader, Paul Miliukov) explained why Lenin opposed the so-called ‘economists’ within the Russian socialist movement:

‘The Russian proletariat- said the advocates of [economism] – had not yet matured enough to understand specific political demands; all that it was capable of now was the struggle for its economic needs. The Russian worker did not yet feel any need for political freedom. [But] in a country that has a despotic regime such as our Russian one, in a country where such elementary democratic rights as the right of free speech, assembly and so on, do not exist, where each worker strike is accounted a political crime and workers are forced by bullets and whips to return to work – in such a country, no party can restrict itself to the narrow framework of an exclusively economic struggle. And Mr. Lenin justly protests against such a program.’

Lenin’s Mensheviks critics even accused Lenin of going overboard about political freedom and thereby increasing the danger of letting the workers be politically exploited by the bourgeois liberals.

In order to make his strategy plausible, Lenin had to make a strong case that the Russian workers were champing at the bit to fight the tsar and demand political freedom. And in fact, at the very time Lenin was writing What Is to Be Done?, the growing militancy of the workers was evident to everyone – not least to the tsarist authorities, who even tried setting up their own loyal worker movement in order to combat more revolutionary-minded organizations. If Lenin really expressed the views attributed to him in standard textbooks – pessimism, even despair, about the revolutionary mood of the workers – no one would have taken him seriously. As it was, in the words of the anonymous liberal reviewer, ‘this book is being read with passion, and will continue to be read, by our revolutionary youth’.

For many readers, all of this will seem literally unbelievable, like arguing that Adolf Hitler was a philo-semite. We are talking about the Lenin, aren’t we, the one who founded a state noted for its lack of political freedom and its oppression of workers as well as all other groups? Yes, it’s the same Lenin alright – which means thatWhat Is to Be Done? does not provide a ready-made explanation for the evolution of the Soviet system. Indeed, an accurate reading of Lenin’s 1902 book makes developments after 1917 harder to explain.

This is not the place to tackle the necessary explanations. But here’s a suggestion. The same exalted estimate of worker creativity and revolutionary fervour found in his writings of 1902 lead Lenin in 1917 to believe that the dire economic crisis of that year could be easily solved simply by letting the workers smash the repressive state and forcing the capitalists to do their proper job. The result was an accelerated leap into complete economic collapse, and this in turn necessitated some dictatorial back-pedalling.

I merely throw this out, but I believe that this kind of explanation is superior to the typical B-movie script in which Lenin rubs his hands, Boris Karloff-style, and cries ‘At last-my chance to take political freedom away from the workers, as I have always dreamed!’

Lenin’s organizational suggestions only make sense in the context of the aims that I have just outlined: spreading the word under repressive conditions. Thus Lenin’s central organizational value was not conspiracy, but konspiratsiia. The aim of a conspiracy (zagovor in Russian) is to be invisible until the proper time. The Russian word konspiratsiia – one that had been used in Russian socialist circles for over a decade – means the fine art of avoiding arrest, while spreading the word as widely as possible. The konspiratsiia underground was an underground of a new type, worked out bit by bit by local Russian praktiki who dreamt of applying the logic of the German SPD under the inhospitable conditions of tsarist repression. Lenin’s organizational plan was not an original creation out of his own head, but rather a codification of the logic inherent in the konspiratsiiaunderground improvised by local activists.

This applies in particular to Lenin’s most notable terminological innovation, the ‘professional revolutionary’. In my new translation, I render Lenin’s term as ‘revolutionary by trade’, which brings out the underlying metaphor better. But the essential point is that the professional revolutionary was a functional necessity of akonspiratsiia underground, and thus all Russian underground parties adopted the term and relied heavily on the type, that is, on activists devoted full-time to underground activity and ready to move from place to place so that local organizations did not fall into demoralizing isolation. The concept of ‘professional revolutionary’ has nothing to do with the intelligentsia vs. the workers. The reliance on professional revolutionaries is precisely what does not separate Lenin’s Bolsheviks from other underground factions.

A famous line from Lenin’s What Is to Be Done? is: ‘give us an organization of revolutionaries – and we will turn Russia around!’. This is a reference to Archimedes’s lever, a device able to give almost infinite power under the right circumstances to a single person: ‘Give me a place to stand and I can move the earth!’. In Lenin’s application, a properly organized party was the place to stand, but the lever itself was the cascading revolutionary awareness that would amplify the message of a small group of activists and turn it into a revolutionary onslaught against the autocracy. Lenin focused on organization because everything else – the enthusiasm of the masses, the universal hatred of the autocracy – was at hand.

How topical are the suggestions found in Lenin’s 1902 book? Let the reader judge. The situation Lenin faced was something like this: there existed a potentially wide social consensus in opposition against a religiously-sanctioned regime noted both for its hostility to political freedom and its growing inability to respond to paramount social needs in a globalizing world. Some of the potential opposition groups have a greater capacity than others to combine militant activity on the streets with focused political aims that can unite the opposition. There also exist committed group of activists with international contacts, ready to go underground to spread the word.

These are the parameters of the problem as Lenin saw it. Of course, any solutions to similar problems today cannot follow the details of the one Lenin came up with. But they can emulate the creative communication strategies and the focused organizational improvisations that made Lenin’s book such a hit, not only for the Russian undergrounders in 1902, but for the likes of Hugo Chávez.


Lars T. Lih
 lives in Montreal, Canada. His book Lenin Rediscovered was published by Brill in 2006 and republished in 2008 in paperback by Haymarket Books.

On Reading the Indian ‘Muslim’ Mind: An Incomplete Conversation

Neshat Quaiser

Following is the text of a conversation contained in a total of twelve letters exchanged electronically in January- February 2005 between Neshat Quaiser, Ahmad and Satish Saberwal. Out of twelve letters – seven by Quaiser, two by Ahmad and three are by Saberwal. The text ultimately turns out to be Quaiser’s response in major part to some of the issues raised by Ahmad and Saberwal. Ahmad’s e-mail spellings have been changed to normal and his full name is not given for his unwillingness. Certain explanations have been added in Quaiser’s responses.


Neshat Quaiser (to Ahmad)

I am glad you got the book. Bi Amma’s incident I just shared with you, something that I recently encountered, was a horrible experience telling what kind of scholarship is this that somebody is pursuing a PhD on Indian Muslim nationalism after completing an M. Phil on the related area from JNU, and has not even heard of Bi Amma’s name.


Ahmad

1. …I do not understand why Khalidi is so concerned with ‘collapse’ of Hyderabad’s glory…
2. By the way, as I am reading more of Moududi, my boredom is only growing. By now, I am sick of him and his scholastic nonsense.


Neshat Quaiser (to Ahmad)

1. Khalidi’s concern with the collapse of what once Hyderabad was is very significant with far reaching implications. You in fact responded to your own question when you said “my region has no glory and whatever it has it should, I desire, collapse sooner the better” (this has other dimensions but I would not go into them now). Let me respond to the main question. I begin with a statement oft-repeated in different forms, that his concern signifies a mindset, which plagues many, who write or speak on the Muslim question or the status of Muslims. But this thinking however emanates from a particular location in history – the Muslim high caste elite location. By Muslim, to these writers, is meant – for several centuries – Islamic and a ten to fifteen percent of the total Muslim population at any given point of time representing the ‘high culture’ and being the sole repository of Islamic glory. It is in fact a constant lamentation for the loss of our glorious pastthat pervades the minds and writings of these writers and is projected as the universal Muslim truth. This loss is viewed not as natural – caused by certain processes of historical nature – but something that has beenforced upon usThey – the British and Hindus – have usurped our power. We Muslims were the rulers till the other day, we were the Malik; now see, what status we have been reduced to. [It is important to note that here they and us are not in the sense in which Said employed them and which is so widely used or misused nowadays].

In the year 1973, I had presented a short essay in a conference on Urdu fiction organised by Khuda Bakhsh Oriental Public Library, Patna on Quratula’in Hyder’s novel Aag Ka Darya (published in1978 in a renowned Urdu literary journal Asari Adab and because of disagreement the editor did not publish certain portions of the article without my knowledge). I had written that contrary to the established view, the author would have written this novel any way even if the Partition had not taken place. I was talking about the thoroughly relished location of her social self that produced her writings. She did not consider this location as unearnedinheritance but as her preordained location. So, the location was given to her to preserve it. That location was not inhabited only by the Partition. The Partition was just a link but not the first or the last link as is generally viewed. I wrote that the gradual but steady loss of her location that she experienced, which could not be saved even by the Giver, made her write this novel. Her loss was like that of Solzhenitsyn’s part loss. But Solzhenitsyn’s part is Quratula’in’s whole.

