The Politics of Arundhati’s ‘Genocide Affirmation’

Depicting Mao as the Author of the Biggest Political Genocide?

Gilbert Sebastian

Arundhati Roy’s article, “Listening to Grasshoppers: Genocide, Denial and Celebration” (Outlook 4 February 2008) might have, by now, lost its news-value but we hope, the concerns raised should have abiding interest.

Her analysis in a powerful style on the project of ‘union and progress’, the majoritarian quest for an expanded lebensraum (living space), we believe, is much closer to reality than the standard media reporting and academic analyses that seek to skirt a stark depiction of ‘the unthinkable’, trying to present “a more ‘balanced’ happier world” (58). The article was timely in the context of the emergence of Narendra Modi himself as the projected future fuehrer of the Hindutva movement in India.

It has not been really helpful analytically to say, “It’s an old human habit, genocide is.” (52). The increasing incidences of genocides in the era of imperialism (capitalism in its oligopolist stage) needs to be taken note of. The processes of identity formation – cultural construction and demonisation of ‘the Other’ as an object of hatred, perhaps has been an old habit, across different stages of development of human society.

In the case of the Hindutva movement in India, its relationship to neo-liberal globalisation needs to be recognised. Why have the greatest mass murders in India of recent times – the riots following the December 1992 demolition of Babri Masjid and the Gujarat carnage in early 2002 coincided with the neo-liberal reforms initiated since 1991? How the majoritarian Hindutva nationalism complements the project of accumulation of the Indian and global, swadeshi and videshi dominant classes is a question that needs closer scrutiny. A substantial segment of the dominant classes have recognised Hindutva as a viable integrationist principle for articulating the pan-Indian big nation chauvinism. They would take recourse to a Hindutva hardline when their crisis is at its deepest.

Apart from these little reflections based on Arundhati’s article, the most important point we would like to raise here is that having read the article by Arundhati, one is struck by a deep sense of remorse, not because of any inherent impulse at genocide denial but by her very foreclosure of political alternatives or the absence of mention of any collective human agency that could take us beyond the cynical state of the present to a hopeful future of possibilities.

Can we pin our hopes on the ‘left’? Not, of course, on the left that is the left-over of the Nandigram carnage – if we go by the implications of Arundhati’s analysis; and of course, not on a movement with “the ghost of Chairman Mao himself” as its “helmsman”. Obviously because according to her, he has been the author of the biggest of the political genocides in history that she has mentioned. They are: “Suharto in Indonesia (1 million), Pol Pot in Cambodia (1.5 million), Stalin in the Soviet Union (60 million), Mao in China (70 million)” (52). In a cavalier manner, she provides no further explanation of where she got these figures from, as though these were self-evident truths.

It was easier to find many skulls and skeletons in the Soviet Union after the great anti-fascist war. Moreover, the Stalinist line of crushing internal dissent is well-acknowledged. This has, however, not been the case in Maoist China and no one until recently said it so. Arundhati surpasses the figure of 30 million who according to Amartya Sen had perished in China during the Great Leap Forward of 1958-61, the agricultural collectivisation drive that happened to coincide with a drought. This itself is a keenly debated claim. (Joan Hinton who was young and active in China during these years had told me in 1996 that she had come across cases of malnutrition and not deaths there during this period.) Whether particular social/political processes can be blamed on an individual leaderships also remains a question besides. Notably, when ‘the Chinese people stood up’, it was not their great achievements in poverty alleviation and agricultural growth within a brief span of time that attracted the attention of Amartya or Arundhati but a famine/genocide. Arundhati cannot be accused of ‘genocide denial’ but its very opposite – ‘genocide affirmation’. Can genocide affirmation have its politics as well? Placating liberal opinion? It may also be recalled that even as the excesses and deviations by the Communist Party of Kampuchea are infamous, the skulls displayed on visual media as having been the victims of Pol Pot’s atrocities had, on scientific examination, turned out to be not even Kampuchean skulls and did not correspond to the period of the alleged genocide.

Condescendingly does Arundhati grant some autonomy of agency to the Indian “footsoldiers” following Mao: “The ray of hope is that many of the footsoldiers don’t know who he is. Or what he did.” (60). Mao Zedong taught us the greatest of the truths of Marxism, ‘It is right to rebel’. But can and should rebellion be equated to genocide? Millions of people look up to Mao as their guiding light for revolutions in countries under the yoke of both imperialism and pre-capitalist social relations. It, therefore, becomes a pressing need for all opponents of revolution to slur the image of Mao and if possible, demonise him. And they rest assure that the corporate Communist regime in China today is not going to bring out authentic historical facts to defend Mao.

In her well-known article on displacement through big dams, “The Greater Common Good”, Arundhati had likewise criticised Mao for initiating big dams. Although it is well accepted today that big dams are environmentally hazardous – and we do need to reject Mao in this respect – mainstream environmental consciousness on this count, as far as we know, was non-existent in Maoist China. It may be recalled that mainstream environmental consciousness even in the West had its origins only in early 1960s, probably, with Rachel Carson’s Silent Spring (1962) which recounted the horrors of the use of pesticides. In any case, China’s record of rehabilitating the displaced people presents a happy contrast to the dubious distinction India has earned in this respect.

It is sad that Arundhati, with her pro-people orientation, should figure among the antagonists of Mao. A reading of Mao’s writing, ‘On Contradiction’ (to cite only one), itself can be an evidence of what he stood for. We would like to cite this one because this is against the very grain of identity-based antagonisms among sections of the masses promoted by those in positions of power and privilege that have even culminated in genocides. Mao Zedong’s golden words during the Cultural Revolution, ‘Never forget class struggle’ will continue to ring in our ears’.

Gilbert Sebastian can be reached at: gilbert.s@rediffmail.com

Akhtaruzzaman Elias: Beyond The Lived Time Of Nationhood

Pothik Ghosh

And to say now that you are no longer here is to say only that you have entered a different order of things, in that the one we move in here, we latecomers, as insane as it is, seems to our way of thinking the only one in which “god” can spread out all of his possibilities, become known and recognized within the framework of an assumption whose significance we do not understand. –  From Eugenio Montale’s ‘Visit to Fadin’

Introduction

If there is a time for everything, there must be a time for revolution, too. But revolutionary time can often become its own time warp. It can freeze one moment, among many, of revolutionary politics into its eternalized truth and thus prevent such politics from recognising the new moments of revolutionary reality that lie beyond the moment it has mystified as its be-all. Concomittantly, such mystification also prevents it from realizing its own potential. This potential can be sensed and expressed only when revolutionary politics is driven by the will to relentlessly transcend its various moments to constantly encounter itself within different possible historical temporalities. Alas, it is the South Asian Left more than any other, either in the ‘Third’ or ‘First’ World, that has been the worst victim of this historical time freeze. A self-containing, even psychotic, numbness, which goes by the name of national anti-colonial resistance, has held South Asian ‘revolutionary’ praxis in its tightly malignant grip for the past five decades. The upshot: it still articulates its politics in terms of nation —preponderantly, in the idiom of national sovereignty and independence.

Clearly, its understanding of revolutionary politics continues to be haunted by the specters of its origins, which lie in a ‘third world’ conjunctural complex of national-liberation struggles against direct colonialism on one hand and ‘socialist’ struggles against neo-colonialism on the other. The failure of the South Asian Left, particularly its Indian strand, to posit its politics shorn of all idioms of national independence, and in classical Marxist terms of class struggle per se, must be ascribed to its cussed refusal to acknowledge the fact that imperialism as a phenomenon has long outgrown its colonial (or neo-colonial) moment of oppressive politico-economic occupation of foreign lands.

It’s in this context that Bangladeshi writer Akhtaruzzaman Elias’s politico-aesthetic framework, especially the way he expounded it through his novels Khowabnama (Dream Chronicle) and Chilekotar Sepai (The Soldier in the Attic), acquires immense importance. The praxis of cultural politics that this framework adumbrates would, if adopted by the South Asian Left, open up new pathways of resistance and revolution beyond the confines of its stale and stifling national-liberation paradigm. The attempt here is to envisage the politico-aesthetic vision of the Bangladeshi author, together with that of filmmaker Ritwik Ghatak’s, as an integral part of an exiguous though crucial ideological strain within what may provisionally be called the Bengali Left. The fundamental politico-aesthetic impulse of Elias and Ghatak’s art, and their stance on the political in general, could be constitutive of a new politics of resistance that is free from the vicissitudes of the national-liberation paradigm.

Paradigms of Revolution or Prisons of Reaction

We will truly appreciate the pressing need for such a praxis when we fully reckon with the incalculable damage the South Asian Left’s near complete dependence on idioms of national independence/sovereignty has done to its struggle against imperialism. Its reliance on this outdated paradigm to understand, critique and intervene in the current politico-economic situation has prevented it from coming to grips with the new moment of “imperialism without colonies”.

That has not only rendered the Left here incapable of formulating its anti-imperialist struggle — now more a shibboleth than a critical vision of politics — as anti-capitalism, it has also sapped our comrades of all capacity to accurately diagnose the reason behind the degeneration of the originally progressive national-liberation projects of their respective societies into jingoistic authoritarianisms and/or reactionary fascisms. It would do its purported politics of anti-imperialism a whole load of good if the Left were to accept the fact that we are now part of a decentred empire of various nationally deterritorialised capitals competing with one another. Its inadequate and ineffectual response to the rising tide of fascisms and various other forms of reactionary identity politics in this part of the world must, to complete the dialectic of haplessness, be blamed on its stubborn persistence with the timeworn frameworks and categories of national liberation.

Much of their supposed critique of fascism, as a result, is embedded in and imbued by categories of bourgeois ethics and liberal modernity, which prove ineffective precisely because they fail to zero in on the political-economic essence or logic of fascism. Fascism has to be located as a problem of the larger socio-economic structure, of which liberal modernity, bourgeois ethics of secularism and imperialism are constitutive elements. For instance, the Indian Left’s programmatic attempt to pose ‘secular’ and ‘economic’ nationalism against, simultaneously, the ‘cultural nationalism’ of RSS-BJP-type fascist forces and ‘western’ imperialism shows they are completely oblivious of the political economy of the nation-state.  Such nationalistic anti-imperialism not only weakens its struggle against the national component of global-imperialist capital, it does not in any essential sense enable the Left to critique fascism because it shares with the fascists, particularly of the Hindutva variety, the same structural and logical premises (nation, nationalism, national pride etc) of politics. All that the various strains of the Indian Left have done so far by way of resisting the Hindutva forces is load those categories with a superficially different ethical or normative charge. Not surprisingly, all those leftist strains have without exception been condemned to fight fascism on the latter’s terms and turf. They have, we have, failed grievously to posit any structural alternative to the current political-economic order that fosters fascism and imperialism as dialectical halves of one single phenomenon: “globalisation”.

Elias and Ghatak: New And Different Pathways

It’s in the backdrop of globalisation that the significance of Elias and Ghatak’s conceptions of art, aesthetics and politics must be fully unraveled and grasped. Both the writer and the filmmaker, separated by almost a generation and national boundaries, were critical of the national-liberation paradigm, particularly in the context of Bangladesh’s struggle for independence.

They both recognized, and depicted through their art, the obfuscatory and obstructionist nature of that paradigm, vis-à-vis the essential project of social revolution. Yet more important and interesting than this similarity of their critiques is the difference in their politico-aesthetic register and orientation. Elias’s critique of the national liberation/nationhood paradigm is, thanks to this difference, more fundamentally anti-systemic. There is absolutely no doubt that the social revolutionary aspirations of the urban underclass, poor peasantry and radical intelligentsia of Bengali East Pakistan — against the expropriative and exploitative machinations of the West Pakistani elite, its Rawalpindi-based military executive and their local agents — was the trigger of the national liberation struggle that erupted in with the “Bhasha Andolan” (language movement) of 1952. Elias has shown as much in Sepai.  But what is equally true is that linguistic-cultural (Bengali) nationalism was, in terms of this elemental social revolutionary impulse, a unifying local ideological idiom of resistance. Especially since West Pakistani colonialism played itself out in East Pakistan in Punjabi racist and anti-Bengali terms. Considering that this colonialism — a local extractive moment of the global political economy of imperialist capital — was held together in the name of a Muslim national brotherhood by a ruling class consisting of West Pakistanis and a sizeable chunk of East Bengalis, this idiom of Bengali nationalism was, to begin with, useful. Ultimately, however, Bengali chauvinism subsumed and subverted the fundamental social revolutionary impulse of the national-liberation struggle of Bangladesh. A fact noted and critically depicted by both Ghatak and Elias in their cinema and literature respectively.

In Ghatak’s last film, Jukti Takko Gappo (Logic Argument Story), protagonist Neelkantha, Ghatak’s alter ego, deliberately severs himself off from the general sense of nostalgia for a united Bengal rampant among the petty-bourgeois intellectuals of Calcutta-centric Indian West Bengal. What may seem surprising is that Ghatak/Neelkantha —– despite his exilic yearning for a lost idyll and the concomitant dream of a West Bengal reconciled with east —- does not share the petty-bourgeois optimism rampant in contemporary West Bengal about the power of the linguistic-nationalist liberation struggle to achieve that.

In fact, he violently rejects such optimism. His rejection embodies not only the impossibility of the fulfilment of this fantasy, but also its undesirability. This sensibility is, in a certain sense, classically Marxian as its expression is at one and the same time ethical and political. For Neelkantha (and Ghatak), the unity of Bengal is not merely about the overcoming of a superficial religious (Hindu-Muslim) divide to reconcile a linguistically-culturally ‘similar’ people. It is also about accentuating the various inflection points between reified ‘conventional’ and elitist (bhadralok) Bengali culture and various ‘little’ cultures dotting the Bengal-Bihar-Orissa continuum.