You see how location represents a powerful idea. And you know how ideas are capable of constituting battlegrounds.

Needles to say these Muslim authors’ concern emanates from the same location. Such a mindset if reflected in academic writings would inevitably take the form of, what I wrote elsewhere, a serious theoretical astigmatism.

Religious location, communalism and these Muslims: Now let us see how this concern or mindset of these Muslims with location gets reflected in other forms. Let us take the example of a vociferous opposition to communalism and communal riot by these Muslims or these authors on the Muslim question. As a popular Urdu poet – with the claims over the location or belonging to the location – against the backdrop of Gujarat, Hindutva and communally charged atmosphere, said: Rajdhani dithi ham ne, Rajdhani chahiye. Do you see how the location is asserting? That is – we gave you or you usurped our Rajdhani – Darussaltanat, the Darul Khilafa Dehli symbol of the Mughal empire, the Muslim seat of power- in 1858 and thereafter – that is also after 1947. That is – we had given you the Capital, our seat of power; we want it back, nothing less than that. This could also be a bargaining point as well reminding that this seat of power was our and how dare you treat us in the manner we are being treated – you scum, you were our subject – you must keep this in mind; and remember this is being said on the strength of all Muslims, eighty five percent of whom were not part of that Muslim rule. Curiously, Hindus have replaced the British without any problem – but there is a history behind this replacement though. You see how the immediate is transported to the past. So it is the battleground of the past where the battle must be fought out. First settle the old issue; you guys took our land in the wake of 1793, in active collusion with the white invaders; you colluded with them as you considered us aliens/enemy and preferred the British over us following the dictum – an enemy’s enemy is our friend. And then you colluded with the white men for the final collapse of even the notional but nevertheless accepted seat of power with a significant symbolic importance to the extent of rallying round the forces against the Company Bahadur. It is a different matter that the process of the ever shrinking power of the Mughal emperor/empire began much earlier – since 1712, if this is the cut off point – and aggravated by the early nineteenth century. A  popular Persian saying captured this process: Badshah Shah Alam, Az Dehli Ta Palam. But this was a very thorny reality for these Muslims with a pre-ordained location. You need an enemy to survive, is the dictum.

Now, are these Muslims really concerned with communal riots? Hasn’t the aggressive Hindutva communalism provided them with an opportunity to make their presence felt more prominently and make assertions to recover some of the lost location in whatever forms possible?

Religion and communalism have emerged as the umbrella locations reproducing and strengthening caste, class divisions and prejudices. Religion has become an equaliser. Earlier some of us for a long time had a very neatly drawn position on communalism. We believed that communalism is a tool in the hands of the ruling classes in order to make the oppressed and exploited classes fight each other in the name of religion, in order to divert their attention from basic economic and political issues, and once socialism is established communalism would also disappear like other feudal-capitalist super-structural aspects. This is what we as student and cultural activists believed in, which definitely had a grain of truth. This deferring however could enable us neither to grasp the phenomenon of communalism nor to combat it.

In the given situation, religion however has emerged as an equaliser in the sense that across the Muslim/Islamic religious spectrum the Hindutva forces targeted everybody. Everybody, with or without thelocation, is treated equally as Muslim/Islamic. Now the ascriptive religious status is the umbrella location, as Indian nationalism was during the colonial period. As a result, even the well to do Muslims with or without location are targeted during the communal violence. In such a situation how to view these Muslims?

We find that in the process, even communalism has helped push under the carpet the locations of the location-less people.

This situation has produced two things:

Firstly, the location of religion has assumed the role of a battleground for assertion of the religious identity for more power where the conflicting religions are engaged in fighting their battle. And this in turn is made out to be a battle of survival concealing internal differentiations of all types within the warring religious groupings and marks the danger of social solidarities taking place on lines that would reinforce the existing modes of domination. Muslims with location have got new strengths – all Muslims – for whom they now speak afresh (about thirty years ago it was popularly believed that, contrary to the census figures, about fifteen to twenty crores Muslim lived in India, arguing that the communal state functionaries including the enumerators, who were controlled by the communal forces at the grassroots levels, did not record the number of Indian Muslims correctly including the number of Urdu speaking people; and that there is a basis for such thinking is corroborated by my personal experience too). Like the textual religion, communalism has created a new homogenous community of Muslims that does not otherwise exist in reality, but on the surface, this image has been successfully reproduced. Those who speak for the Muslims do so from a vantage position of thelocation. The voice of the location-less people has been hijacked and re-presented to benefit others.

Secondly, what is disturbing is the location-less speaking the language of their Muslim detractors. There are others who do not belong to the location yet they speak from the vantage position of that location, which in turn further strengthen the cause of the Muslim caste/class elite. This has created an incorporated location, a lure for homogeneity. Is it a case of victims internalising the categories of their own oppressor? Or, is it a tactical move on the part of the location-less people?

2. What you wrote of Moududi may be just a momentary reaction. But, what about Moududi? Was he also speaking on behalf of the Muslims and in the same way as these Muslim authors, whom we referred to? Moududi in fact spoke for (universal) Islamism. That is: 1. Islam contained in the Quran; 2. Islam presented, re-presented and represented in Hadeeses, Tafseers, and Shariahs. On the other hand, you have: a) Islam as presented, re-presented and represented in everyday life situations by regular and irregular armies of Moulvis, Mullas, Pesh Imams, Safeers, Khateebs, Alims, Fazils, Peers, Faqeers, Mureeds et cetera; and b) Islam as practiced with conformity or non-conformity. Moududi armed with 1 and 2 grappled with (a) and (b) in addition to Eesais, Yehudis, Hindus, Kafirs, Mushriks, and Mulhids (not sure of Munafiqs). His Islam was universal in case of (1) and dispersed universal in case of (2).

But as we know he did influence a whole lot of people and changed or attempted to change the course of social and political action including policymaking. Importantly, Moududi was not confined only to the domain of religion or the government’s religious policies but was intervening in all other domains too. To elaborate I give two examples (paraphrased for economy) from my Ph.D. dissertation (1991):

1). By 1970 peasant activities had compelled even the Jamaet e Islami to include the demands such as ceiling of lands, exemption of revenue in case of small peasant proprietors, in its election manifesto, which in essence went against Moududi’s Islamic views on land question and zamindari.

2). The struggle between the Islamists and secularists continues in one or the other form even today. Since the inception of Pakistan the Jamaet-e-Islami and its ideologue Maulana Maudoodi have been vigorously campaigning for the establishment of an Islamic state in Pakistan. Ayub Khan, who came to power in 1958, had said: “the essential conflict was between the Ulama and the educated classes… They, i.e. the Ulama, had gradually built for themselves a strong political position opposed to that of the Western educated groups in the society”.

Ayub debunked the demand for an Islamic constitution. I am not treating here Ayub as enemy’s-enemy-is-friend, for Ayub himself represented dominant classes. It is interesting to note that Moududi had constantly been at loggerheads with the Governments of Pakistan – served prison terms and was even awarded sentence to death for writing against Qadianis, which was later commuted to life imprisonment. This goes against the popular image and representation of Pakistani ruling governments’ as always being an upholder and promoter of Islamic fundamentalism. Interestingly, Moududi began his theological-political career with Jamiat-ul Ulama-e Hind of Hussain Ahmad Madani.

I must confess, never before in my life I wrote such a long letter in one go.
Ahmad (to Neshat Quaiser)

Thanks for your detailed response. I liked it very much in that it also echoes my own voice. Your analytical crux, if I can synoptically condense it, is the primacy of class politics. If I remember my past conversation with you correctly, your story of Muslim politics in modern India begins with the Permanent Settlement Act that permanently unsettled the landed gentry from whose raw womb or glory thereof follows, in the ultimate analysis as it were, even the current predicament of reactionary politics.

This analysis, I firmly believe, could be a necessary good beginning but not a sufficient comprehension or the final conceptual salvo. Allow me to accuse you of ‘secular Marxist orthodoxy’ (and I hope you would bear with my frankness even though it may not be well placed)! This analysis is insufficient on two counts:

Following the Marxist explanation, we as scholars [sic] would be left with nothing but to simply fill up futuristic scholarly vacuums Marx had already predicted in his grand story [Braudel’s point]. It is a drama already scripted and we would be no more than puppets whose strings would be controlled by the master positions of class behind the stage [very similar to the monotheistic cosmological dramas indeed].

From this follows the locational argument you have made throughout. Again, the argument of location is necessary but never, I say never, a sufficient, explanation. The proletariat, or subaltern if you like, does not, even in Marx’s own explanation, destroys everything belonging to the bourgeoisie. It builds on the latter’s heritage. I admire many things that the feudal/bourgeoisie classes have given, AMU [Aligarh Muslim University] (not as it exists in practice, though), Taj Mahal, liberty, scientific prose, novel, Urdu Ghazal, English, railways, OUP, and yes, email [CIA’s invention]. And why not, above all, the notion and space for subjectivity. Sahir was off the mark when he attacked Shakil on the Taj Mahal. Granted that every genuine lover could not afford to build a Taj, does it in any case, diminish Shahjahan’s progressive role in making beauty, love [and its corporeality, as against the mystical] an object of celebration?

An example of this folly is also in Aijaz Ahmed’s [In Theory]. Location does not determine everything. From the same US academia, there emerge people like, say Iqbal Ahmad, Chomsky as well as Fukuyama and Huntington. Me and my brother not only share class locations but, ironically, also parents. Yet, against Marx’s foretold drama, we do not think alike [forgive me for this personal ex]. The Persian poetry expresses it far better than I can do:

ma wa majnu ham sabaq boodem dar diwan-e-ishq
oo ba sehra  raft  wo  ma dar koocha  ruswa shudam

That said, yes, I agree with you that Khalidi’s urge is that of, to quote clever Marx, a descending class, and perhaps of the people of North Bihar from that descending class. The latter did not have any Nizams to be nostalgic about. Khalidi has plenty of it.

I too probably did not write such a long email. And yes, if my frankness is uncivil, please let me know. I guess I am probably taking an undue benefit of your frankness to me.
Neshat Quaiser (to Ahmad)

Thanks for the response. Burden of your argument about ‘location’ pertains to my parenthetic entry – inclusive one – in the following sentence in my letter: You in fact responded to your own question when you said “my region has no glory and whatever it has it should, I desire, collapse sooner the better”. This has other dimensions – you are contradicting yourself – if you can admire “many things that the feudal/bourgeoisie classes have given” then why should you not admire the objects of glory in your region, why should they collapse? Obviously, I did not go into this aspect but just hinted towards it in the end of the section 1: “Or, is it a tactical move on the part of location-less people?”

However, the question of location has much deeper meanings including the problematic of what I called elsewhere, locational determinism. Yes, location does not determine everything but if it is privileged as a natural (like biological) site to validate one’s existence then there is problem.

I should like to respond to your point about Marx, but later, as I am busy in finishing an essay on the post-colonial law. But briefly – Braudel produced a new idiom for historiography, which was not necessarily antithetical for the Marxists, and culture was never outside Marx’s philosophical domain. You seem to have a very simplistic understanding of Marx. Marx can’t be dismissed in such a simplistic and sloppy manner.  There are people who have been under the terror of the global academic power structure of the current reigning ideology. However, certain quite mechanistic presentation of Marx by certain official orthodoxies has certainly vulgarised Marx. A creative Marxism is entirely different from that of a mechanical and rigid system of explanatory propositions, which is not informed but lapses into reductionism and epistemological absolutism. Kosambi was right when he said, “Marxism is not a substitute for thinking, but a tool of analysis.” There is a need to recover Marx from the mire.

The Persian couplet that you quoted is not correctly written. Moreover, it does not denote dichotomy or binary opposition but dynamics of the two domains – and the question of location has something to do with this – location not only and necessarily in terms of simple space and time but also and more importantly here in terms of location of a particular state of mind. The couplet, if I am not wrong, should read as:

ma wa majnu ham sabaq boodeem dar diwan-e ishq
oo ba sahra raft,  man dar kuchaha ruswa shudam


Neshat Quaiser (to Ahmad)

This is in continuation of my letter 2. The Marx question and the question of ‘secular Marxist orthodoxy’, I would not address directly at the moment. However, what follows is something related. You wrote:

“I admire many things that the feudal/bourgeoisie classes have given, AMU (not as it exists in practice, though], Taj Mahal, liberty, scientific prose, novel, Urdu Ghazal, English, railways, OUP, and yes, email [CIA’s invention]. And why not, above all, notion and space for subjectivity”.

Let us first arrange your objects of admiration in separate categories:
1. AMU, English, railway, liberty, scientific prose, OUP, novel and ‘above all notion and space for subjectivity’,
2. Taj Mahal,
3. Urdu,
4. Ghazal,and
5. E-mail

You clubbed everything together – AMU, Taj Mahal, liberty, and curiously ‘notion and space for subjectivity’ – with an accent on bourgeois, European, colonial contribution without going into their different historical origins and experiences.

Your argument flows from the same ‘grand story’ that you denounce or much debated grand narratives – modernism, Marxism, fascism etc., all put together. The tension is palpable. Your admiration is all right, but how we look at AMU, English, railway, liberty, scientific etc. is the question. The admiration either for the objects of pure utility or the aesthetic are socially/historically constituted as well.

Let us see few things that this ‘admiration’ can do:

For example, I know you can add more objects of admiration in the categories 2, 3, and 4 but importantly at the time of writing the mail only three objects came to your mind while nine objects came to your mind in the category 1, including “e-mail” which I put in a separate category. I arranged them into categories, though you mentioned them casually or arbitrarily or unmindfully as they came to your mind. We should be able to see a principle of preferential ordering even in this casual listing of the objects of admiration in an e-mail.

Secondly, admirably/uncritically accepting bourgeois/colonial ‘contributions’ strengthen the theory that

“Some institutions of European origin … the sovereign national state, for example… Formally representative political institutions… economic systems…  European ideologies, such as Marxist communism or Christianity are… Europe’s exports to the world… we have examples of the process by which European gradually became World civilisation”. (General Editor’s Preface to The Short Oxford History of the Modern World).

You talked of liberty, scientific etc in a quite Eurocentric manner – and in the manner of loyal Mohammedans of Taj-e Bartania always going gaga over Barakat-e Sarkar-e Inglishia. Your uncritical admiration perhaps is the result of the terror created by the West in posing a rather very difficult situation for a comfortablelocation within the western academia, and one is forced to submit to this terror if one has to get her/his existence validated and get the seal of approval. These categories, that you mentioned, acquired westerndimensions during the colonial period; however, it is high time that one should also think in terms of the non-‘modern’/western sources of these categories.

In addition, you seem to be subscribing a widely prevalent view that ‘colonialism itself was a cultural project’ and empire was all about ‘cultural interactions’, for interaction between the coloniser and the colonised was  ‘dialogic’ in character.

Now let us probe the act of admiring the Taj Mahal. It is absolutely human and humane to admire the aesthetics of the Taj. The aesthetic could be both universal and particular or the two can produce a merger as well (but aesthetics could be quite grotesque as well – though here I am not talking about the aesthetics of the grotesque). It goes in the name of Shahjahan alone, for it is he who ordered its construction, opened the mouth of imperial treasury amassed from the people. What role he played in its conception is not precisely known. Architects, craftsmen and labourers produced it but did not have the luxury of ordering its construction. You too like a normal school child, have been fed with the ideology of imperial historiography and seem to be subscribing to the tendency of the imperial historians of attributing everything to the emperors, thus forcibly appropriating all the credits, say of building the Taj. So, when a school child is asked: who built the Taj Mahal? The expected answer is: Shahjahan. So, your reference to Sahir Ludhianvi and Shakil Badayuni is quite naïve and trivialises the whole complex question of aesthetics. But there are other much more serious problems – the problem is when it is claimed – it is ours, our Badshahi zamana, we ruled, which in fact produce inverted subjects – this is what I was telling earlier. It all creates awe, falsely implicates even the low caste disenfranchised people in something that is not committed by them – gives a false sense of belonging to a site where one was never located. I would characterise this whole thing as a middle class derivative feudalism and a Muslim middle class Mughal obsession, treating the Mughal rule as ours (as the Muslim rule), so the Taj is admired for it is ours, we gave, we made, others have not made any thing as magnificent as the Taj, so because of us India is known. Hence, it is not admired for its aesthetic value and as commonly shared human experience but for political reasons by high caste middle and upper middle class Muslims who located themselves in a rather comfortable location of the past glory after 1756 with arestorational agenda. That is why the aesthetic become grotesque.