It is Ghatak’s conception of a more dialogic, organic and composite Bengaliness that drives him, through Neelkantha, to accentuate those inflection points. But such Bengaliness is only a cultural epiphenomenon of something much more essential. The premise of Ghatak’s vision, in contrast to the petty-bourgeois culturalist perspective of ‘one Bengal’, is political-economic. Ghatak seeks to underscore the reification of modern Bengaliness and, in the process, points out the political-economic logic of production of territorialised and stratified cultural differences. It must, however, be mentioned that Ghatak’s vision is informed as much by his encounter with a Marxist critique of capitalist political economy as it is rooted in the non-Renaissance cultural sensibility of Bengal. This sensibility of Atish Dipankar (a 10th-11th century Buddhist monk from Bengal) and Chaitanya, who pre-date the so-called Bengal Renaissance, was borne forward by figures such as Ramakrishna Paramahansa and even partially Rabindranath Tagore during the Renaissance. (It must be stated as an aside that Tagore, contrary to his conventional image, was not a full-fledged Renaissance hat. He was split between the romantic individualism and realism of Renaissance and a self-effacing classicism specific to various communitarianisms in pre-modern Bengal.) Renaissance privileged the modern, knowing subject situated within a telelogically fraught romantic gaze and thus privileged knowledge as objectified, captured and represented by this gaze. In so doing, it created the fundamental terrritorialised hierarchy between the knowing culture (on top) and the known culture (below it) and served to destroy the composite organicity of pre-Renaissance communities, what with genteel ‘Bengaliness’ emerging as an alienated, superordinate, and determining centre, vis-à-vis the various ‘little’ and ‘demotic’ cultures around it.

The grounding of Ghatak’s critical political-economic prism in a communitarian cultural sensibility leads, not surprisingly, to its contamination. As a result, communitarian organicity does not function merely as logic of negative dialectical critique of alienation, and the political economy of capitalism. Instead, it is envisaged as a lost, and simultaneously, a transcendental Arcadia. As a result, Ghatak’s rejection of culturalist euphoria over the “impending” reconciliation of Bengal ends up denying the sedimented class reality immanent in the Bangladeshi war of national-liberation.

And this is exactly where Elias’s political, and aesthetic, approach becomes distinguishable from Ghatak’s. Growing up in East Pakistan, the writer has to confront the question national liberation much more directly. So, while he shares Ghatak’s critique of the obfuscatory idiom of national-liberation, once it became the predominant ideological form of articulating resistance in East Pakistan, he does not stop looking for possibilities of social revolution immanent in this form. In Chilekotar Sepai, he dwells at length on how the children and grand-children of elite Muslim Leaguers among the local, Bengali-speaking East Pakistani population gradually seized the leadership of the liberation struggle as they saw the tide turn. It also shows how this seizure of leadership was accompanied by an excessive emphasis on Bengali linguistic unity, against the Urdu-speaking colonialists of Pakistan, even as the fundamental socio-economic question of the peasantry and working class was first relegated to the background and subsequently suppressed. Such precedence of nationalist Bengali unity over socio-economic transformation served to conceal and repress a very crucial aspect of Pakistani colonialism in East Bengal: the exploitation and oppression of the East Bengali working class and peasantry by the local elite, patronized and protected by Rawalpindi. But the most insightful aspect of the novel, as far as we are concerned, is the legitimacy the Communist Left of East Bengal conferred on this turn of events by slowing down and then withdrawing from the peasant struggles against landlordism in countryside. But this understanding of Elias, which accurately highlights the perils of confronting colonialism as a cultural-linguistic phenomenon, does not lead him to reject the Bangladeshi national liberation struggle in its entirety. Unlike Ghatak, he seeks to foreground the possibilities of social revolution immanent in and repressed by a struggle that has come to be seen as a pure cultural-linguistic movement. The character of underclass Haddi Khijir, which Elias creates as a counterpoint to Marxist intellectual Anwar and other more cynical upholders of Bengali nationhood — like Khijir’s employer Allaudin, nephew and son-in-law of loyal Muslim Leaguer Rahmatullah — is meant to simultaneously emphasise this possibility and its repression.

What foregrounds Elias’s search for immanent possibilities of social revolution in the Bangladeshi national-liberation struggle is the last section of Sepai, where protagonist Osman Gani, till then an inert inhabitant of the oppressive status quo, locates through his delirious visions the drive, strength and truth of the national-liberation movement in the upsurge of the urban underclass and lumpen-proletariat of East Bengal. That Khijir, shot dead by the Pakistani army, should come to life in Osman’s dreams and hallucinations to become a beacon of the national-liberation movement precisely at the moment when the crucial social revolutionary impetus of the liberation struggle is being contained in the name of Bengali linguistic-national unity bears Elias’s concerns out. The moment when Osman’s delusions force him to deny and withdraw from existential reality and its rationality is as much the moment of his insanity as the point where he acquires a different historical individuality than the one he had till then embodied. This transformation happens through his realignment, albeit delusively, with a new political practice and formation that resists the socially exploitative and politically oppressive reality of existential time. Madness becomes the science of revolution.

Frantz Fanon’s assertion that a national-liberation struggle is nothing if it does not become a struggle for social emancipation is, it seems, also Elias’s credo. Anti-colonialism is a cry against forcible extraction of surplus value before it’s a demand for national-political self-determination. In fact, the search for such self-determination is simultaneously political and socio-economic. Clearly, the question of political power cannot be dealt with in isolation from the question of socio-economic relations. The logic that underlies the creation of a differential hierarchy of identities, whereby the colonizing identity determines the destiny (and identity) of the colonized, is the logic of the exchange value-driven political economy of capitalism. It’s a logic, which through competition and/or coercion, introduces alienation into a horizontal, non-identitarian flow to produce a differential of political power and/or socio-economic entitlements and thus creates a vertical stratification ofdifferent identities.

Such focus on the socio-economic logic of both colonialism and anti-colonialism is important because representative democracies, particularly in ex-colonies such as ours, have a way of obscuring this essence by projecting liberation from foreign rule as the end of the search for self-determination. It seems to suggest that colonialist abominations consist entirely of how colonizers go about their business, and not what that business is. They have, in their representation of colonialism, falsely privileged the use of coercive force by our former colonizers over what that force was actually meant to achieve: transfer of value from a certain section of people, who were compelled to give up control over their means of production, to those who took possession of those means either directly or by setting the rules of the market. Such obfuscation, largely structural, is also sometimes wrought through voluntaristic and deliberate propaganda. It’s meant to conceal the fact that a change in the form of government does not change the essential political-economic logic or the class character of the state, which continues to play its crucial role of aiding value transfer for capital accumulation. Liberal representative democracy is, therefore, hardly a viable structural alternative to colonialism, or various forms of totalitarianisms.

Bourgeois representative democracy, which talks of political equality among voter-individuals even as it leaves the hierarchical socio-economic relations intact, precludes participatory democracy. Democracy, in such a situation, is chimerical and formal because the anti-dialogic (political-economic) logic of representation, which is constitutive of socio-economic stratification, means that people occupying lower stations of the hierarchy would always be re-presented by people above them. In other words, their destinies would be determined by people and institutions that stand apart and above them. Structures and institutions will always determine and re-present human beings, never the other way round. The only freedom people have is the freedom to choose who will represent them in those institutions. Representative democracy offers them no freedom to change the structural anti-dialogic logic of re-presentation that is manifest through in the institutions of liberal democracy. There can clearly be no true political equality (of liberties) among individuals without an equality of socio-economic entitlements, and vice-versa. The current system, where egalite and liberte are notionally on a par but where the latter actually has primacy over the former, has to give way to another order. One that is constituted by a collapse of the two attributes into a singularity that Balibar calls egaliberte.

Such obfuscation of the social logic of colonialism and, more importantly, national liberation in post-colonial representative democracies should make us even more attentive to the subtleties of Elias’s stance on the issue — a national-liberation movement is no more and no less than a moment of social revolution and class struggle. To that extent, the ‘nationalist’ struggle of East Bengal against its Pakistani colonizers is for him part of a constellation of various such moments in Bengal’s temporal history. Those moments may precede or follow each other in lived time, they may also differ from one another in the idioms in which they express themselves or the authorities they confront. But all of them articulate, either unconsciously or self-consciously, a singular, synchronic tendency: transformation of relations of oppression, exploitation and domination to accomplish autonomy and free association. The manner in which Haddi Khijir views an anti-Pakistan procession he also participates in is revealing.

People have started pouring out from the alleys. From the shanty behind the Nabadwip-Basak Lane, a group of 10-15 men in rags and faded jackets come out. Workers from Shamsuddin’s bread factory on Panchbhaighat Lane have left behind the comforting warmth of the tandoor to hit the streets. A group of rickshawpullers has emerged from the Hrishikesh Das Road garage…. The procession of human beings keeps growing in the yellowish-black glow of streetlights and a shiver runs down Khijir’s spine. He’s certain the old residents of the locality have joined them. But he’s unafraid. Call them djinns or specters, today everybody has become one with men…. Residents of Ishwar Das Lane come, accompanied by the students of Bani Bhavan College. Lots of boys from the shoemakers’ ghetto next to the municipality office are also here…. Khijir’s procession is now opposite Victoria Park. The trees in the park nod their heads affirmatively in response to the slogans. Some sepoys of yore descend from the tall palm trees after freeing themselves from the noose. They too will turn right with the procession.”  (My translation)

In Khijir’s eyes, the procession, a ‘real-life’ occurrence in the novel, acquires a dream-like texture with various small collectivities from different spatial and occupational locations of 1969 East Pakistan merging into it. As if this weaving together of spatial and occupational differences into a single fabric of the procession were not enough to establish his conception of ‘synchronic’ history, Elias ties into it a phenomenon which is separated from the immediate anti-Pakistani upsurge by more than a century. The ghosts of sepoys hanged by the British for their participation in the “mutiny” of 1857 descend from the palm trees of Dhaka to join in. The trope of the procession tells us that Elias does not envisage the continuity of all these struggles as various successive stages of a single ascending history with an idyllic telos. The procession is actually a constellation of struggles bound together by the logic of a single social revolution, albeit manifest through different idioms and political forms in different historical times. This logic of class struggle, it must be pointed out, is not foundational in any phenomenological sense but is only so in the sense of a relational logic intrinsic to capitalism.

The social revolutionary essence of national liberation is Elias’s constant preoccupation and it figures inKhowabnama as well. In this novel he constructs an account of the Partition (in the east), which does not quite square up with the mainstream historical accounts — whether Bangladeshi, Pakistani or Indian — of the event. He shows that even Muslim League’s communal nationalism, which was reactionary to begin with, thrived only by drawing sustenance from the radical politics of the Tebhaga movement. The advances made by League’s communal nationalist politics of Pakistan is, as Elias’s Khowabnama shows, in large measure due to the adoption of Tebhaga’s rhetoric by the League. It’s no surprise that such rhetoric, given that Tebhaga was a communist-led movement of sharecroppers for firm tenurial security and transformation of the oppressive and exploitative land relations of rural Bengal, had an overt social revolutionary tenor. That was, however, not the only thing the Muslim League of the late 1940s borrowed from Tebhaga. After the retreat of the communists from the movement, the League also got to capitalize on the social disaffection and political anger among the largely poor Muslim peasantry of the region. It, not surprisingly, gave that anger a communal-nationalist turn. We should not forget that the predominantly Muslim landless labourers and sharecroppers in East Bengal gave the movement for Pakistan in that area its crucial mass and strength.

Thus for Elias, national liberation is a dialectic of two moments — a moment of politically expressing social disaffection and class discontent on one hand; and a moment of institutionalization of nation, reification of national identity and the concomitant repression of the moment of social struggle on the other.

Such a dialectical understanding of national liberation a la Elias leaves us with no option but to critically engage with it and other similar identity struggles — neither embrace them fully nor reject them lock, stock and barrel. This engagement should be such that we are able to discern how the idiom (or form) of an identity movement mediates its essence. In other words, when and how does such a movement best express the singular social revolutionary logic embedded in it, and when and how exactly does a movement’s identitarian idiom brush it against its essential grain of social revolution by repressing it and distorting its singular expression. For Elias, the idiom of national liberation is important enough not to be rejected. But it is, at the same time, not so significant as to be fully embraced. National liberation is an identitarian moment in the process of social revolution or class struggle. It must, therefore, be recognized as such and then also be dissolved into the process so that the struggle can find its new moment of most accurate expression. In the absence of such awareness, revolutionary politics either risks mistaking such moments for their essential, singular logic (if and when identity politics is fully embraced), or the essential social revolutionary logic itself becomes a particular moment and thereby loses its singular universality (if and when identity politics is completely rejected). In either case, we are left with the triumph of identity, and its logic of congealment through alienation, over the non-identitarian and non-alienated logic of pure becoming. While social revolutionaries will have to pose the logic of pure becoming against the alienating logic of identity formation, this revolutionary operation must be self-reflexively conscious of the fact that identities are as much the various points of appearance of the singular social revolutionary process in its movement through various spatio-temporalities as they are its equally numerous prisons.

The national-liberationist form of the 1969-71 movement in East Pakistan is, in Sepai, important to the extent that it’s only through this form the basic social revolutionary content of the movement is expressed. The national-liberationist idiom is, however, equally important when it represses and confines its social revolutionary content because that content can be accessed and foregrounded only when we recognize its repressed (absent or unconscious) presence in the conscious form. Such a constellational/’synchronic’ conception, which is strictly theoretical and logical, should not be a pretext to paper over the empirical and formal historicity of various struggles, though. We cannot afford to conflate movements that are unconsciously social revolutionary with those that are self-consciously so. A constellational/’structural’ view of history is merely meant to foreground the sedimented class reality of non-class, identitarian movements so that the fundamental impulse or aspiration of politics and movements can be underscored, if only to grasp their subsumption, distortion or betrayal. That is vital if the impulse is to be yet again foregrounded on the terrain of critical politics by setting the social revolutionary process free from its various momentary prisons. The essence must appear, not disguised as something else, but as its fully conscious self sans all mediatory distortions. It must, however, be borne in mind that the unconscious essence of politics can constitute itself only in relation to the conscious appearance of metapolitics. Its in-itself existence is notional, not real. For, the real is always defined and formed vis-à-vis the symbolic. The point then is that such appearance of the real as real can only be a provisional, moment that indicates the actual non-alienated, dialectical and dialogic logic of relationship between the two. Its critical revolutionary function, therefore, is to disabuse us of our understanding, till that moment, that the logic of this relationship is one of separateness, competition and domination.