Then you strangely said ‘above all notion and space for subjectivity’, you are saying that these are given by the West to the ignorant Indian – they are western contributions to the world. It is bizarre, pathetic and horrifying to know that you have such ideas. What did you mean by subjectivity? Is it in the sense of imposition of normative structures of the society on individual’s freedom? If so, the West’s record has not been very bright till very recently in this regard and you think in the West there is a complete space for subjectivity totally free from the state and societal normative structure even now – you are highly mistaken and being naive to put it very mildly. Multiple notions of and spaces for subjectivity existed in all societies – even in the west there has never been one notion of subjectivity – within the western philosophical tradition, the question of subjectivity has been dealt with differently. Much of today’s western notion space of subjectivity and individual freedom is the product of the ideology of capitalism and utilitarian rationality.

You also talked of the “e-mail” and its being an invention of CIA – the satire can’t be missed. What you actually are saying is that the Marxist, secularist and Muslim mindset views everything western from the conspiracy theory angle – this is a serious issue and I put it separately as it forms part of a different category from that of the colonial contribution – Barakat-e Sarkar-e Inglishia. Better I don’t say anything on this – perhaps it does not deserve any attention at this level. On Urdu and Ghazal I would respond some other time.

Now a few words on what you termed as my ‘analytical crux’ – the primacy of class politics and ‘secular Marxist orthodoxy’. This has something to do with the question of essentialism. Let us first see the Muslim field.

There are broadly two areas around which the Muslim question in India is debated:

1. The Global western-Christian-American-Zionist and Communal-Hindutva attack on Islam/Muslims (exogenous factors – in this case Communal-Hindutva also becomes exogenous);
2. The above is entangled with specific Indian trappings, like castes among Muslims, reinforcing ascriptive social and economic hierarchies (endogenous factors).

But it is the first – the exogenous factor that dominates the debate for it is safe and does not disturb the existing internal differentiations.

However, the debate on caste social hierarchies among the Muslims is of late struggling to occupy a conspicuous place. It is important to note that with the unleashing of the process of Mandalisation, the Muslim society too is in turmoil. In the beginning, the high caste Muslims dominated the scene demanding reservation in jobs for Muslims in general. But the movement for and of Muslim OBC and Dalits has of late gained momentum with some results. They argue that as a result of reservation for Muslims in general, according to their percentage of population, it is the high caste Muslims who stand to benefit. And it is this view that seems to have triumphed at the moment. This has created both confusion and clarity. Despite clarity on the part of the votaries of reservation for Muslim OBC and Dalits there is a deep sense of dilemma on the question of the dicey relationship between the text (Koran/Islam) and the context (lived social practices and relationships). Whatever the situation, one thing is clear that mobilisation on caste lines in fact is further reinforcing caste hierarchies instead of striking at the caste system within the Muslims. This, despite its emancipatory promises, seems to be the common dilemma with the policy of protective discrimination particularly among the Muslims where the caste system does not have clear-cut religious sanctions. So, should the ‘tactical essentialism’ or ‘strategic essentialism’ be the organising principles, as it has been argued in case of the black movement?
Satish Saberwal (to Neshat Quaiser)

Dear Neshat, many thanks. When I complied with Mushir’s suggestion that I be associated with ATWS, I had hoped that I’d get to overhear some of the conversations – like the one in your letter. In point of fact, over the last three years, this is the first occasion this has happened!   So I’m very grateful to you.

I think your letter is one more illustration of your high courage. (I recall your saying in an intervention, I think, in the Dec. 2002 seminar that you are not a Muslim!  This kind of independence must put you to considerable social pressure, so I hold your stance in high respect.)

What you say about the Muslim articulation being largely an elite formulation is fair enough. I’ll have to check the following out on detail but, going by memory, Ralph Russell writes somewhere that he wishes to say something that no one is willing to say:   that a large part of Muslims’ difficulties in India has arisen from the belief of UP Muslim elite that they have a historic right to rule the country – and their anger at being denied it.

Personally I feel the need to get away from the contemporary and to understand the long term context. Right now I’m half way through Marshall Hodgson’s Venture of Islam (3 volumes) – I’m into the second volume. I think there is not much gain in blaming UP elite or anybody else. They too have been creatures of their own past – which they did not understand properly, for lack of a sociologically sensitive perspective on history.

You say that “religion …has emerged as an equaliser” – my formulation rather is that the sense of threat, and the experience of violence, are powerful cements for the social entities at stake, fostering the corresponding identities. This would be a gut reaction; we don’t have to find special motives to explain it. In the social sciences in India, we have ignored the consequences of violence completely.    This is connected with our neglect of social psychology as a form of social enquiry.

What you say on Moududi is very interesting but I do not know enough about him to respond at all.

Have I given you copies of my “Integration and separation” and “Anxieties, identities…” texts? I continue to think of, and write a bit on, these themes – one day I’ll do a book!    If you find the time to read any of this, perhaps we can meet and discuss my approach.
Neshat Quaiser (to Satish Saberwal)

Dear Sir, Thanks. This is in response to your letter. I would agree with Ralph Russell (not completely though).

Yes, I did say that I am not a Muslim – not a practising Muslim (I do not remember the exact context though, but yes, it does put me under considerable pressure to say publicly things such as ‘I did not ask to be born, or that I am not a practicing Muslim or that the Quranic verses were intensely researched over a period before the final compilation into the written form and that Hadis have generated multiple traditions of interpretation of the Islamic thought, which is good in a sense, and several other similar things’). What I meant was that I am not a practising Muslim but a strong cultural Muslim. I cannot say that I am completely divested of my Muslim upbringing and by choice retain certain aspects of the ‘culture’ which is considered to be Muslim. My metaphors mostly are of Semitic/Islamic/Muslim/Indo-Islamic origin and it is there that I am at home – that seems to be my natural habitat. What does this mean? Does it render me non-Indian or anti-Indian? But this whole Semitic/Islamic/Muslim is located in India, which makes a great difference. Yet I am not, say, a Hindu in terms of historical metaphorical imagination – I am not saying about culture. And yet I am comfortable with certain, say, Hindu or Buddhist metaphors which have come to me through or mediated by language, literature, family, (my) social surrounding – where I grew and was trained in the art (and perhaps science) of doing social life; they are part of my imagination and form an epistemological unity with the former. What does this signify – hybrid;ity synthesis; composite; commonality; shared culture; commonly shared human (/class/cultural) experiences; common and shared social space?  Then, does my Semitic/Islamic/Muslim and Hindu or Buddhist represent an undifferentiated Muslim imagination? These are very dicey questions but we confront them in everyday life in one form or the other. Then, am I a prisoner of socialisation or ‘habitus’ (Bourdieu’s)? Or have I unlearnt many things? Or is it possible to unlearn?  I think I should stop here for the time being.

Yes, I do agree with you that blame game would not lead us nywhere. But I am a bit puzzled when you say: “They (UP Muslim elite) too have been creatures of their own past – which they did not understand properly…”. Yes, it is true, but do you mean that the Master was victim of the logic of his location or the social class, which in turn dictated his relation with the Slave? (The Master-Slave reference here is not out of place, you would agree).

I agree with the importance of the long-term context to understand the contemporary. In your own Roots ofCrisis you have taken such a perspective but your heavy (perhaps one-sided) reliance on the enlightenment value of equality and individualism may be little problematic (not the postmodernist angle).

A sense of threat and the experience of violence are definitely powerful cements and it is not good to find special motives, but there is a ‘But’ at least in the aftermath. You are right that we have ignored the consequences of violence completely (but I am not competent to say about the social psychology aspect), and importantly not just the big physical violence but also various other (everyday) forms of violence.

I think I have not got copies of “Integration and separation” and “Anxieties, identities…” and would like to read them.
Satish Saberwal (to Neshat Quaiser)

What you say about talking heretically is interesting. Gradually I’ve come to realize that many people I know need reassurance; so I choose my moments for being rude and provocative with some care! I try rather to work out more sustainable, replicable, habits of thought and working and relating.  We are in midst of an enormous social transformation, and our everyday routines need careful renovation.

When you say that you’re “at home” in a Muslim cultural setting, I agree. I was once talking to a dancer, whose mother had been an actress in a theatre company. She said she used to run around the “stage” everywhere as a child, so “stage” is home for her, she has no stage-fright ever. This was my standard metaphor when I talked about “communalism” in class, and how persons growing up in different traditions feel at home in the one they grow up in. You’ll see in the texts I’m sending you separately, that I think this intuitive sense of being different is itself a variable, responding to the groups and forces active in history.