It’s this constellational formation of political resistance that compels Elias in Sepai to keep pulling the phenomenon of the Bangladeshi national-liberation struggle towards himself and pushing it away, obsessively doing both at one and the same instant. Such neurotic restlessness is not unusual. For what is constellational history if not an impossible representation of constant dialectical movement — of the singularity of a universal logic splitting into a plurality of particular forms, which once again dissolve into the singularity of the universal, which once again splits, ad infinitum. This is multiplicity, which presents differences (particular forms) as same (the singular logic embedded in them) even as it sees and shows the same (the singular logic) manifest by those differences. In such an order of things, the sameness of differences and the differences of the same appear all together and simultaneously.

Ghatak, in sharp contrast to Elias in Sepai, is not an obsessive ‘multiplicist’. He is, much as he would want to be otherwise, a ‘rejectionist’ and ‘chooser’. His politics  and art, in the way they embody his concerns, seem to presume a world of heterogeneous forms that are all complete in themselves. Here pre-national ‘organic’ community is envisaged as a self-contained thing-in-itself, prior to and existentially independent of the nation-state. It’s, therefore, seen to be completely separate from and outside the realm of alienating civil society of different individuals. Such a socio-political imagination compels Ghatak to view the preponderance of the nation-state as merely the result of competitive domination of the ‘non-alienated’ pre-capitalist communitarianform by the alienation-fostering bourgeois national formJukti — which we analyze here because it is characteristically representative of Ghatak’s political and aesthetic personality imbued as it was with the trauma of Partition — is an accurate expression of that imaginary. The film shows Neelkantha articulating his criticism of the Bangladeshi national-liberation war; not by engaging with it but by rejecting it for the lost idyll of an organic pre-national community.

For Ghatak, obtaining to an organic, non-alienated state of being is a matter of choosing one form of social organization (pre-capitalist communitarianism) by rejecting another (the liberal nation of citizens), not of critical engagement with bourgeois nationhood, and its logic of alienation, to access the inverse logic of non-alienation immanent in them. So, while Elias sees in the national liberation project possibilities of a social revolution and their simultaneous cooption, for Ghatak all such possibilities exist outside and independent of this struggle which for him is devoid of all revolutionary impulse. That is quite evident in Neelkantha’s complete refusal to engage with the movement. He rejects the petty-bourgeois euphoria evoked by the liberation war in West Bengal. He presciently believes that the attendant nationalist fervour would, in the name of erasing religious differences to unite a divided Bengal, do no more than enable the petty-bourgeois elite from both sides to further close ranks against the subalterns.

Yet that belief is born, not through a process of critical engagement with the concrete conjunctural reality of national liberation, but from nostalgia for a non-alienated communitarian idyll that supposedly existed as a tangible material form prior to the advent of nationhood. Neelkantha does not even wish to account for how exactly the Bangladeshi national liberation struggle represses and betrays its social revolutionary impulse. For him a mere declaration of the problem would do. He is shown ranting against the “bourgeoisie” of two Bengals (Indian west and Pakistani/Bangladeshi east) for having lunged the “dagger” of national-liberationist betrayal into the back of the toiling masses. This illustrates quite well how Marxism can become an alibi for romantic communitarianism. And all of Ghatak’s films, but particularly SubarnarekhaKomal Gandhar (C-Minor) and Badi Theke Paliye (Escaping Home), are replete with such examples.

The right statement made, the quest for possibilities of a non-alienated society unfolds — irrespective of the ongoing national liberation war — through a picaresque journey across the rural hinterland of Indian West Bengal. Neelkantha and his itinerant group of three encounter the possibilities of an organic Bengali community in folk art forms (Chau dance and its masks), tribal ways of life, demotic customs, and, last but not least, the unifying principle of the Mother cult and Naxal insurgency. All those experiences are significant in that they confront the modern and genteel linguistic-cultural Bengali ‘nationhood’ as its gothic, ugly, inchoate and self-destructive instincts, which it has purged itself of. The confrontation is staged to shock the ‘nationalist’ Bengali out of his culturally smug and complacent being and renew his ontological perception so that they are encountered, not as marginalized externalities of its social present, but as reminders of what Bengaliness was before its destructive and alienating national fate. The confrontation is, by that same turn of logic, equally an intimation of what Bengaliness can be once such a fate is shunned. Ghatak’s approach, in his quest for a non-alienated world, is both a priori and transcendental. Pre-capitalist communitarianism is, for him, evidently both a prelapsarian world of organicity lost through the ‘original sin’ of nationalism, and the redemptive telos, which can be reached by subordinating the ‘sinful’ world of nationalism and nation-state to its divine dominion.

Yet, Ghatak’s Neelkantha is unable to successfully reclaim that pre-national communitarian organicity, where Bengali ‘genteelness’ was integrated with and inflected by what it has expelled as common and vulgar in its ‘period’ of modern nationhood. He finds those common folks — his keepers of a happy and non-alienated communitarian conscience — driven by the alienating logic of competition and hierarchy in their struggle to preserve, ironically enough, their ‘organic’ identities. They are, therefore, condemned to conduct their struggle in terms of triumph or defeat for their identity. The stubborn refusal of a drunk Santhal, Neelkantha’s violent fury notwithstanding, to admit that the local liquor they had been drinking was as much Bengali in provenance as Santhali bears that out.

Ghatak seems oblivious of the fact that the obverse of heterogeneity is homogenization. While the former is the manifest reality, the latter is its impulse. In a world of heterogeneous forms, constituted by the logic of alienation and competition, the tendency of each of those forms is to always outcompete and dominate the rest in order to establish its homogenizing hegemony. And that would be true in all cases, irrespective of whether one form dominates or the other.

The political struggle that Ghatak appears to conceive is merely about inverting the order of domination — pre-capitalist communitarianism over nationhood — not the erasure of the logic of competitive domination itself. The victory that such a struggle would yield is bound to be pyrrhic and a contradiction in terms. For, the moment the form of ‘non-alienated’ pre-capitalist community seeks to outcompete and dominate the form of bourgeois nationhood, it accepts its articulation by the logic of capitalist alienation. A pre-capitalist community does not defeat and displace nationhood; it becomes a nation itself.

Clearly, bourgeois nationhood and society have rendered the existence of organic and non-alienated communities logically impossible. And the only way to get around this impossibility is to self-consciously deploy the ‘memories’ of non-alienated pre-capitalism as a provisional ground, within the modern bourgeois social formation, for launching a critique of that logic of alienation. Pier Paolo Pasolini has deployed such politico-aesthetic tactics quite effectively in the films that comprise his Trilogy of Life. The cinematic adaptations ofThe Decameron (1971), Canterbury Tales (1972) and Arabian Nights (1974) — all carefully chosen mediaeval tracts of fables and parables on love and eroticism — are meant to be not so much depictions of communitarian manners of real love as an allusion through those depictions to the impossibility of love in an alienated and alienating capitalist society. Given that Italy of the early ’70s was still largely in the cusp of transition from rural pre-modernity to modern urban-centric capitalism, the relevance of such tactics need not be overstated.

But that was not Ghatak’s way. His politics, dogged by the self-contradictions of its aprioristic/transcendental and parahistorical premises, left him with no choice but to fail, romanticize ‘revolutionary’ failure and unabashedly depict it. Such failure to reach the telos of an organic community arises from the impossibility of posing non-alienation as an end-in-itself. To envisage an end would be to signal the triumph of one moment over the rest. It would, by the same token, be an eternalized congealment of pure, unalienated and infinite becoming in that one moment. That would spell both alienation and competitive domination. Impossibility and failure on that score must, therefore, be read as alluding to the logical-critical functionality of ‘pre-capitalist’ communitarianism, vis-à-vis the logic of capitalist alienation. That, however, would be our “catastrophic” (Adorno; 2005, pp 42) reading of Jukti. The film itself, thanks to its reification of failure, precludes such critical self-reflexivity. It’s this self-consciousness that distinguishes Elias’s politics and art from Ghatak’s. The difference is most telling in the way they approach and deploy myths in their artistic creations. But to comprehend this difference, and particularly Elias’s approach to myth, it is necessary that we unravel its politico-theoretical armature.

Historicising Myth: A Theoretical Detour

To appreciate the place of myths in Elias’s politico-aesthetic paradigm, we need to understand the idea of myth as a kind of ‘synchronic’ or ‘structural’ history, which “has nothing to do with a present, eternal or otherwise, and is not to be grasped in terms of lived or existential time”. (Jameson; 2007, pp 89.) This understanding would, among other things, also help us distinguish Elias’s approach to myth and its ‘pre-modern’ order from that of Ghatak’s. It would also serve to ground their respective political positions on nation, national-liberation and communitarianism — especially with regard to Partition of Bengal and the Bangladeshi national-liberation struggle — in the realm of theory.

In Elias, myth is imagined as a reality, which is absent in lived or existential time. The historiography, constitutive of such a vision, no longer envisages History as the unfolding of a narrative of occurrences in a temporal continuum. Instead, it renders History into a structure where everything is present all together: as much the manifest empirical reality of existence, as what this reality absents or represses and which therefore lies immanent in it. History becomes a kaleidoscope with all patterns inherent in it, even as the visibility (or not) of each of those patterns is contingent on how the kaleidoscope turns. It is like the (Japanese) fan of Benjamin’s (1986, pp 6) memory, which keeps opening endlessly because no image can be entirely satisfactory as each image can be unfolded. For instance, here the historical image of existential reality can unfold into the image of what this reality has repressed, which in turn can once again unfold into its negative reality ad infinitum. Conversely, the fan in its folded moment holds all those infinite possibilities and is, therefore, simultaneously an expression of the image that is visible in its folded state and those that it can unfold into. In such circumstances, a myth can become its own critical-negative ground and, by extension, also that of the system that has constructed it as a myth. Myth can clearly cease to be myth. That should not, however, be confused with the affirmation of a myth’s literal meaning.

To simply claim that a myth is true would be to accept the determinate mode — constitutive of existential time — that has designated it thus. Never mind that such designation is meant to denigrate its ontology as an impossible fable, and deny its epistemology as false. Such belief in the literalness of a myth would, then, be as much of a non-critical acceptance of existential time as when the truth and/or possibility of that myth is emphatically rejected. Clearly, all knowledge and experience in lived time, whether they exist in the form of dematerialized ideas or are instituted as sensory-empirical materiality, are theoretical objects of the prevailing determinate mode within which they have been produced. Clearly then, critical-theoretical reality of a myth should not only be distinguished from its literal reality, it should be seen as inverting the latter’s order in its entirety.

More accurately, reconstitution of myth as knowledge of its own theoretical-critical negativity should be seen as the production of a new theoretical object within a determinate mode that is different and discrete from the determinate mode that designates it as myth and is constitutive of our lived time.

To talk either of myths or the critical-theoretical knowledge immanent in them without first seeing them as specific theoretical objects constituted within their respective determinate modes would, if we were to follow in Balibar’s (1999, pp 203) footsteps, be akin to Marx writing the first line of The Communist Manifesto — “The history of all hitherto existing society is the history of class struggle.”  It would, to paraphrase the French Marxist for our purposes, not be the first statement of our theory of the critical knowledge of myths, it would only “summarize the raw material of (our) work of transformation” of myths. The inspiration for this work of transformation can be drawn from Althusser and Balibar’s (1997, pp 225) Marx for whom “the definition of every mode of production” is “a combination of (always the same) elements which are only notional elements unless they are put into relation with each other according to a determinate mode…”.  This also affords the possibility of “periodizing the modes of production according to a principle of variation of these combinations…”.

And what are these different determinate modes if not various language-systems with their own singular rules of syntax and metaphor. Those different rules become manifest when apparently the same syntax, turn of phrase and/or vocabulary come to connote different orders of relationships among the same (notionally) constitutive elements in different discursive or determinate modes. And such discursive differences in connotation for what appears to be the same form of language must be ascribed to unique and singular sets of social practices that underpin and animate the language-form within their respective constitutive determinate modes. In short, each one of those language-systems (determinate modes) envisages a pattern of connections among elements unique and specific to it.

A myth should, then, be defined as a certain specific combination of notional elements, brought together in a certain relationship by the determinate mode of existential time. And its transformation into what can be defined as critical-theoretical knowledge can be understood, according to the principle of variation, as a change in connections and relations among the same elements within a different determinate mode. Balibar’s (1997, pp 226) contention that Marx’s analysis of a ‘combination’ (mode of production) was the analysis of “a system of ‘synchronic’ connexions obtained by variation” implies “the possibility of an a priori science of the modes of production, a science of possible modes of production, whose realization in real-concrete history would depend on the result of a throw of the dice or the action of an optimum principle”. Considering that we are concerned here with understanding both myth and the critical real function it plays in Elias’s novels, should we not extend the horizons of Balibar’s “a priori science” to also include actual and possible modes of reality, knowledge and experience?

If myth is no more than a theoretical object produced within and by the determinate mode of bourgeois science, rationality and, most importantly, modern secular-democracy, it follows that outside such a mode its status as myth would be completely notional. It also follows, therefore, that within another determinate mode the connections among notional elements — which had in the preceding mode been constituted as myth — would get reorganized differently (according to the principle of variation) to produce a specific theoretical object which is assigned a different ontological-epistemological status of, say, non-myth. Once this theoretical possibility is established, the constitution, or signification, of the critical-negative ontology of myth as it were can be grasped better. The question now is, what would the motive force of this shift — from one determinate mode (of bourgeois rationality and secularism) to another (that of its critique) — be. Or, what impels the envisioning of this critical determinate mode? Unless that question is raised and an attempt is made to meaningfully answer it, we would remain blind, allegedly like Althusser and Althusserians, to the booby-trap of ‘theoreticism’. Balibar’s “throw of the dice or the action of an optimum principle” clearly needs to be grounded more rigorously.