Re: master and slave.   Without the 20th century apparatus from social sciences, including psychology, it has been common to take a reified view of identities – as if these were “God”-given, rather than products of historical circumstances.  The whole caste system is illustrative.   Likewise, the self-image, expectations, and perceptions of the late 19th century UP Muslim elite (and lots of others).

Violence:  I agree.   Indeed I recognise three levels:  symbolic (play music outside mosque), social (competitive conversions), and physical. In the hardening of Muslim and Hindu identities, it is the symbolic and the social kinds of violence that prepared minds for physical violence.
Ahmad (to Neshat Quaiser)

Thanks for sending Saberwal’s comment on your mail to me and sorry for the delay. As you say (in the previous mail) your response was not directly to the issues I raised. So I am still waiting for it.

As for the present letter, I largely agree with your point. It is well formulated and beautifully put. However, I have a question: perhaps a silly one. Since the late 70s onwards Muslims have been crying to the world that they are ‘Muslim’. While in Germany and UK, Iqbal discovered that he was a Muslim. The Dutch found themselves to be ‘Dutch’ not in Holland but while they were in Indonesia. The British found their Britishness in the US. And I found that I was a ‘Bihari’ (In Aligarh, I was told that if a UP man wanted to call one ‘sister-fucker’, they used the term Bihari) while outside of Bihar; in Delhi, to be precise.

What is the condition or ground – not territorial but perhaps conceptual-philosophical one – which impels you to say, in a reverse way, that you are not a Muslim?  Let me correct myself, it is not a silly question!
Neshat Quaiser (to Ahmad)

My response to your letter was not direct though, but I said: “I would not address directly …” directly in Italics. My reply did respond to some of the questions directly in a sense. However, still Marx’s question demands to be attacked more directly. But I am a bit hesitant.

Your response is to my reply to Prof. Saberwal and your question “what is the condition or ground -not territorial but perhaps conceptual-philosophical one – which impels you say, in a reverse way, that you are not a Muslim?” indeed is not a silly one. Certain things have been said in my reply but I would like to address the issue afresh – in a few days.
Neshat Quaiser (to Satish Saberwal)

In principle I am not in favour of violating anybody’s sense of propriety or settled views abruptly. I had an argument in the late seventies with a friend – a woman political activist – a JNU student – who used to visit Muslim women in old Delhi for political education. Though she had every right and freedom to smoke bidi or cigarette, I did not agree when she visited them puffing on her bidi. Yet talking heretically has a lot of meaning. It all depends on what kind of everyday situation one is placed in and then who is placed where and in that I am not a privileged person. Secondly, these very ‘talking’ over a period form the constitutive elements of ‘sustainable, replicable, habits of thought and working and relating’ (these can be interpreted differently though).

About master and slave. Yes, identities are not “God”-given, they are products of historical circumstances, you are right, but if certain circumstances are projected as God given then there is a problem. We cannot absolve master of his relation with slave or the late 19th century UP Muslim elite’s self-perception on the ground that they are product of certain historical circumstances and thereby their claims that they are not responsible for their acts as they have no control over circumstances that produced them. It would be like the argument that whatever I do is according to the will of God as nothing moves/happens without His will.
Satish Saberwal (to Neshat Quaiser)

I agree that making heresy routine has a point – it raises the threshold level.  Once I was visiting my parents, and my mother was irritated at my making coffee frequently. I told her my drinking it five times a day was (an obligation) like saying namaaz five times a day. After that, every time she saw my mug of coffee, she’d say, so you’re off to your namaaz?

Master and slave: I need to explain myself better.   From our standpoint, there is no gain in absolving or condemning the 19th century Muslim elite for their stance. What their stance was is a matter of fact. So I ask: why did they act that way? And likewise others (including myself).

To try to understand why someone acts one way or another has to be separated from judging whether the person acts rightly or wrongly.  And, often, one needs not so much to form judgments over right or wrong as to think through the (likely) consequences of acting one way or another – and whether those consequences would be acceptable / desirable.

All this needs habits of looking at oneself and others with a certain sense of detachment, from the outside, as it were.  Our 19th century forebears would rarely have had the perspective and the concepts needed for doing so.
Neshat Quaiser (to Satish Saberwal)

The problem is what is the vantage point from where we look at things – for you the Enlightenment is the vantage point – that is why any thing, which is different from the Enlightenment paradigm is considered “incongruity” and “inherently disharmonious”. Here lies the problem, for example, anything, which would be different from the Indic/Hindu paradigm would be rendered “incongruous” and “disharmonious”. Thus, no wonder that you too consider “equality and individualism” as “Enlightenment values”, purporting that the Enlightenment introduced them first time in the human history in their philosophical abstraction with practical implications.

Master – slave metaphor was important in relation to what you said about elite Muslims – that the “elite Muslims are the creatures of their past…”  It is not only the Past but also and more importantly the Present where these elite Muslims have created the problem – the Muslim Question actually is the creation of these elite Muslims with middle class derivative feudalism with a restorational agenda. Now these elites are facing a serious problem from within – that is the resistance from the location-less Muslims to elite Muslims. So the elites are disturbed and are opposing the Shudra Muslims’ demand for caste-based reservation. The whole story begins from the Battle of Plassey. Shah Waliullah’s context though was different but he laid the foundation for the future Islamic/Muslim restorational politics. In fact the much of Islam in Indian subcontinent is Fiqhi Islam (Islam based on Islamic Jurisprudence as it evolved over a long span of time fostering multiple traditions of presentation, representation and interpretation). It is important to note that here they and usare not in the sense in which Said employed them and which is so widely used or misused nowadays. In the context of what we are talking, it is in a reversed order. Here us is not a victim in the sense the general and genuine victims of communal riots or aggressive Hindutva politics are – the dominated ones but one that would like to dominate – the high caste Muslim elites – lamenting that power that we had is lost/usurped/taken away otherwise we would be dominating. Here these analytical categories are to be used in a reversed order.

Today one is forced to defend uncritically everything that relates to Madrasas and Mullas because of this forced homogeneity concealing the real internal divisions. This is what I meant when I referred to religion as an equaliser.

By the way, a Pakistani scholar was thrilled when in a discussion on his lecture in our Department I pointed out that it was Partition for India and Independence for Pakistan.  But this is what is the reality. The point has several deeper connotations.

The master-slave metaphor is important also in relation to the Hindu-Muslim divide, everyday communalism , communal violence and inverse communalism of all types.

 

Neshat Quaiser teaches in the Department of Sociology, Jamia Millia Islamia, Central University, Delhi. He is currently working and has published on the historical sociology of medicine with reference to the encounter between Unani and western systems of medicine during colonial India.  Ahmad was then a western hemisphere based Ph. D student of Indian origin. Satish Saberwal, former professor at Jawaharlal Nehru University is a well-known sociologist.

The Return of the Repressed: Explanation of the Left Front defeat in West Bengal

Anjan Chakrabarti

The scale of defeat of the Left Front in West Bengal can hardly be underestimated. We are not merely talking about quantity here; this after all is its first election defeat in 32 years. Left Front’s aura of invincibility and the authority that flows from it has collapsed. For me this election is historic for producing this momentous break in the psychic relation between the people and the Left Front. The Law of the Father is gone and so are the respect, fear and anxiety that went with it; the mass, including even the opposition, is taking time to come to terms with this realisation. Whether the Left Front can recover or not from this debacle is a long-term question, but no matter what happens, from now on, its existence and electoral fortunes will be vulnerable in the same way as those of the other parties.

Explanation of the CPI (M) for the Defeat

Once upon a time, by virtue of being associated with a Communist Party, I met many communists with courage, courage to accept things (no matter how uncomfortable) as they are, rather than live in denial. I realise nowadays this is no easy human attribute and nowhere do I find this better demonstrated than in the current leadership of the Left Front in West Bengal. Biman Bose, the state general secretary, has said this defeat reflects a UPA ‘wave’ and that it has nothing to do with the West Bengal situation. If the Left had stayed with UPA by ignoring the nuclear deal, then the alliance of the Congress with TMC would not have materialised and this defeat could have been avoided. Nirupam Sen, the chief architect of the capitalist development model in West Bengal, has argued that this result has nothing to do with local issues; it is instead an endorsement of the UPA. Let me spend some time with this hypothesis.