Integral to such a line of inquiry is the question of agency. For, something has to impel someone. Put more simply, there has to be an agent, who is propelled by some force, to ‘found’ a determinate mode, in this case the critical determinate mode. Let us understand this interaction between the agent and his motive force more clearly. The agent in the process of embodying and practising the consciousness of myth, and all other forms of knowledge constituted by the established determinate mode, could come to a point where he realizes that some or all forms of knowledge constituted by that mode militate against his ‘true’ self. This ‘trueness’ of self — which simultaneously and naturally ‘falsifies’ existential time, its realities and their determinate mode — is nothing but a function of resistance against the domination and determination of lived time. Clearly then, truths and falsehoods are no more and no less than representations of domination and struggle. Better still, they are conceptualisations of political practice of oppression and/or resistance. In a fundamental sense therefore, all questions are questions of politics and power struggle, albeit disguised in the ‘true-false’ and/or ‘right-wrong’ idioms of ethics and knowledge respectively. Foucault — whose theory of discursive regimes of discourse has a strong methodological affinity with Althusser’s philosophy of determinate modes — sought to indicate precisely this masking or articulation of power by knowledge and ethics when he self-reflexively proclaimed, “I have never written anything but fictions.” This statement, contrary to what our postmodern friends might want to claim, is not a clarion call to political and ethical relativism. Why else would Foucault’s intellectual peer, Deluze (2007, pp 98), have responded thus: “But never has fiction produced such truth and reality.”

Foucault’s theory clearly needs to be grasped in all its complexity. His contention that “a statement has a ‘discursive object’ which does not derive in any sense from a particular state of things, but stems from the statement itself” (Deluze; 2007, pp 8) does not imply that different knowledge-systems and experiences in lived time can have equal validity. Instead, he seems to suggest, through an implied dialectical logic, that an object of discourse, precisely because it has no reality outside the discursive field of that discourse, must have the freedom (power) to be reconstituted/resignified within a new discursive field as a completely different object with different meanings, uses and a new ontological reality.

Foucault’s theory of discursive fields — if seen as a critical intervention in the domain of knowledge and its production at a concrete socio-historical moment — is a problematising rap on the knuckles of the modern Hegelian hierarchy of disciplines. In such a disciplinary scheme, a knowledge-system or discipline constitutes and defines itself only through a differential turn vis-à-vis all other disciplines, both lower and higher than it on the knowledge ladder. It’s hardly surprising that such a situation should have institutionalised the violation of autonomous discursiveness of knowledge fields. This means that discourses do not appear as their own essence. Equally, objects of one discursive field have no power to move into another field, of which they can become the founding event even as they are reconstituted within it as new theoretical objects. In Foucauldian terms, the tendency of knowledge to become its own surface so that it can reside nowhere else but on it is curbed. Modern surfaces have, by becoming repressive lids, created their own depths which they then deign to express and distort.

Foucault’s formulation is then a critique of an order of discourse integral to the capitalist political economy of exchange values, which engenders competition, alienation, hierarchy and dominance, and thus quells the constant becoming of an autonomous subject. His theory of discursive discourses must, in that context, be read as an ethics for an yet-to-emerge moment of socialized knowledge production, where the political economy of use value would come into its own. It would be a world, not of static and differential heterogeneities, but of dynamic and organic multiplicity.

This attempt to discover, or shall we say invent, a ‘Marxian’ Foucault was doubtless a digression. But it is a productive one in that it enables us to foreground the essential relationship between knowledge/ethics and political power. In so doing we get the key to open the agency-motive force deadlock, vis-à-vis the emergence of a new determinate mode of critical knowledge. The political domination that individual/s from certain strata (or class) in an empirically existing social formation are likely to experience while embodying the knowledge-objects of its determinate mode can push them to resist such domination, and eventually the selfhood and knowledge that such domination imposes on them to strengthen its sway. Such resistance confers on them an evanescently autonomous subjectivity that impels them to imagine a new determinate mode of critical knowledge and being. This mode of reflection and practice rearranges the connections between the elements to simultaneously produce new theoretical objects, and a knowledge that can be said to be in concert with, indeed emerges organically from, their ‘true’ being. Even as it does that, the new mode breaks with the established determinate mode of existential time, which through and because of that break is critically designated as ‘false’. But this account, its explanatory usefulness notwithstanding, is both mechanical and dialectically provisional. Worse, it does not pass muster with the Althusserian framework of structural causality. Such an explanation, whereby the emergence of a new determinate mode is made contingent on an autonomous agency completely precluded by the idea of determinate modes, becomes the deus ex machina of the Althusserian tangle. And it is condemned to play that role as long as Althusser’s framework is not clarified in its conjunctural context.

Let us begin with Balibar’s (1997, pp 252) tellingly limiting declaration on that score: “For each practice and for each transformation of that practice, they are the different forms of individuality which can be defined on the basis of its combination structure.” His statement clearly precludes the possibility that a subject’s revolutionary critical practice would induce it to imagine a new determinate mode of critical knowledge. For, the philosopher has subordinated subjectivity to the “combination structure” (or determinate mode) it was meant to found. Yet the problem remains: Althusser and Balibar’s theory of combination structure does not ostensibly explain why or how a determinate mode of critical knowledge comes into being by breaking with the determinate mode of lived bourgeois knowledge. To say that revolutionary practice gives rise to the critical determinate mode that makes revolutionary practice possible amounts to no more than an absurdly un-self-conscious expression of the problem of infinite regress. That would, however, be an inevitable pitfall so long as problems of knowledge are posed only in conceptual terms. For, human language, in which all concepts are necessarily formulated, conceals metaphysics of linear temporality and causality. The problem can be overcome only if we see the two apparently irreconcilable and thus undialectical formulations of the relationship between structure (or theory) and agency (or practice) — where either structure can give rise to practice or practice can found structure — as conceptually frozen halves of a dynamic dialectical whole. That whole is more than the sum of its two halves as in motion each half is both itself and the other at the same time. Ilyenkov’s (2008, pp 37) understanding of the abstract and the concrete, and the dialectic between them, could in this instance be illuminating.

“The concrete in thinking also appears, according to Marx’s definition, in the form of combination (synthesis) of numerous definitions. A logically coherent system of definitions is precisely that ‘natural’ form in which concrete truth is realised in thought. Each of the definitions forming part of the system naturally reflects only a part, a fragment, an element, an aspect of the concrete reality — and that is why it is abstract if taken by itself, separately from other definitions. In other words, the concrete is realised in thinking through the abstract through its own opposite, and is impossible without it. But that is, in general, the rule rather than an exception in dialectics. Necessity is in just the same kind of relation with chance essence with appearance, and so on.”

To that list we ought to add ‘theory with practice’ and ‘structure with agency’. We need to follow Ilyenkov (and Marx) to realise the concrete by thinking through the  abstract of structure (or theory) through its own opposite of agency (or practice). The concrete, dialectical and dynamic whole would, in this case, be praxis, where its two fragments of theory and practice are themselves and each other simultaneously. It could be argued in a similar vein, that Althusser and Balibar’s determinate mode of knowledge is both the product and producer of its own practice. And that this practice is as much its theoretical object as it is its singular founding event.

In any case, we should not overlook the fact that Balibar and Althusser’s intervention was at an ‘anthropomorphic’ conjuncture within Marxist politics and theory. To that extent, their revolutionary intent to effectively confront the threat this conjuncture posed to Marxism in terms of evacuating it of all its historical materialist content and class struggle itself cannot surely be faulted. The anthropomorphism of a certain preponderant strain of “humanistic Marxism” had emphasized the problem of alienation of the individual by reifying and eternalizing the historical individuality of bourgeois civil society and liberal-democracy. This amounted to wiping off, both deliberately and otherwise, the traces of historical production or constitution of individuality. Althusser and Balibar’s response, not incorrectly, was to render the production of the Individual and various other historical individualities visible. And that led them to stress heavily, perhaps excessively, on the virtually de-emphasised objectivist aspect (determinate mode or combination structure) of Marxism. Their tactical attempt to give precedence to structural causality over practice and human subjectivity, if only to respond to the pressing revolutionary needs of their moment, did not blind them to the larger dialectical strategy, though. And that becomes evident when we contrast Althusser and Balibar’s ‘structuralism’ with that of the structuralists.

In the latter, the basic units or elements (mytheme, phoneme, episteme, etc) are positive determinants of various combinatories. They have a meaning a priori to the various systems they constitute. In Althusser’s ‘structuralism’, however, elements outside their determinate mode have merely a notional existence. They become real, or acquire any meaning, only in relation to each other in a determinate mode of knowledge, politics or practice. The privileging of connections between elements and their variations over the elements themselves, shows that Althusser’s determinate mode is only a pseudo-structure. Considering that relations, connections and their variations are, unlike the a priori elements of the structuralists, not conceptual fixities, it would be safe to claim that Althusser’s structure formed and framed by such mobilities is no more than a conceptual-linguistic schema that mimics the dialectic of historical motion.

A couple of examples, which show how myths and ‘true historical’ knowledge can both be displaced from the determinate mode of instrumentalised bourgeois rationality into its critical mode where they are reconstituted as different theoretical objects, would be in order. Let’s first train our sights on what is known as pre-capitalist communitarianism.

The determinate mode of existential time — which is the time of representative democracy, civil society, nation-states and capitalism — has constituted and signified ‘pre-capitalism’ as a thoroughly stratified and oppressive theoretical object. That does not, however, mean that this object, which can also be called ‘pre-capitalist communitarianism’ inhabits existential time only as a dematerialized idea. Its constitution as a stratified and oppressive object is also evident in sensory-empirical terms. The articulation of pre-capitalist communities within and by the determinate mode of capitalism is manifest in how various traditional, ‘pre-capitalist’ identities such as castes and religious communities have actually been put into relations of mutual hostility and domination by the logic of competition that arises from that determinate mode. In such circumstances, a critical determinate mode, constitutive of a possible time outside the one that we inhabit, can reconstitute pre-capitalism as a non-alienated and organic social formation. That is exactly what many of Pasolini’s films, especially the ones cited above, do.

At the risk of doing some violence to our cardinal framework of determinate modes and theoretical objects, let us provisionally adopt the methods of empirical history to better understand the stratification-organicity binary in pre-capitalist communities. That would, if anything, only help us shore up the validity of our framework. Pre-capitalist communities have, in temporal-empirical history, been both stratified and organic. This strange paradox arises from the fact that while in economic terms those societies were stratified as surplus would be extracted by force, in psycho-cultural terms their ordinary denizens felt much less alienated than the average individual-citizen of modern civil society. After all, caste or religious community, which can be extremely coercive and totalitarian at functional level, also does give people, even now, a sense of familial closeness and social security. The competitive logic of capitalism has, in articulating the remnants of pre-capitalist communities, de-emphasised their psycho-cultural aspects even while accentuating their oppressive and hierarchical socio-economic dimensions.

Now for myth. Ernst Cassirer (1953, pp 4-5), one of the key movers of the Neo-Kantian current in philosophy, employs the methods of comparative philology (or linguistics) to show how the Greek myth of Daphne and Apollo was, for the ancient Greeks, not a fictional myth at all but lived reality.

“Daphne, who is saved from Apollo’s embraces by the fact that her mother, the Earth, transforms her into a laurel tree. … it is only the history of language that can make this myth “comprehensible,” and give it any sort of sense. Who was Daphne? In order to answer this question we must resort to etymology, that is to say we must investigate the history of the word. “Daphne” can be traced back to the Sanskrit Ahana, and Ahana means in Sanskrit the redness of dawn. As soon as we know this, the whole matter becomes clear. The story of Phoebus (Apollo) and Daphne is nothing but a description of what one may observe everyday: first, the appearance of the dawnlight in the eastern sky, then the rising of the sun-god who hastens after his bride, then the gradual fading of the red dawn at the touch of the fiery rays, and finally its death or disappearance in the bosom of Mother Earth. So the decisive condition for the development of the myth was not the natural phenomenon itself, but rather the circumstance that the Greek word for the laurel and the Sanskrit word for the dawn are related; this entails with a sort of logical necessity the identification of the beings they denote.”

That an ancient Greek account of an observable natural phenomenon becomes for us, modern human beings, a myth is because the same set of linguistic statements are loaded with two completely different kinds of connotative charge within their respectively distinct discursive-linguistic modes. Cassirer (1953, pp 5) himself suggests as much when he approvingly quotes Max Mueller: “Mythology is inevitable, it is natural, it is an inherent necessity of language, if we recognize in language the outward form and manifestation of thought; it is in fact the dark shadow which language throws upon thought and which can never disappear till language becomes entirely commensurate with thought, which it never will.” This implies, dialectically, that reality will always be apprehended through its symbolization in language (discourse and/or practice) even as it will slip through its grasp like sand to necessitate its constant resignification. We can in terms of the discussion here, also take it to be an account of the perpetual shifting of determinate modes, which will constantly vary the pattern of relationship among their elements to resignify and reconstitute them as new objects.

Zizek (2003, pp 6) intends to emphasize precisely that when he summons Robert Pfaller’s authority to argue that “the direct belief in a truth that is subjectively fully assumed (“Here I stand!”) is a modern phenomenon, in contrast to traditional beliefs-through-distance, like politeness or rituals. Pre-modern societies did not believe directly, but through distance, and this explains, for instance, why Enlightenment critics misread “primitive” myths — they first took the notion that a tribe originated from a fish or a bird as a literal direct belief, then rejected it as stupid, “fetishist,” naïve.” But it is not Zizek’s to merely prove how myths can be displaced from the determinate mode of bourgeois Enlightenment to be reconstituted as another possible existential reality. He is also implying the political necessity of that shift and displacement, if only to effect a critical resistance against the domination of the determinate mode of instrumentalised rationality and its constitutive bourgeois political economy.

The examples above indicate that there can be times and historical worlds, parallel to and outside the history of existential time, to which we, its inhabitants, can escape even as our ontologies are transfigured in the process. It is, however, equally evident that we can discern such possible realities — which are supposed to be constitutive of critical histories vis-à-vis the historical reality of existential time — only in their representations. We are constrained to access their possible existence only through the representational resources of language, discourse and practice available within lived time. Possible realities, as a result, come to inhabit the existential time of which they are presumed to be alternatives of. They thus end up articulating their logic of non-alienation and non-competition, paradoxically enough, through the theories, discourses and practices of alienation and competition constitutive of existential time. In such circumstances, we must learn to look through how they are being articulated (by the existential logic of alienation and competition) to seewhat they intend to articulate (the possible logic of non-alienation and non-competition).

All ideologies, including those that seek to critique the alienated/commodified reality (or ideology) of existential time of capitalism, are discernible only as commodities. Their representation within this time of capitalism, constituted by its regime of differential exchange values, renders them thus. This clearly means the relative importance of critical ideologies in capitalist society would be completely contingent on their valorization through competition. In such circumstances, it would be unlikely that a critical ideology, which embodies the logic of non-alienation, would have many takers. The market would simply not ascribe as much value to an ideological commodity that threatens its survival, as it imputes to one (of alienation and competition) that constitutes and reinforces it.

And yet because the existential significance of such ideologies is contingent on the hope that they will overcome this logic of alienated and hierarchical valorization, they need to create a demand for themselves. A demand that outstrips the demand for the alienating logic constitutive of lived time. This demand has to be for, not what the critical ideological commodity can immediately offer, but what it promises to deliver. It has to create a demand, not for possession but for hope. Hope, however, cannot in this instance be based on blind faith or superstition. It must produce proof. A critical ideology can deliver that proof by generating, what Alain Badiou  (2006, pp x) terms, “reality effect” within existential time and its structure of reality. This effect of its non-alienated, non-competitive historical reality can be produced only if the ideology — irrespective of whether it is a conceptual/aesthetic formulation or a mode of practice — self-reflexively includes within itself the historical location and process of its real emergence. It would thereby allude to the trans-representational, non-alienated logic implicit in it. A logic that effects complete and perfect consonance between essence and appearance, or reality and its representation. Such self-reflexivity, needless to say, would have to be a function of the style and/or technique of practice and/or conceptual formulation. The need for a ‘theory of allusion to the implicit’, to account for and measure the radical capacity of various seemingly disparate revolutionary practices and/or concepts, can hardly be overstated.

The Return: Ghatak’s Failure And Elias’s Deferred Success

It’s on this terrain of reality effects and ‘allusion to the implicit’ that Elias’s politico-aesthetic endeavour to reconstitute myths as critical-negative knowledge of our existential history must be comprehended and distinguished from Ghatak’s ‘mythic’ vision of lived reality. Elias’s narrative strategy or representational technique in Khowabnama, for instance, enables him to extract from certain traditional and syncretic folklore and fables of rural East Bengal the effect of a reality they critically and negatively posit. His use of thekhowab (dream) trope to depict myths is meant to accomplish exactly that. He show Tamijer Baap, a key character in the novel, encounter those fables in his dreams, thereby transforming those fictions into a reality of their own. After all, the dreamer experiences dreams as if they were real occurrences in a world he can only enter through sleep by leaving the world of wakeful, existential reality behind. There is then a world where dreams can cease being dreams to become reality. For, people know they had been dreaming only when the dream is over and they have woken up. The world of dreams, when a person is encountering it in his sleep, is absolutely real. It’s, however, equally true that dream is not a thing-in-itself. Its existence, contingent on sleep, is bound to wakefulness in an inverse relationship. In short, dream and wakefulness are not separate realms-in-themselves, but are inflected by one another.

The reality-myth relationship, posed by Elias as one between wakefulness and dream, is rendered through this dialectic into a relationship between two realities — one existential while the other absent but possible. It also means that existential reality can travel down the strand of its inverse relationship with dream — which is simultaneously rendered into yet another, possible reality — to become that. The distinction between ‘myth’ (as fiction or transcendental faith) and ‘reality’ (as existential fact) is, as a result, obliterated. Such obliteration is for, example, evident in the way the ghost of a local Muslim ascetic — apparently killed in the anti-British Fakir-Sanyasi rebellions of late 18th-early 19th century — and other associated fabulistic events keep irrupting into and transfiguring the existential reality of Tamijer Baap in his sleepwalking reveries and activities. Those fables are, in the process, transformed from being fantastic, awe- and faith-inspiring tales into stirring memories of glorious resistance against oppression. Needless to say, the extractive oppression of the British East India Company of 18th-19th century and the exploitative ways of the local landlords and rich peasants of the 1940s are, their separation in time notwithstanding, integrated into the same historical-logical constellation. It’s, however, through mendicant Cherag Ali, Tamijer Baap’s spiritual mentor, that Elias is able to establish this logic of dissolution on firmer foundations. A dream-reader, Cherag Ali interprets dreams through the prism of doggerels and limericks of his mystic tradition as intimations of things to come in the existential-temporal continuum. His reading of dreams grounds them — together with the incantatory magic of his “authorless”, mystic rhymes — in lived reality. Once again dreams and fables, thanks to such interpretation, are deemed real possibilities. They lose their mysterious depths, because of this interpretative turn, to become their own real, comprehensible surfaces.

What changes, therefore, are not merely the ontologies of myth and existential reality but, more importantly, the relationship between the two. In fact, the two different ontological situations — of myth-reality on one hand, and possible reality-existential reality on the other — are functions of two different orders of relationship. In the first case, it’s a relationship of alienation, domination and one-way determination. Existential reality dominates over myth (or dream), as if the latter were a realm separate from and outside it, and determines its meaning by denying it the possibility of expressing any reality other than the one it has been framed in. In the second instance, the relationship is between two different moments of the same process. Here, lived reality and what it has designated as myth are not separate from each other but are like two points in a flowing stream. Different points that flow into each other to become one.

Ghatak’s idea that lived reality conceals mythic sub-structures, which determine it, is in sharp contrast to this dialectical-logical approach towards myths. If we were to follow Ghatak’s aesthetic-philosophical logic and realize, not merely in ideas but in our existence, the mythic archetype of our lived reality, it would mean that myths become existential reality. But do we then stop there as if the hidden truth of our existence has become apparent and our ‘true’ selves have, in the process, been rendered free? The answer, as far as Ghatak is concerned, is a resounding yes. In Meghe Dhaka Tara (Cloud-capped Star), the crushed and exploited existence of protagonist Nita, a typical representative of Bengali womanhood, is sought to be shown and explained fully in terms of the figure of Mother goddess, a mythic image of the self-sacrificing provider in Bengali culture and imagination. Someone could, of course, claim through a dialectical reading of the film that Ghatak has historicized the myth of the Mother Goddess in terms of the exploitative reality of the post-Partition refugee Bengali woman. And that would, without doubt, be an honourable revolutionary intention to ascribe to the text of the film. It’s, however, equally our task to know whether, and how far, does this intention of the text coincide with the intention of the author.

The absolute pessimism in which the filmmaker steeps the possibility of Nita’s emancipation, by evoking a melodramatic ambience of despair towards the end of the film, clearly suggests that there is no escape for her from her myth-ordained fate. It, therefore, also shows that for Ghatak, the historicisation of lived reality is merely its reduction to a mythic archetype. The filmmaker’s aesthetic imaginary anticipates, arguably, his impossible, failure-ridden political project of establishing the domination of ‘organic’ communitarianism over alienating nationhood, paradoxically to end the domination and exploitation of modern bourgeois nations. Even revolution becomes, in Nagarik (Citizen), a matter of fate. The film, true to Ghatak’s philosophical-aesthetic programme of unearthing mythic sub-structures of lived reality, appears to suggest that the exploitation, progressive immiserisation of the refugees from East Bengal, and the consequent socio-political unrest on the streets of Calcutta, is no more than the playing out of the mythic yugic cycle.

Ghatak’s (2000, pp 36) mythic a priorism is starkly evident in this theorization of his cinematic aesthetics:

“Since Depth Psychology and Comparative Mythology have laid bare certain fundamental workings of the human psyche as ever recurring constellations of primordial archetypes, our task today has become easier.

“We now know, all that creates art in the human psyche also creates religion; a medicine man, a ‘shaman’, a ‘rishi’ a ‘poet’, and a ‘village woman possessed by seizure’ are, fundamentally, set in motion by the same or similar kinds of unconscious forces.

“And these forces are the very ones which are continually nourishing the subjective psychic bond, giving an inner subjective correspondence to the objective creation around us.

“It follows that all art is subjective. Any work of art is the artist’s subjective approximation of the reality around him. It is a sort of reaction set in motion by the creative impulse of the human unconscious.”

This theorization is complete if it’s seen merely as an attempt by an artist to explain his art as an expression of his moment. But read as a politico-aesthetic programme it is, at best, partial and at worst, undialectically mysterian. None can dispute the fact that “any work of art is the artist’s subjective approximation of the reality around him”. Yet, that statement can sum up a revolutionary philosophical aesthetic programme in its completeness only if it manages to yet again collapse that subjectivity into its constitutive objective reality and, most importantly, its political praxis. In Ghatak’s (2000, pp 37) imagination, “dialectics is born: the interplay of the subjective and the objective” “in the objectivization of this essentially subjective element”. (Emphasis mine.)

This understanding of dialectics as merely the primacy of subjective over objective robs it of its processual logic by rendering it into a phenomenon and an ontology: an eternalized closure of the process of infinite becoming in one of its moments. That amounts to the un-self-conscious triumph of phenomenology and its logic of alienation over the idea of subtracted ontology and its logic of pure becoming. Ghatak’s art, and his aesthetic programme, do not radiate self-awareness. They do not seem to express the idea that mythic sub-structures of lived historical time are useful only to the extent that they indicate, through their negative-critical and possible reality, the transformation of the logic of alienation, opposition and oppression into an unalienated logic of horizontal process.

Myth, as Elias has shown, can seek to free itself of its falsified ontology, imposed on it by the repressive workings of existential reality, not by being existential reality, but by allusively critiquing the logic of alienation that is constitutive of beings and the idea of ontology. The critical power of myths, vis-à-vis existential reality, lies not so much in their having become empirical reality of existence from the absent negative reality they were, but in the logic of processual becoming that this transformation alludes to.

This lack of self-awareness and self-reflexivity in Ghatak’s cinema and his politics could be located in his theoretical dependence on psychologist Carl Jung’s idea of the collective unconscious. For Jung, unlike Freud, the unconscious is not existentially constituted by the conscious mind and in inverse relation to it; it is a kind of a collection of man’s animal instincts that exists as a thing-in-itself and prior to the advent of the consciousness of rational human being. The unconscious in Jung is a misnomer. To call it pre-conscious would actually make it more theoretically consistent.

But it’s not as if the awareness of a non-alienated relational logic between myth and existential reality as two moments of the same process of constant becoming is discernible in Elias’s novel (Khowabnama) as the self-consciousness of characters who embody it. The sleepwalking reveries of Tamijer Baap, or the Delphic reading of dreams by Cherag Ali are, without doubt, moments when myths irrupt into lived history obliterating itself and that history in the process. But those moments, considering that they happen to them as individuals, do no more than allude to the possibility of such obliteration for their entire community. The two personas in question are characterologically constrained to merely experience that possibility as individuals, not access and foreground the revolutionary transformative impulse that resides in the sediments of their ecstasy and intoxication. Those characters and their ‘obliterative’ aptitudes are, as a result, condemned to be included on the margins of oppressive existential time as suspect, despicable, frightening, irrational and even false. Such differential inclusion also involves repression of the possible realities their aptitudes and personas posit and, as a consequence, pre-empts all efforts towards the collective realisation of those possibilities. Those characters, notwithstanding the critical-obliterative potential inherent in their mystic-hallucinatory energies of intoxication, are condemned to be oppressed and dominated by the lived time of rich peasants such as Sharafat Mandal and the power-hungry and effete politicians of the Muslim League and the undivided Communist Party of India respectively. This is in large measure due to their historical lack of awareness about the revolutionary potential of their aptitude for ‘intoxication’, which by itself is never good enough. For, as Benjamin (1986, pp 190) says, “…to place the accent exclusively on it would be to subordinate the methodical and disciplinary preparation for revolution entirely to a praxis oscillating between fitness exercises and celebration in advance. Added to this is an inadequate, undialectical conception of the nature of intoxication…. Any serious exploration of occult, surrealistic, phantasmagoric gifts and phenomena presupposes a dialectical intertwinement to which a romantic turn of mind is impervious. For histrionic or fanatical stress on the mysterious side of the mysterious takes us no further; we penetrate the mystery only to the degree that we recognize it in the everyday world, by virtue of a dialectical optic that perceives the everyday as impenetrable, the impenetrable as everyday.”