First, the ‘wave’ thing. Such is the scale of the psychic disconnection between the people and this leadership that it seems to have confused the meaning of a wave; and coming as it does from a senior communist, politburo member and a state general this is tragic and comical at the same time. We saw a wave once after the death of Indira Gandhi; while the consequent scale of Rajiv Gandhi’s victory is well known it needs reminding that even then the Left Front bucked the trend and emerged victorious in West Bengal. Moreover, the UPA has not even secured a simple majority; to call this a wave is indeed a very ‘thoughtful’ explanation. Finally, a cursory look at the surrounding states of West Bengal reveals the UPA lost heavily in Jharkhand, Bihar and Orissa. This ‘wave’-based explanation is a reflection of a culture of denial that has gripped the leadership of the party and has percolated down to the lowest rung in the party hierarchy. Evidently, it will only help reiterate and reinforce the psychic dissonance I referred to earlier. And there is an underlying tragedy here that says a lot about the current state of the CPI(M). It is this:  it is not that these ‘communists’ do not know; the tragedy is that ‘they do not know that they do not know’. They do not even know that a psychic dissonance has appeared. Rabindranath Tagore called this human state of avidya or ignorance troubling and painful while Jonathan Lear called it comical. I leave it to the readers to make a pick of what it is.

Second, this hypothesis may have a loop of its own, which has the following effect: it helps everybody to avoid taking responsibilities. Nobody needs to take blame and everybody is happy. My point is simple: the culture of critical self-reflection has virtually disappeared from the CPI(M). Instead, a sharp division between the inside and outside has appeared; the tendency is always to find an external entity to solve the problems (such as through the state) and to put the blame on (such as the US, intellectuals, media, Karat, etc.). Some part of the latter may be true but the point is that such a blame game has its contradictory effect. The light never turns on oneself; it is always turning to the others; the Self remains, literally, in a shadow of darkness. The CPI(M) in West Bengal, as it stands now, has cast itself in the armor of darkness; that there is a psychic dissonance between it and the people should come as no surprise.

My Explanation of the Left Front Defeat

All evidences direct us to the fact that the election was fought in West Bengal fundamentally on a local plank: on the TMC side the issue was Ma (capturing the issue of women’s predicament in Left Front rule), Mati (the Land question capturing the right of people principally peasants over land) and Manush (the human rights question that is said to have been violated time and again under the Left Front) and on the side of the CPI(M) it was capitalist-sponsored industrial development. The verdict is resoundingly clear: the former has triumphed over the latter. That is not to say the central leadership’s position on the nuclear deal leading to the withdrawal of support to the government and its effort of putting together an unconvincing third front was not a contributing factor, but it was only a contributing factor to the ‘wave of discontent’ that has already started forming in West Bengal over the past few years.  It is to the credit of Mamata Banerjee (credit has to be given where it is due) that she harnessed the discontents from multiple sides into a tidal wave of opposition that swept away the Left Front. The questions are: why did MaMati and Manush win over capitalist-induced industrial development? More particularly, what happened in the intermittent period of the sweeping victory of the Left Front in the 2006 West Bengal assembly polls and its collapse in vote bank in 2009? Some major local factors that seem to have worked are the following:

(i) Land Grab: The first factor is clearly Singur and Nandigram.  The kind of cataclysmic collapse of Left Front vote (its vote percentage dropping by an astonishing 8 %) can only be explained by an eruption of some magnitude that altered the symbolic meaning attached to the CPI(M) in a fundamental way, from its positive connotation to a negative one. Despite accusations of rights violation, abuse of power, nepotism, and so on, the people of West Bengal deposited faith in the Left Front for over 30 years because they connected with it on one axis: it was considered the gatekeeper of the poor and marginalised. The effect of Singur and Nandigram was this: the symbolic relation of the Left Front to the poor disappeared in one shot. The CPI(M)’s authority that flowed from this symbolic relation was not just physical but also an ethical one. With the collapse of this ethical authority, its physical authority took on a different proportion in the minds of the people. The physical authority – reflected not only in the working of the government but also that of the local committees – became a matter of bullying and sheer violence rather than necessary or defensive; for right or wrong reasons, the violence from the TMC side started appearing as defensive and necessary. The sight of the CPI(M) working in tandem with the police to evict farmers from land, shooting its constituents (including women) and abusing its citizens, and that too for a bunch of abrasive capitalists, helped snap the psychic relation of the people with the Left Front. It was as if a case of the father turning his gun on his mother and children (it is after all a self-proclaimed party of the peasants and workers); it constituted in the eyes of many an adharma of monumental proportions. For many who had traditionally supported the Left, especially in the rural heartland, it turned the relation with the CPI(M) from one of respect and fear to that of anxiety and hatred; Mati started appearing as a societal question; the movement for land and against the government-sponsored policy of land grab-based industrial development soon acquired a momentum of its own across Bengal. The strong defence of the Left Front government for capitalist industrialisation that often took a rhetorical turn against agriculture per se further alienated the agrarian populace who saw this relentless campaign of slight towards agrarian forms of life as further proof of the Left Front’s pro-rich shift.

(ii) Working Class Shift: It was expected by the CPI(M) that the development model of capitalist industrialisation would gain the support of the workers and urbanites. It did not happen. The workers, who had traditionally supported the Left, moved in droves to vote against the Left Front. Multiple factors contributed to this. First, the rhetoric of new jobs via industrialisation sounded hollow in many industrial areas, especially on both sides of the Ganges, where factories have been closing down leaving tens of thousands unemployed. Second, in many places, the Left Front trade unions came to be seen as cronies of capitalists and working against the interest of the workers; in some cases, they were even seen as contributing to the closure of the factories. Third, the government’s effort to push through the industrialisation effort called for a peaceful trade union. With the workers already under attack from the capitalists, this passive role of Left Front trade unions was increasingly seen suspiciously by the workers. All such factors and perhaps many more moved the workers to push the voting button in favor of the TMC.

Moreover, while it could very well be the case that some rich urbanites may have responded positively to the industrialisation campaign, the fact remains that it did not cut much ice with the middle-income group and in all respects backfired with the urban poor who increasingly came to identify the CPI(M) as pro-rich.

(iii) Shift of Intellectuals: The sight of land acquisition and abuse of people (especially women) had a tremendous negative effect on the intellectuals of Bengal, who traditionally were on the side of the Left. They not only went en masse against the Left Front but also joined the movement of MaMati and Manushthat Mamata Banerjee had now made her agenda to fashion a return to her low political fortune; it is my belief that the Left Front grossly underestimated the effect of this campaign by the intellectuals on the people, urban and rural; cultural interventions, and that too with political messages, after all do shape minds.

(iv) Minority Trouble: One must talk about the ‘Muslim’ factor, which it seems has shifted decisively towards Mamata Banerjee. The fact that many of the affected peasants in Singur, Nandigram and elsewhere were Muslims had a profound effect on that community. Moreover, the Rizwanur Rahman case and the Sachar committee report on the minorities were major contributing factors in the shaping of this community’s vote, which has till now been steadfastly with the Left Front, against the CPI(M).

(v) Incompetent Governance: After Singur and Nandigram, the Left Front government came to be increasingly seen as incapable to govern. In the eyes of many, this was a case of weak and incompetent government with such a strong majority. Moreover, it was seen as acting in a biased manner. It was seen as siding with the CPI(M), the rich, capitalists and promoters, and unable to maintain law and order. Eruption of various other movements such as in Lalgarh over police atrocities, in Kolkata over the Rizwanur Rahman case as also by the autoworkers and hawkers, in various districts over the failure of the public distribution system and the sustained statehood movement in Darjeeling reinforced the belief that this government is inept; in all these cases, the state was seen as backtracking, vacillating and surrendering.

Finally, charges of utter failure in the sectors of education, health and elementary infrastructure (roads, drinking water, etc.) at the village and town level found resonance with the people. A debate has started to emerge in West Bengal as to the overall meaning of development: should it be reduced to capitalist-sponsored industrial development or should its meaning be seen in a wider extension where industry is one among many nodes of progress. Mamata Banerjee’s TMC has started to craft a meaning of development along the second line and that is what they campaigned for. In doing so, they could criticise on one hand what they claimed to be the failure of the Left Front to provide the mass with basic development amenities and the other hand fend off charges of being anti-developmentalist. Turning away from the industry-versus-agriculture debate, Mamata had taken the position of the co-existence of industry and agriculture: in her words, they are brother and sister existing side by side. Against this, the CPI(M)’s position hit the public as a proposal for industrial development through a breakdown of agriculture; evidently, it was more dramatic but one that alarmed the rural populace in ways yet to be fully comprehended.