The knowledge of a non-alienated, dialectical relationship between myth and existential reality is, therefore, expressed in the novel through the narrativising voice of its author. This authorial voice does not, however, come across as an expression a priori to and independent of the happenings in the novel. It is, instead, their constitutive narrative glue. Elias’s representational strategy, which depicts myth as dream to indicate the non-alienated relationship between existential reality and myth, emanates from his politics of engaging with existential time without either fully embracing or rejecting it. To that extent, his determinate/discursive mode, within which the discourse of myth is reordered, and articulated as a critique of the alienating logic of existential time, is constituted by the author’s affirmative identification with the militant praxis of classical revolutionary politics. And to this Elias alludes, self-reflexively, through the character of Keramat Ali, a poor peasant who attempts to takes mystic Cherag Ali’s poetic tradition forward. Keramat, purportedly inspired by Cherag Ali, becomes a wandering minstrel in a Tebhaga-struck swathe of East Bengal. There is, however, one very crucial difference between the “student” and his “master”. The former does not, like the latter, recite poetry bestowed on him by a depersonalized mystic and mythic tradition. He is a singer of new, self-composed songs whose authorship he unabashedly claims. His songs are obviously not interpretations of dreams and myths. They are an expression of his community’s new existential reality: the uprising of poor sharecroppers and landless labourers against an exploitative and oppressive landed gentry, and subsequently the Muslim League’s demand for an “egalitarian” Pakistan. Keramat’s continuity and break with Cherag Ali, at one and the same time, portrays the transformation of the mystic-mendicant historical individuality of Cherag Ali into a different historical individuality, that of a revolutionary poet. The latter is both a doer (militant) and a thinker (poet), and is thus part and parcel of a praxis, which engenders the reality and logic of pure, unalienated becoming against the dominant existential reality of alienation and exploitation. This praxis, and the militant/poetic historical individuality constitutive of its revolutionary mode, is born out of a community’s urge to emancipate itself from oppression and render its repressed ontology and epistemology valid. It’s, simultaneously, the event that triggers the awareness of such oppression and alienation. Here we have a tangible example of something we dealt with in the abstract above: the dialectic of how a new determinate mode is founded by an evental/revolutionary subject, which is simultaneously constituted as an individuality of this revolutionary mode of doing and reflection. But what is perhaps most important is that the two characters of Cherag Ali and Keramat Ali, united by a troubadour’s tradition but separated by the break that Keramat has introduced into it, constitute a narrative device that Elias employs to show how an oppressed and exploited individual, when he becomes a militant against such depredations, breaks with existential history to inhabit a different historical reality and time. The determinate mode constitutive of this new reality and time puts him (an element) in a new relationship with all others (remaining elements) of his society and, in the process, assigns him with a new ontological self. Militant-poet Keramat Ali is, therefore, none other than Late Cherag Ali, who has broken with his earlier mystic-mendicant self to become a revolutionary bard. And this break happens because Cherag Ali’s dream-reading vocation had made him into an inflection point between existential reality and its critical-negative knowledge in myths. Thus mystic poet Cherag Ali has, in the process of becoming militant poet Keramat, merely turned his face away from the oppressive reality of existential wakefulness to travel down the strand of inverse relationship that links this wakefulness to mythic mystic dreams, if only to realize in empirical-material terms the critique of the alienating logic of existential time that those myths had negatively posed in his ‘mystic’ interpretations.

The Althusserian homology of the break between Early Cherag Ali and Late Cherag Ali a la Keramat, can be extended to show that Elias — whose Khowabnama posits a new determinate mode within which myths are reconstituted as critical-negative knowledge of the existential reality of 1940s’ Bengal — is none other than Late Keramat Ali. He could perhaps, by that same logic, also be called Very Late Cherag Ali. Khowabnama‘s critical determinate mode is not possible without the revolutionary praxis of Tebhaga, whose legacy Elias inherited. It’s only in and through its evental praxis — which presented a lived, material, empirical critique and alternative to the alienating and exploitative logic of 1940s’ Bengal — that mythic ‘fictions’ could be re-imagined as realities repressed by an oppressive and alienating existential reality. They could, therefore, also be posed as the negative-critical knowledge of such reality. There is, however, a small problem. A struggle like Tebhaga is bound to be articulated by the existential-historical logic of alienation, competition and domination. The oppositional stance of all such struggles, vis-à-vis oppression and/or exploitation indicates that. We, who live and do politics in the shadow of Soviet collapse and the Chinese perversion, should always remember that such oppositional struggles are not meant to end in the triumph of labour over capital.

Labour does not dominate capital it becomes capital itself. Such working class movements, in spite of being posed and articulated in oppositional terms, must exude the awareness that they are part of a larger continuous struggle that constantly seeks to decimate both capitalism and the ontology of ‘working people’ within it. The struggle is actually about obliterating the difference between dominator and dominated, not the triumph of the latter over the former. Elias alludes to that implicit logic of revolutionary politics throughKhowabnama when he depicts myths as dreams.

Tamijer Baap and Cherag Ali, by virtue of being members of the poor rural underclass of 1940s’ East Bengal, are compelled to confront the oppressive existential reality with their ‘dreamy’ myths of rebellion and emancipation. Yet, in being posed as dreams, myths become as much a negation of the alienating logic of existential reality as the confrontational stance that such logic compels them to strike against that reality. In Elias, myths and their oppressed bearers confront existential reality and its oppressive purveyors not to defeat or dominate them, but to dissolve the boundaries that separate them and in the process transfigure their own existential ontology. Myth and reality, in his scheme, are related to each other, not through what appears to be a logic of absolute separation and opposition, but through a logic of inflection and perpetual process.

Such a historical relationship can, as we have seen above, also be conceived and represented as a ‘synchronic’ constellation of existential and possible (mythic) realities. Elias’s ‘structural’ constellation of realities has the oppressive pre-Tebhaga existential reality of 1940s’ East Bengal ‘synchronically’ integrated with the equally lived reality of the Tebhaga movement through a relationship of resistance against the former’s logic of alienation and exploitation. The Tebhaga movement, in turn, is bound by the logic of anti-exploitative struggle with the 18th-19th century Sanyasi and Fakir rebellions, which in turn inflect the oppressive pre-Tebhaga existential reality as its inverted-critical knowledge in the form of myths. Those myths, especially in the critique they negatively pose to the alienating and exploitative logic of pre-Tebhaga Bengal, are integrated with the Tebhaga struggle as an alternative possible reality that the struggle seeks to accomplish. Elias constructs this kaleidoscopic world of infinite historical inflections in Khowabnama to allude to the possibility that this fiction on Tebhaga within his, and subsequently our, existential time of alienation is seen as inflecting that lived reality as its critical-negative possibility. The fabulistic texture that Elias gives to slain militant Tamij, who with his bullet-riddled neck climbs into the moon, echoes the local myth of the dead Muslim ascetic, who after he had been killed by the East India Company had made his home on a local tree. His deliberate mythification of the reality of Tebhaga as depicted in his novel is supposed to negatively imply the possible reality of his fiction and thus open, not close, the dialectic. It’s a possibility that waits to be actualized through collective political action. Much like Keramat and Tamij’s rebellion actualized the reality immanent in the fables and dreams of their oppressed community.

Ghatak sees a beginning that has been lost and an end that cannot be reached. So, there is failure. For Elias, however, there is neither beginning nor end. There is only a never-ending journey with halting stations along the way. Success exists only in deferment and failure there is none. There is, however, only a small problem: we stop at one of those halting stations for far too long.

Note: The germ of the idea that is this essay is the result of a critical — and may I say unconscious — engagement with ‘History’s creative counterpart’, a paper on Akhtaruzzaman Elias by critic Shubhoranjan Dasgupta.

Bibliography:

Adorno, Theodor W., Aesthetic Theory, tr. Robert Hullot-Kentor (Viva-Continuum, London, 2005)

Badiou, Alain, Metapolitics (from Jason Barker’s introduction to it), tr. Jason Barker (Verso, London, 2006)

Balibar, Etienne, ‘The Basic Concepts of Historical Materialism’. In Reading Capital by Louis Althusser and Etienne Balibar, tr. Ben Brewster (Verso, London, 1999)

—–‘The Elements of the Structure and their History’. In Reading Capital by Louis Althusser and Etienne Balibar, tr. Ben Brewster (Verso, London, 1999)

Benjamin, Walter, ‘A Berlin Chronicle’. In Reflections, tr. Edmund Jephcott (Schocken Books, New York, 1986)

—–‘Surrealism’. In Reflections, tr. Edmund Jephcott (Schocken Books, New York, 1986)

Cassier, Ernst, Language and Myth, tr. Susanne K. Langer (Dover Publications, New York, 1953)

Deluze, Giles, Foucault, tr. Sean Hand (Viva-Continuum, London, 2007)

Ghatak, Ritwik, ‘Cinema and the Subjective Factor’. In Rows and Rows of Fences (Seagull Books, Calcutta, 2000)

Elias, Akhtaruzzaman, Chilekotar Sepai (The University Press Limited, Dhaka, 2000)

—- Khowabnama (Naya Udyog, Kolkata)

Ilyenkov, Evald V., The Dialectics of the Abstract and the Concrete in Marx’s Capital, tr. Sergei Syrovatkin (Aakar Books, New Delhi, 2008)

Jameson, Fredric, Archaeologies of the Future (Verso, London, 2007)

Zizek, Slavoj, The Puppet And The Dwarf (The MIT Press, Cambridge, Massachusetts, 2003)

Stages of Revolution in the International Working Class Movement

Dipankar Basu, Sanhati

Abstract: This article attempts to throw some light on the following two questions: (1) How does the classical Marxist tradition conceptualize the relationship between the two stages of revolution: democratic and the socialist? (2) Does the democratic revolution lead to deepening and widening capitalism? Is capitalism necessary to develop the productive capacity of a society? The answer to the first question emerges from the idea of the “revolution of permanence” proposed by Marx in 1850, accepted, extended and enriched by Lenin as “uninterrupted revolution” and simultaneously developed by Trotsky as “permanent revolution”. This theoretical development was brilliantly put into practice by Lenin between the February and October revolutions in Russia in 1917. The answer to the second question emerges clearly from the debates on the national and colonial question in the Second Congress of the Third International in 1920. From this debate what emerges is the idea of the democratic revolution led by the proletariat as the start of the process of non-capitalist path of the development of the productive capacity of society, moving towards the future socialist revolution. Rather than deepening and widening capitalism, the democratic revolution under the proletariat leads society in the opposite direction, in a socialist, i.e., proletarian direction. Promoting capitalism is not necessary for the development of the productive capacity of a country.

This brief historical note has been occasioned by recent attempts to justify the championing of capitalism by a communist party – Communist Party of India (Marxist) – as the vehicle for its industrialization program in West Bengal, India. The justification, which argues for the necessity of capitalism by taking recourse to the distinction between the two stages of revolution, rests on an erroneous reading of international working class theory and practice. While it correctly posits the distinction between the two stages of social revolution, it does so mechanically, formally, and in a one-sided manner; the crucial and related question of the relationship between the two stages is not accorded the attention it deserves. That, in my opinion, is the primary source of error and leads to arguing for the necessity of “deepening and widening” capitalism as against initiating efforts to transcend it. Such a reformist position is of course not new within the international working class movement; in fact it is strikingly similar in several crucial respects to the Menshevik position in early twentieth century Russia as also to the stance of “social democracy” that developed from Bernstenian “revisionism” in late nineteenth century Germany. This position, moreover, is decidedly not part of the Leninist tradition – the Bolshevik tradition that developed in Russia – or any revolutionary tradition within Marxism; this should be immediately obvious from the enormous theoretical and political effort that Lenin put in combating its deleterious consequences for the historical project of the Russian proletariat.

The issue of the analytical distinction between the two stages of the world-historical revolution has been accepted within the international working class movement, at least of the Marxist variety, for about 150 years. With the publication of the Communist Manifesto, this issue was more or less settled among communists. In pre-revolutionary Russia, this distinction was accepted by all streams of Marxists: the Legal Marxists, the Economists and the Social-Democrats. This distinction was never the bone of contention in the fiery debates in pre-revolutionary Russia between the Bolsheviks and the Mensheviks. Neither was this distinction a major point of departure in pre-revolutionary China; nor is this distinction the point of debate within the Marxist left in India. Hence, merely positing this distinction anew, a century after it was accepted by the international working class movement, is hardly sufficient for the development of a Marxist theoretical position. Attention needs to be instead focused, in my opinion, on the more important issue of correctly conceptualizing the relationship between the two stages.

It is not merely a recognition of the distinction but the conceptualization of the relationship between the two that distinguishes the various streams of the Left; that is as much true today as it has been historically. I will demonstrate, by a careful reading of the historical development of Marxist theory and practice, that it is the conceptualization of this relationship that has distinguished the revolutionary from the reformist Marxist stream at crucial historical junctures: Marx and Engels from the other socialists during the middle of the 19th century; the Legal Marxists and the Economists from the early Social-Democrats (including the young Lenin) during the last decade of the 19th century in pre-revolutionary Russia; the Mensheviks from the Bolsheviks in later years leading up to and after the October revolution; Lenin (and Trotsky) from the other Bolsheviks between the February and October revolutions.

Before beginning the main story, two clarifications are in order. First, I would like to state more precisely the sense in which the word “revolution” is used, and second, I would like to indicate the two very different senses in which the phrase “social democrat” will be used throughout this paper. Revolution, in this paper, stands for social revolution, a phenomenon which has been defined by Theda Skocpol’s in the following way:

“Social revolutions are rapid, basic transformations of a society’s state and class structures; and they are accompanied and in part carried through by class-based revolts from below… What is unique to social revolution is that basic changes in social structure and in political structure occur together in a mutually reinforcing fashion. And these changes occur through intense socio-political conflicts in which class struggles play a key role.” (Skocpol, 1979)

As Foran (2005) has argued, there are three important characteristics of a social revolution (embedded in the above definition) that needs to be always kept in mind: rapid political change, deep and lasting structural transformation of the economy and active mass participation; whenever I refer to revolution, I will mean the explosive combination of these three elements.

The second point is a terminological clarification regarding the two diametrically opposed use of the phrase “social democrat” in this paper. Social-democrat, with the all important hyphen, will refer to the Marxist revolutionaries in Russia; that is precisely how they referred to themselves and I want to stick to that terminology as well. The hyphen between “social” and “democrat” denotes the indissoluble link between the dual historical tasks of the international proletariat, a theme we will return to constantly throughout this paper. Recall that the first Marxist political party in Russia was called the Russian Social-Democratic Workers Party (RSDWP); though Lenin’s April Theses in 1917 had ended with the proposal to change the name of the RSDWP, it was only in 1918 that the party formally started using the term that Marx had preferred: communist.