(vi) When Love became Repression: The control over social life that the CPI(M) party exercised through its local committees appeared, for a large segment of the population, increasingly as a control over their life by an external entity; it simply became intolerable over time. Local issues, sometimes even family issues, at the ground level in which the local committees would invariably intervene with its unrecorded punitive justice system began to be seen as undue encroachment; their proclaimed ‘help’ became in the eyes of many as the ‘power of the muscle’. More and more, its machinery came to seen as an instrument of abuse that function on modalities of threats, punishment, prohibition and segregation of whoever was considered an opponent; a system of ‘witch-hunting’ had enveloped the party structure in the way it dealt with the people; ‘either you are with me’ or else…. It came to be seen more and more as procreating a culture of moral policing. Its technology of control that was once celebrated as efficient machinery by the pundits has now become a liability. For many, the feeling of repression enacted through the daily control with its cloud of the ‘power of the muscle’ found their determined release in the form of Mamata Bannerjee, who presented herself as the new messiah of the poor and the abused; her strident anti-CPI(M) stand was enough reason for many to vote for the TMC. The stage was set for the vanguards (the party of educators) to be taught a lesson and vanquished.

(vii) The Rise of the Sahaj: This argument may not appear direct or could even be seen as tangential, but I think it points to a fundamental shift in the body politic of West Bengal. The Left Front’s industrial development model is supposed to usher in change in the future, which though demanded sacrifice in the present. The problem is that often the burden of this sacrifice falls unequally on the ‘poor’ and at least the current generation cannot see what would happen in the future; as for that matter, nobody knows what would happen in the future. For the poor, this is too much of a risk. Not only that. There is more.

For me, Singur and Nandigram was a great learning point. I have since wondered: why did the peasants say no to development? When peasants could be heard as saying that he would not give up his land for all the wealth of the world, I realised that this flowed from a totally different worldview, something that cannot be fathomed either in the mainstream economics or the historical materialist approach. I have seen many friends jump into a conclusive description of Singur and Nandigram as a case of primitive accumulation. I have no issue with them; these were indeed that; they also correctly pointed out that Marx did not describe let alone defend primitive accumulation; he critiqued primitive accumulation. But I wondered about something else which I thought is a deeper issue, something that would perhaps go on to capture the uniqueness of the unfolding primitive accumulation in India. It came with this realisation that the subjects here, at least in Bengal, are espousing a totally different worldview as compared to that on which the policies of the Left Front government were being based upon: there was serious disconnect between the language of the policymakers/party apparatchik and that of the people. In the former, not only was time considered as split (past and future), but the reality seen as fragmented and segmented. In this somewhat modernist/westernised worldview, it was easy to see the land, water, forest, and so on as the objects that are detached from the subject. This objectified worldview made it possible to administer over ‘things,’ perform cost-benefit and decide on the price of giving up land (compensation, resettlement and so on).

But, what if subjects do not see the world in this way; what if their forms of life conform to a worldview that is fundamentally different. What if they see the world as espoused by Tagore (he called this the philosophy of the Indian way of life, the life of sahaj or simple):

…the mere process of addition did not create fulfillment; that mere size of acquisition did not produce happiness; that greater velocity of movement did not necessarily constitute progress, and that change could only have meaning in relation to some clear ideal of completeness.

Pardon me for being somewhat forceful, but this is no mere philosophical speculation, but something that had been imbibed in the Indian way of life since the inception of its civilisation. Water, land and forest, to name some, are not external objects as perhaps in a westernised outlook, but are seen in unity with the self; this is part of the experience of the sahaj. To use Tagore again, the man with a ‘scientific’ outlook

…will never understand what it is that the man with the spiritual vision finds in these natural phenomena. The water does not merely cleanse his limbs, but it purifies his heart; for it touches his soul. The earth does not merely hold his body, but it gladdens his mind; for its contact is more than a physical contact – it is a living presence. When a man does not realise his kinship with the world, he lives in a prison-house whose walls are alien to him…. In India men are enjoined to be fully awake to the fact that they are in the closest relations to things around them, body and soul, and that they are to hail the morning sun, the flowing water, the fruitful earth, as the manifestation of the same living truth which holds them in its embrace.

This is not a wisdom that is simply applicable to rural areas, but also urban areas, especially the urban poor and the lower-middle income group. One can neither ignore the dissonance in the cultural understanding of time. The meaning of time in industrial development is artificial and limited (past and future); we know where it came from: Western Europe. This, on the other hand, is a land which resonates with the following theses of the Baul singers:

I would not go, my heart, to Mecca or Medina,
For behold, I ever abide by the side of my Friend.
Mad would I become, had I dwelt afar, not knowing Him.
There is no worship in Mosque or Temple or special holy day.
At every step I have my Mecca and Kashi; sacred is every moment.

The concept of time here is that of the sahaj where it is neither limited nor artificial but timeless, where culture does not conceive forms of life in terms of some future, but as something procreating in all times. In the worldview of the sahaj, space is not split into a temporal verticality (backward and forward) that introduces the idea, a quite artificial idea, of progress as a movement from the backward to the forward. Instead, life is seen as moving horizontally at each moment of time; life is to be lived and connected to at each moment; space, time and life is connected in relationality rather than seen as fragmented. Life is about rhythm, harmony and balance, and only in such completeness does life acquire any meaning where the theme of life is unity and not fragmentation. It is not that no kind of segmentation exists in such societies, but this sense of unity is also present, and strongly presently, side by side. Far from being uniform, the social space, at least in West Bengal, is a battle ground for two different and tension-ridden worldviews; what though, at the minimum, cannot be ignored is that the worldview of the sahaj is also a living presence.

What I am trying to say is that the worldview in terms of which the idea of capitalist-induced industrial development was conceived came to be seen as a total disconnect from the worldview of the sahaj. On the issue of land (and things like resettlement, compensation, etc.,) the Left Front was talking in language of the former, which was not only alien to the latter but also threatening and humiliating. In the language of the ‘Left Front’/modernist, the world of the sahaj was projected time and again as traditional, devalued and worthless; their labour is no labour, only industrial high-tech labor is labour; their experience of time, space and connection was rendered meaningless in this outlook. A party that once stood and fought for the sahajappeared more and more foreign in its language, exposition and practice. The appearance and later (after Singur and Nandigram) specter of primitive accumulation translated as a form of resistance not just into a defence of the land, but also a way of life in its entirety. It is not that monetary compensation or resettlement was not to be discussed in any situation (one can very well imagine people wanting to shift their forms of life), but such relocations would now have to be accounted for in a different register – a political one. It was not longer to be a case of top down approach of the policy makers and bureaucracy who tell the peasants (and hawkers, autoworkers and so on) what should happen, but is now more a face to face encounter with the affected. The ‘terms’ of dealing and negotiation has fundamentally changed in the last two years in West Bengal; it is the reiteration again of the supremacy of the ‘poor’ over the body politic.

In contrast, Mamata connected directly with the rhythm of this language; she spoke not only in the language of the sahaj, but also defended that experience.  For the elite in the cities steeped in modernist thinking, Mamata often appears as ‘irrational,’ some call her as symbolising ‘unreason’ reflecting the fact that they cannot understand her language and her concerns, that she tends to go against what are seen as ‘normal’ facets of modern life. Her ‘irrationality’ or her ‘unreason’ is a broader issue for me reflecting the total disconnect of modernist India (within which CPI(M) is now embedded) from the experience of the sahaj. The relation of the politics to language relates to the exposition of politics, and that becomes a decisive factor at times as it did in this case. Politics is simply not about facts, measurement and voting games; when it takes the shape of the return of the ‘unreason’ it becomes a different ball game. As I understand, this election captured such a shift in West Bengal. It is not merely a defeat of Left Front, but a defeat that has seriously dented the hegemony of the modernist worldview; in its immediate future, whoever comes to power now in West Bengal would find himself confronted by a strong and living presence of the sahaj that will find its release in the power of the ‘poor’. The battle line between the TMC and the CPI(M) has given way to a parallel battle between the ‘poor’.