Social democrat, without the hyphen, on the other hand will refer to representatives of the reformist trend in the international working class movement: Bernstein and his followers, the later Kautsky, the later Plekhanov and the Mensheviks in Russia certainly but also later day reformist socialists in Europe and Asia. Note, in passing, that social democracy has a long history, especially in Western Europe, and is marked by certain unmistakable characteristics which we can easily discern in our midst even today: legal opposition within a bourgeois parliamentary framework, willingness to ally with sundry bourgeois parties, undue and an over emphasis on the need for reforms within the system, indefinite postponement of decisive struggles, the attempt to “manage” the contradiction between labour and capital rather than to resolve it in the favour of labour, etc. The reformist and the revolutionary streams also differ markedly in their understanding of social revolution: for the reformists, revolution will emerge ready made from the womb of history by its ineluctable laws; the role of human intervention, though formally accepted, is relegated to a secondary position. For revolutionaries like Lenin and the Bolsheviks and Trotsky, on the other hand, revolution has to be first and foremost made by human intervention, mass political action riding on the tide of history.

Marx: From the Manifesto to the Communist League

In the Communist Manifesto published on the eve of a revolutionary wave in Europe in 1848, Marx and Engels had summarized the materialist understanding of historical development. The struggle between social classes was identified as the motor force of historical change, with the victorious class rapidly reorganizing the whole structure of material production accompanied by changes in the political, cultural and ideological spheres of social life. Generalizing from English and French history, Marx and Engels identified two stages in this world-historical movement: the bourgeois-democratic revolution and the proletarian-socialist revolution. The bourgeois revolution, led by the revolutionary bourgeoisie, in alliance with the oppressed peasantry, would overthrow the feudal order and usher in bourgeois capitalism. The development of capitalism would go hand in and with the growth and development (political, social, ideological and technological) of the proletariat, the grave digger of capitalism; in due time, when the productive forces of society had developed to support a higher form of social organization and when the proletariat had become mature and strong politically, it would usher in the socialist revolution and begin the process of the transcendence of class society.

Quite early on Marx had started realizing the limitations of the strict schema of the two stages of revolution (the bourgeois-democratic to be followed by the proletarian-socialist) that he had generalized from English and French history and that he, along with Engels, had so eloquently summarized in the Communist Manifesto. There are two historical reasons which, to our mind, prompted Marx to question this schema. First, the whole generalization referred to a historical period where the proletariat had not yet entered into political stage; if the proletariat were to enter the historical stage even before the completion of the bourgeois-democratic revolution that would change the historical dynamics radically. Second, there might be historical reasons because of which the bourgeoisie of a particular country is “weak” and therefore incapable of and unwilling to lead the democratic revolution to completion; and so in this case, the strict schema presented in the Communist Manifesto would again need modification. With the advantage of hindsight we can see that the modifications that would need to be worked out would specifically relate to two issues: the relationship between the two revolutions and the class-leadership in the democratic stage of the revolution.

A close reading shows that even in the Communist Manifesto, Marx and Engels had taken care to allow possibilities of different trajectories, than the one they had sketched, in concrete circumstances. For instance, they had explicitly referred to the potential weakness of the German bourgeoisie and therefore hinted at the possibility of the proletariat having to take the responsibility of the democratic revolution. Once the German bourgeoisie had shown it’s true colors in 1848, whereby it regrouped with feudal elements to keep the proletariat in check and thereby aborted the democratic revolution, Marx had started his decisive move away from the schema of the Manifesto. While maintaining the analytical distinction between the two stages, he drew a much closer link between them. This more nuanced position was explicitly brought to the fore in his address to the Central Committee of the Communist League in London in 1850. Drawing lessons from the recent revolutionary upsurge in Europe and looking to the future, he drew attention of the international working class to the essential continuity between the two stages of the revolution, what Lenin would later characterize as the “indissoluble link” between the two revolutions.

“While the democratic petty bourgeois wish to bring the revolution to a conclusion as quickly as possible … it is our interest and task to make the revolution permanent, until all more or less possessing classes have been forced out of their position of dominance, until the proletariat has conquered state power and the association of proletarians, not only in one country but in all the dominant countries of the world, has advanced so far that competition among proletarians of these countries has ceased and that at least the decisive productive forces are concentrated in the hands of the proletarians. For us the issue cannot be the alteration of private property but only its annihilation, not the smoothing over of class antagonisms but the abolition of classes, not the improvement of existing society but the foundation of a new one.” (Marx, 1850)

The two most crucial, and intimately related, ideas that stand out in this speech are the utmost necessity of maintaining the independence of the proletariat vis-a-vis the liberal bourgeoisie and of realizing the continuity of the two revolutions in practice. Arguing for the creation, in all situations and at all costs, of an independent party of the proletariat, Marx had exhorted the proletariat at the same time to aim for the “revolution of permanence”.

“But they [i.e., the proletariat] must do the utmost for their final victory by clarifying their minds as to what their class interests are, by taking up their position as an independent party as soon as possible, and by not allowing themselves to be seduced for a single moment by the hypocritical phrases of the democratic petty bourgeois into refraining from the independent organization of the party of the proletariat. Their battle cry must be: The Revolution of Permanence.” (Marx, 1850)

This remarkable document, in essence, foreshadows much of what emerged as Bolshevism in late nineteenth century Russia. The tight and indissoluble link between the twin tasks of the proletariat (and hence the indissoluble link between the democratic and the socialist revolutions), the utmost importance of maintaining an independent political position of the proletariat, the utter necessity of avoiding tailism in practical politics, themes that were hammered out later by the Bolsheviks in the heat of the Russian revolution are already present in Marx’s speech to the Communist League. It is clear that Lenin’s idea of an “uninterrupted revolution”, a position he stressed in his debates with the reformists in Russia, and Trotsky’s idea of a “permanent revolution” are both derived from this speech of Marx.

Note however that the formulation of the necessity of the “leadership” of the proletariat in the bourgeois-democratic revolution is still not explicitly developed by Marx. Revolutionary social-democrats in Russia, reflecting on and reacting to the specific context of the Russian revolution extended the classical Marxist framework by taking the idea of the class-independence of the proletariat, which is already there in Marx, one step further by arguing for its leadership position in the bourgeois-democratic revolution.

Legal Marxists and Economists: Early Debates in Russia

The origin of the Russian Communist Party (Bolshevik) can be traced back to a relatively little known “conference” of nine men in Minsk in March 1898. Though none of the nine men played any leading role in the subsequent revolutionary history of Russia, the conference did come out with a “manifesto of the Russian Social-Democratic Workers’ Party” as a precursor of later-day party programmes. The manifesto unequivocally accepted Marx’s historical account of the two stages of the future social revolution (as worked out by Marx and Engels in the Communist Manifesto): bourgeois-democratic and the proletarian-socialist revolution. More important and interesting from our viewpoint, the Minsk conference manifesto went on to argue that the Russian bourgeoisie was incapable of carrying through the bourgeois-democratic revolution to the end and thus identified the young Russian proletariat as the historical agent on whose able shoulders fell the “dual task” of both revolutions: the democratic and the socialist.

When, therefore, the second Congress – the defining congress of the Russian revolution, the birthplace of Bolshevism as a political stream – of the Russian Social-Democratic Workers’ Party (RSDWP) met in 1903 to debate on the party programme, it worked within the framework inaugurated by the conference of 1898. It started with the dual tasks of the Russian proletariat, i.e., the twin tasks of the democratic and the socialist revolution, as an axiom, as a point of departure, as a self-evident historical and political truth; there was no disagreement or debate on this point with the RSDWP. The real debate was on how to define the content of these revolutions and on how to define the relationship between the two; it was the issue of the relationship that was to rend the RSDWP into two factions, the Mensheviks and the Bolsheviks. But before looking at that debate, we must spend some time studying the debates that preceded the second Congress, the debates of the young Lenin with the Legal Marxists and the Economists; a study of the early debates is interesting and useful because many of the positions of the Mensheviks were repetitions of either the Economists’ or the Legal Marxists’ discredited positions, positions against which the whole RSDWP had argued during these early years.

Before the RSDWP could consolidate the political-economic tasks of the proletariat concisely in a party programme, it had to successfully argue against three contemporary socialist trends within late-nineteenth century Russia: the Narodniks, the Legal Marxists and the Economists. The theoretical arguments against the Narodniks were largely, and successfully, carried home by Plekhanov, the Father of Russian Marxism; when Lenin did join the fray, he largely repeated Plekhanov’s arguments and marshaled empirical evidence in favour of the general Marxist point about the development of capitalism in Russia. From this he drew an important political conclusion that separated the Social-Democrats from the Narodniks forever: the proletariat and not the peasantry was to be the historical agent of social revolution in Russia. The development of capitalism in Russian agriculture was, according to Lenin, accelerating the class divisions among the peasantry; the peasantry, as a single, homogeneous social entity was rapidly disappearing and so basing a strategy of social revolution on this vanishing social entity was historic folly. The only stable social class that was emerging and strengthening itself with capitalism and whose interests were in contradiction to capitalism was the proletariat; hence, argued Lenin, the only feasible strategy of revolution could be one led by and in the long-term interests of the proletariat.

As to the other two trends, Legal Marxism and Economism, it was Lenin’s energetic intervention and crystal-clear prose that ripped apart their arguments and exposed their utter hollowness. As Lenin remarked several times later in his life, the debate with the Legal Marxists and the Economists foreshadowed the subsequent, fierce and often bitter, debates between the Bolsheviks and Mensheviks. In both debates, as also his debates with the Narodniks, what distinguished Lenin’s position from his opponents was his consistent, unwavering and uncompromising class viewpoint, the viewpoint of the emerging Russian proletariat.

Lenin’s debate with the Legal Marxists and the Economists (rather than with the Narodniks) is more relevant for our current discussion because this debate related directly to the issue of the correct understanding of the relationship between the dual tasks of the proletariat. The tidy schema of revolution worked out by Marx and Engels in the Communist manifesto was a generalization from English and French history, as we have already remarked. It distinguished analytically between the bourgeois and the socialist revolutions and stressed the historical precedence of the former to the latter. We have already seen how Marx himself modified this schema in the concrete context of nineteenth century Germany; the Legal Marxists, on the other hand, stuck to this schema in a most doctrinaire fashion (foreshadowing the whole history of social democracy and reformism) and with disastrous consequences.

Accepting the Marxist distinction between the two revolutions and the historical precedence of one over the other led the Legal Marxists to argue for the reformist path to the transcendence of capitalism. One of it’s leading proponents, Peter Struve, chastised Russian socialists for concerning themselves with fanciful and unrealizable projects of “heaven storming”; he, instead, wanted them to patiently “learn in the school of capitalism”. The echo of that Legal Marxist injunction can still be heard, via Bernstein’s “revisionism” in late-nineteenth Germany, in social democratic circles in India today! This was, of course, an abandonment of the proletarian viewpoint, as Lenin pointed out. The mistake of the Legal Marxists lay precisely in an incorrect understanding of the relationship between the dual tasks of the proletariat. The democratic revolution was not an end in itself, as the Legal Marxists tended to implicitly suggest, but was inseparably tied with it’s twin, the socialist revolution. It is not that the Legal Marxists did not accept the necessity of the socialist revolution; being Marxists, they had to accept it as later-day social democrats did. But this acceptance came with the caveat that the period separating the two revolutions was so large that in essence one could very well forget about the socialist revolution at the moment and instead engage in activities to “learn in the school of capitalism”.

Though the Economists took a different lesson from the neat schema of the Communist Manifesto as compared to the Legal Marxists, they arrived at the same practical conclusions. For the Economists, it was important to draw a sharp distinction between the economic and the political spheres. In their opinion, workers were only concerned with economic issues, issues of wage and work, that directly effected their daily lives; they were not concerned with political issues, issues of political freedom and governance and power. The political sphere, according to the Economists, was the sole preserve of intellectuals; since, moreover, the current conditions called for a bourgeois-democratic revolution, socialist struggles, i.e., struggles for the capture of state power by the proletariat, were pushed into the indefinite future. Juxtaposing a sharp distinction between the economic and the political with their reading of the schema of the Communist Manifesto led the Economists to suggest that socialists should restrict themselves “to support[ing] the economic struggle of the proletariat and to participat[ing] in liberal opposition activity”. What was ruled out was an independent political party of the working class, which axiomatically ruled out revolutionary political activity.

In an early piece on this issue in 1898, Lenin made clear the correct Marxist understanding of the matter and distinguished the social-democrats sharply from the Legal Marxists and the Economists:

“The object of the practical activities of the Social-Democrats is, as is well known, to lead the class struggle of the proletariat and to organize that struggle in both its manifestations: socialist (the fight against the capitalist class aimed at destroying the class system and organizing socialist society), and democratic (the fight against absolutism aimed at winning political liberty in Russia and democratizing the political and social system of Russia). We said as is well known. And indeed, from the very moment they appeared as a separate social-revolutionary trend, the Russian Social-Democrats have always quite definitely indicated this object of their activities, have always emphasized the dual manifestation and content of the class struggle of the proletariat and have always insisted on the inseparable connection between their socialist and democratic tasks — a connection clearly expressed in the name they have adopted.” (Lenin, Collected Works, vol. 2, p. 327)

The inseparability of the dual tasks of the proletariat derives, according to Lenin, from the following two facts: first, the proletariat can only emancipate itself fully, and thereby society, through political liberty. Hence, it supports the struggle for political liberty against absolutism and feudal oppression as its own struggle, as the political bed on which will grow the socialist struggle. This is the reason why the class conscious proletariat supports every revolutionary movement against the present social system, why it supports the struggle of progressive classes against reactionary classes and strata in general. Second, among all the classes and strata fighting for democracy, the proletariat is the only thoroughly consistent, unreserved, staunch and resolute supporter of democracy; it is the only class which is ready to take the fight for democracy to its end, to its natural culmination, to its full completion. Every other class, by its very position within the class structure of society, can only provide qualified support to the struggle for democracy; their democracy is half hearted, it always looks back, as Lenin put it. An understanding of the social-democratic party as “deriving its strength from the combination of socialist and democratic struggle into the single, indivisible class struggle of the … proletariat” remained the hallmark of Bolshevism right through the tumultuous days of the victorious October revolution.