Leftism and Mamata

It is at times astonishingly for me to imagine how the party leadership could miss the possible psychic effect of the adharma of Singur and Nandigram in their political imagination. But then this is the point: perhaps they do not even know this is adharma. This avidya – which shows off in arrogance and disdain – made the psychic dissonance grow deeper; the disbelief that a Left Front government could shoot its constituency – the peasants – started acquiring the momentum of anger; this anger was in no way circumscribed within the boundary of the peasants. If the US bombing in far away Vietnam could cause tumult in the minds of the Bengali people, to imagine that something of this proportion happening so close to home would not have any effect is truly astonishing; to think of Singur and Nandigram as a local issue as some CPI(M) leaders suggested points to the kind of bankruptcy in thought that had set in the party. Actually, this also points to a different problem for the Left generally: they are so much enmeshed in a  structuralist way of looking at the world that they cannot fathom the role played by subjectivity formation in politics. Anyway, it is important to realise that, in its multiple dimensional effects, Singur and Nandigram transformed the psychic relation of the people with the CPI(M), something that not only affected the poor but also the other segments of the population that had supported the Left Front. It reinforced those who were opposed to the Left (thereby closing any possibility of their being won over) and alienated many steadfast supporters of the Left. In fact, a large segment of the Left intellectuals have critiqued, through newspapers, little magazines, TV, CDs and even books,  the Left Front as the new right which I believe had an enormous effect on many traditional Left supporters. Additionally, what was made easier for the latter to make the shift was the complete makeover of Mamata Banerjee and her self-proclaimed image now as more of a Leftist than the Left Front. This is the final point I want to make.

I have a thesis: no party can win elections in West Bengal if it is not seen as Leftist in orientation. This explains the peculiarity of West Bengal as compared to the rest of the country. First through social reforms and then through long decades of movements in which the Left itself played an instrumental role, the ‘poor’ has come to acquire a voice, an assertive political voice. It is though not just that. What has also come to fruition is the alignment of a certain segment of the middle class with the mindset that the voice of the ‘poor’ (this is a catchall term standing for small farmers, industrial and agrarian workers and other ‘marginalised’ groups)will be the final arbiter in any dispute. For right or wrong reason, the Left Front had come to occupy this moral authority of being the party of the ‘poor’ (its own movements earlier were responsible for its rise) and its uninterrupted rule was firmed up by this belief among a section of the populace. Mamata Banerjee, whose one-point programme had long been singularly an anti CPI(M) position, tried various permutations and combinations to dislodge the Left Front, flirting with both the BJP and the Congress. She failed every time. She failed because the mentioned symbolic authority of the Left Front remained intact. It is to her credit that Mamata realised this, and in this she was probably helped by many previously Naxalite leaders who joined her since the Singur and Nandigram movement. Step by step, as part of a carefully chalked out strategy (those who think of Mamata as just eccentric are simply living in a fools’ paradise), Mamata hammered at the symbols that defined the psychic relation of the people with Left Front. She even called herself the rightful heir of the Tebhaga movement and the Food movement that were some of the symbols, which helped establish the pro-poor symbolic attachment of the people with the CPI(M) and the Left Front. Separating Marx and Leftism from the Left Front, she turned her criticism of the CPI(M) into the following: the Left Front and the CPI(M) have forsaken the traditional constituencies of the Left and they have no relation with Leftism. It is she who now is a Leftist fighting for the cause of the poor and marginalised against the Left Front, which wants to usher in industrial development for the capitalists at their expense. If politics is also about symbols as I do believe it is, Mamata turned the hitherto accepted division between Left and Right upside down thereby making it easier for many traditional Left thinkers, activists and voters to cross over to her camp. She has virtually usurped the issues which previously were considered as the domain of the Left Front and left the Left Front fighting the elections on one plank: industrial development to be sponsored by capitalists. The contrast and the turn of the table in the contrast could not be any starker in the position taken with respect to the SEZ debate where Mamata turned totally against the idea of SEZ while the CPI(M) supported it. Take another example. The elections saw Mamata start her campaign from Nandigram and she took its soil to her election meetings: a powerful symbolic connection that related to the hearts of the people. In contrast, to the astonishment of many, the CPI(M)’s campaign revolved around the symbol of ‘Nano’ that not only captured the strange relation of communists with capitalists but also appealed to the minds and not the hearts of people. WhereMati is not just an economic component (as in the West) but an integral segment of people’s forms of life, in the land of social movements, revolutionaries and poets, this battle between the soul and the material was no contest.

Mamata presented herself as the champion of the poor, of peasants and workers and anybody who claimed themselves as vulnerable and hard done by the government policies or the CPI(M). In the eyes of many, she has emerged as the Leftist par excellence and the Left Front as keeper of capitalists, promoters and power brokers. It was after having made this image makeover that Mamata went for an alliance with the Congress; qualitatively, the meaning of this alliance took on a different dimension than previous such unsuccessful alliances, an aspect that the CPI(M) did not quite understand. Due to this qualitative alteration, it is my firm belief that had there being no alliance the results still would not have changed fundamentally.

I do not know whether the Left Front and the CPI(M) will reflect on the clear psychic dissonance that has appeared between it and the people. But to do that they have to be awake first and to be awake they have to accept the reality: the act of adharma in various axes. Mistakes can be made and even sins are committed. But our sages have taught that the Lights shine on those who accept the responsibility for their actions; the sin is washed away, the shame turned into an act of courage. But on those who do not even recognise their sins and mistakes, it is said that a pall of darkness awaits their future; there is no stopping their downfall and ultimately demise. What I find alarming is a complete ignorance of this wisdom on the part of the Left Front as of now.

Some Reflections for Marxists in India

I believe that this election result is a watershed in the history of Leftist movement in India. It has shown a few things: (i) no self-proclaimed Marxist party can forward a path of capitalist development and get away with it in a democratic set up like India, (ii) there is a serious need to rethink the idea of vanguardism in a scenario where repressive apparatuses are coupled with strong and deep ideological apparatuses and (iii) state-oriented and not movement-oriented politics has severe limitation for Marxian parties. The tragedy is, and this I have and am resolutely ready to defend, these do not have any necessary connection with Marx. Regarding the first point, it is my contention that Marx did not describe let alone defend primitive accumulation (as the West Bengal CPI(M) leadership was apparently doing in order to defend its policy of land grab in bringing about capitalism as a necessary moment of historical evolution of society); instead, Marx critiqued primitive accumulation; that was the purpose of producing that concept in the first place; Marx was no historicist, but rather a critique of the ‘science’ of history as the debate on Russian Road showed so clearly.  Secondly, Lenin’s vanguardism was construed by keeping the repressive apparatus in mind and hence is inadequate in this situation; it has its own series of problems and some of its showed in the kind of party bureaucracy that had become not all of which need be discussed here. One among these though I should point out: the organisational structure based on the division between party exclusivity and the rest of the population that is the defining moment of vanguardism is the source of many problems encountered later in the name of Marxism. It is neither necessary nor inevitable to think of organisation along the Leninist line. Lenin had the courage to ask: what is to be done? Can we show a similar courage at the dawn of 21st century? Third, the state-dependent approach of the Left (whether through a parliamentary or extra parliamentary route) is a joke on Marx who based his entire political philosophy of freedom on an anti-state plank; otherwise, his search for commune makes no sense. Marx, who was looking for creative union, found the state as external to the people: how can communion be created with something that is ‘external’ to people and has been conceptualised to govern from top down. The point is not that the state is to be ignored; it cannot be ignored and that is not what I am suggesting here. Instead, the issue is whether the idea of politics will be state-dependent or focused on enacting social transformation; the difference will produce two different kinds of politics. One of the most remarkable phases of Marxism in the 20th century has been the occulting of Marx produced through the displacements of its idea of politics from initiating ground-level social change to a state-dependent, policy-oriented approach; the effect of this bureaucratisation of the idea of Left politics can hardly be underestimated as the Left Front experience has shown.

These western Marxian ideas adopted uncritically by the Indian communist movement had produced a sad situation: a country that provides fertile ground and potential for Left movement has seen stagnation and in fact a decline (in many parts) of the Left imagination. At least, those who are unshackled by the avidyashown by the Left Front till now can start this introspection at a serious level; it is not a matter of changing this here or there but of rethinking the entire milieu of what it means to be a Marxist in the Indian context. The question is: are there courageous Marxists available in the Left circle and that includes the Left Front.

Anjan Chakrabarti is Professor in the Department of Economics at the University of Calcutta. His publications include Transition and Development in India (Routledge, 2003, co-authored with Stephen Cullenberg) and Dislocation and Resettlement in Development (Routledge, forthcoming, co-authored with Anup Kumar Dhar).