It is this insistence on the uninterruptedness of the twin revolutions that found expression in the Bolshevik formulation of the proletariat as the leader of both the revolutions; and it is the recognition of this historical role of the proletariat that informed the refusal of the Bolsheviks to relinquish the leadership role to the bourgeoisie, to become its political “tail”. It is the same dogged insistence, so strikingly consistent, that led to the split with the Mensheviks in 1903.

Two interesting and important things emerge from these early debates. First, some of the ideas that were to dominate the subsequent debates of the Russian revolution, the ideas moreover that would separate the Bolsheviks from the Mensheviks (the revolutionaries from the reformists) and would separate Lenin (and Trotsky) from the rest of the Bolsheviks between the February and the October revolutions, were introduced within the Russian working-class movement at this juncture. It is these ideas, among others, that would be refined, deepened, enriched and applied with uncanny consistency in the subsequent history of the Russian revolution. Second, that an eclectic, half-hearted, formal and mechanical acceptance of Marxism can be combined with utterly reformist politics came to the fore with rare clarity in Russian history for the first time during these early debates. As later events demonstrated, and continues to demonstrate to this day, formal acceptance of Marxism can often be combined with reformist politics.

A closer reading of international working class history demonstrates that acceptance of Marxism alongside reformist practice is already hidden as a possibility in the formulation of the “dual tasks” of the proletariat. It must be recalled the formulation of the “dual tasks” found its way into the programme of the RSDWP in the distinction between the minimum and the maximum programmes. The minimum programme referred to the set of measures that could be implemented within, and without challenging, a bourgeois democratic setup. Following the Communist Manifesto, these included abolition of private property in land, a progressive income tax, abolition of inheritance, free education for all and other such concrete measures of bourgeois reform. The maximum programme, on the other hand, enshrined revolutionary aspirations, the overthrow of capitalism and the beginning of socialist construction. The distinction between the minimum and maximum programmes thus provided space for reformist politics by a gradual and subtle decoupling of the two programmes and shifting the emphasis on the former.

“One of the unforeseen effects of this division [between the minimum and and maximum programmes] was to attract into social-democratic parties a large body of members who by conviction or temperament were more interested in the minimum than in the maximum programme; and in countries where some of the minimum demands had in fact been realized, and others seemed likely to be realized in the future, through the process of bourgeois democracy, the parties tended more and more to relegate the demands of the maximum programme to the category of remote theoretical aims concentrate party activities on the realization of the minimum programme.” (Carr, 1952, p. 17-18, emphasis added).

Lessons of 1905: Bolsheviks and Mensheviks

Though the dispute between what later came to be known as the Bolsheviks (“the majority”) and the Mensheviks (“the minority”) during the second congress of the RSDWP in 1903 seemed to rest on an issue of party statute, i.e., what should be the qualification for party membership, later events made clear that deeper issues of theory and practice were involved. As the bitter debates following the split in the party were to make clear, the schism in the RSDWP really rested on different ways of understanding the relationship between the dual tasks of the proletariat in concrete, practical terms. This followed quite clearly from the diametrically opposite political lessons the two streams drew from the failed revolution of 1905. The difference can be most clearly seen if we organize the discussion around the following two questions: (1) relationship of the two revolutions, and (2) the role of the peasantry.

The Mensheviks adhered to the cut-and-dried formula about the strict sequence of the two revolutions that they picked up in a doctrinaire fashion from the Communist Manifesto. For the Mensheviks, the bourgeois revolution had to come first and so far the Bolsheviks were in agreement with them. The doctrinaire understanding of the Mensheviks, their intellectual sterility, came to the fore when they went on, from this correct premise, to insist that it was “only through the bourgeois revolution that capitalism could receive its full development in Russia, and, until that development occurred, the Russian proletariat could not become strong enough to initiate and carry out the socialist revolution” (Carr, 1950, p.39). In other words, the two revolutions must be separated by an indefinite period of time during which capitalism needs to develop, flourish, and display its bourgeois magic.

In effect, therefore, the Mensheviks never fully agreed with Lenin’s 1898 formulation of the “indissoluble link” between the two revolutions; in fact their position was a regression even from the position worked out by the first Congress in 1898 in Minsk. That is why they could insist on allowing capitalism in Russia to receive it’s “fullest development” and only then initiating the struggle of the proletariat for socialism. The immediate and practical implication of the Menshevik understanding was what Lenin termed political “tailism”, i.e., allowing the proletariat as-a-class to become an appendage to, a follower of, the bourgeoisie in the democratic revolutionary struggle instead of forcibly usurping the leadership position for itself.

The Menshevik position followed from an incorrect class analysis of Russian society; their chief error was to neglect the emergence of the proletariat on the historical scene and to take the cue from the Marx of the Communist League to re-work the schema of the Manifesto. Thus, on the eve of the revolution, one of their leading spokesmen could say:

“If we take a look at the arena of the struggle in Russia then what do we see? Only two forces: the tsarist autocracy and the liberal bourgeoisie, which is now organized and possesses a huge specific weight. The working mass, however, is atomized and can do nothing; as an independent force we do not exist; and thus our task consists in supporting the second force, the liberal bourgeoisie, and encouraging it and in no case intimidating it by presenting our own independent political demands.” (quoted in Zinoviev, 1923).

This is precisely where Lenin differed sharply from Menshevik class analysis and politics; Lenin’s analysis of the the 1905 revolution started in fact with the recognition of the entrance of the Russian proletariat on the historical scene. From this fact he drew the conclusion that Marx had hinted at in his speech to the Central Committee of the Communist League in 1850: the bourgeoisie was neither willing nor capable of completing the bourgeois-democratic revolution. This was both because it was weak (lacking in independent development) and because it realized that completion of the democratic revolution carried within it the danger of the proletariat’s political ascendancy. Thus, completion of the bourgeois-democratic revolution, as a prelude to the consummation of the socialist revolution, fell on the shoulders of the Russian proletariat. The tight link between the two revolutions, a position that Lenin had already worked out in 1898, was reiterated once again:

“From the democratic revolution we shall begin immediately and within the measure of our strength – the strength of the conscious and organized proletariat – to make the transition to the socialist revolution. We stand for uninterrupted revolution. We shall not stop half way” (Lenin, Collected Works, Vol. 9, p. 237)

According to Lenin’s analysis, two important conditions had to be satisfied for the Russian proletariat to complete its dual historical tasks: (1) successful alliance of the proletariat and the peasantry, and (2) victorious socialist revolutions in European countries. It was on the crucial question of the alliance with the peasantry that Lenin differed sharply not only from the Mensheviks but also from Trotsky (who had otherwise worked out a position very similar to Lenin’s). For both the Mensheviks and Trotsky, the peasantry was a repository of reaction; while Trotsky arrived at this incorrect conclusion on the basis of his experience of the 1905 revolution, the Mensheviks adhered to this position out of their doctrinaire understanding of Marxism. Lenin, on the other hand, realized that though the peasantry was not revolutionary in the Narodnik sense but it’s force could still be harnessed for the revolution because at that juncture it was less interested in protecting private property than in confiscating the land-owners’ land, the dominant form of rural private property (Carr, 1950).

Thus, Lenin arrived at an elegant formulation of the role of the peasantry in the revolution. The proletariat, in alliance with the whole peasantry would complete the bourgeois-democratic revolution and overthrow feudalism, absolutism and the monarchy despite the vacillation, or even opposition, of the bourgeoisie. This would immediately lead to the next stage of the revolution, where the proletariat would have to split the peasantry along class lines, ally with the landless labourers and the poor peasantry against the rich peasants and start the transition towards socialism.

This second point, where the urban proletariat had to ally with the rural proletariat was an immensely important practical point. Between the February and October revolutions, where Lenin discerned precisely this transition from the bourgeois-democratic to the socialist stage taking place, the utmost importance of an independent organization of the rural proletariat was repeatedly indicated. For instance in the third of the Letters From Afar written on March 11(24) 1917, which discusses the issue of the proletarian militia, he says:

“The prime and most important task, and one that brooks no delay, is to set up organizations of this kind [i.e., Soviets of Workers’ Deputies] in all parts of Russia without exception, for all trades and strata of the proletarian and semi-proletarian population without exception…for the entire mass of the peasantry our Party … should especially recommend Soviets of wage-workers and Soviets of small tillers who do not sell grain, to be formed separately from the well-to-do peasants. Without this, it will be impossible … to conduct a truly proletarian policy in general…” (Lenin, 1917, in Zizek, p. 41)

In a footnote, he adds: “In rural districts a struggle will now develop for the small and, partly middle peasants. The landlords, leaning on the well-to-do peasants, will try to lead them into subordination to the bourgeoisie. Leaning on the rural wage-workers and rural poor, we must lead them into the closest alliance with the urban proletariat.” Note that in Lenin’s formulation, the idea of an “agrarian revolution” as the axis of the bourgeois-democratic revolution is not explicitly there; the experience of the Chinese revolution would be required to extend the classical Marxist framework further by explicitly theorizing the nature and complexities of the agrarian revolution in a semi-feudal, semi-colonial social formation as part of what Mao called the new democratic revolution. This constant and critical engagement with received wisdom is the hallmark of a living revolutionary tradition.

Revolution at the Gates: Between February and October 1917, and Beyond

The February 1917 revolution in Russia caught all the socialists unawares; neither had they planned for it nor had they participated in it. This was true as much of the Mensheviks as of the Bolsheviks. The revolution had given rise to a situation of “dual power”: a Provisional Government of the bourgeoisie and the landlords and a revolutionary-democratic dictatorship of the workers and peasants (in the form of soldiers) in the form of the Soviets. The crucial question that again divided the revolutionaries from the reformists was a correct understanding of the relationship between the two.

For the Mensheviks, the problem was resolved in a rather straightforward manner. In keeping with their schematic reading of Marxism, they saw the task of the proletariat at the present moment to be one of supporting the bourgeoisie and helping it complete the democratic revolution; hence they argued for the Soviets supporting the Provisional Government, pushing for democratic reforms from behind rather than leading them, in short aiding in the “fullest development” of bourgeois capitalism till such time that it [capitalism] exhausted all it’s progressive possibilities and the proletariat became mature and strong enough to make the final bid for power. All the Bolshevik leaders, including Stalin, accepted the Menshevik position in essence. It was left to the political genius of Lenin to break through this reformist consensus.

Exiled in Switzerland and getting news about Russian development only through the bourgeois press, Lenin had already started developing the essentials of revolutionary understanding about the transition from the first to the second stage of the revolution; his Letters From Afar give indications of the direction of his thinking. To the complete astonishment of his followers, the first public statement that Lenin made immediately after his arrival in the Finland station in Petrograd in April 1917 was to hail the proletarian-socialist revolution and not to dish out homilies for the bourgeois-democratic revolution! When he presented his April Theses within party circles the next day, outlining a program for the transition to a socialist stage of the revolution, he was completely isolated. Bogdanov is said to have constantly interrupted his speech with shouts of “Delirium, the delirium of a madman,” and not one Bolshevik other than Kollantai spoke in favour of his plans. When it was published in the Pravda, the editorial team distanced itself from the argument by attributing it to an individual and not to the Party.

Between the February and the October revolution, Lenin applied with ferocious consistency the theory that he had developed so painstakingly in his debates with the reformist Mensheviks. Formulations of the indissoluble link between the two stages of the revolution and the associated idea of the leadership of the proletariat (in alliance with the peasantry) in the democratic revolution, which he had argued for tirelessly over the years were now about to be realized in practice. The fact that the proletariat and the peasantry (in the form of soldiers) had established an independent, revolutionary site of political power in the form of the Soviets was the crucial signal to Lenin that the bourgeois-democratic revolution had been completed and that the transition to the next stage was underway. Since there could not be two powers in the State, only one of the two – proletarian or bourgeois – would survive in the ensuing struggle that he could foresee. The task of the proletariat, therefore, was to start preparing for the overthrow of the Provisional Government and transferring all power to the Soviets, and not to stand up in support of the bourgeoisie, as the Mensheviks argued. Waiting for the “fullest development” of capitalism, as reformist doctrine suggested, was tantamount to ensuring that the Soviets got crushed by force like the Paris Commune in 1871.

Note that in Lenin’s insistence on the completion of the bourgeois-democratic stage of the revolution there is no place for the discourse of productive forces or the development of capitalism. It was not that capitalism had flourished and the productive forces had developed adequately in Russia between February and October 1917 to warrant the call for a socialist revolution; that was obviously not the case as the Bolsheviks were acutely aware. It was rather the case that the establishment of the revolutionary dictatorship of the proletariat and the peasantry was envisioned as an alternative path of development, a non-capitalist framework of social relations for the development of the productive forces. It is of course not true that the democratic revolution establishes socialism; its social and economic content remains bourgeois, but with the proletariat at the helm of affairs, a transition towards socialism is initiated, the movement is imparted an unmistakable socialist, i.e., proletarian orientation.

In the context of imperialism, questions about the character of the two revolutions, about the role of communists in them and about the question of the attitude towards capitalism in the colonial and semi-colonial countries had been discussed threadbare in the Second Congress of the Communist International in July 1920. Even though there were disagreements between Lenin, the official rapporteur on the “national and colonial question”, and M. N. Roy, who presented his own theses on the question, they came out with one striking agreement: where the working class was victorious and able to establish its political hegemony, it could lead the country (essentially the peasant masses) onto the path of socialism without the intervening capitalist stage of development. Presenting his report to the Congress on July 26, Lenin summarized this point of agreement as follows:

“… are we to consider as correct the assertion that the capitalist stage of economic development is inevitable for backward nations now on the road to emancipation and among whom a certain advance towards progress is to be seen since the war? We replied in the negative. If the victorious revolutionary proletariat conducts systematic propaganda among them, and the Soviet governments come to their aid with all the means at their disposal – in that event it will be mistaken to assume that the backward peoples must inevitably go through the capitalist stage of development… the Communist International should advance the proposition, with appropriate theoretical grounding, that with the aid of the proletariat of the advanced countries, backward countries can go over to the Soviet system and, through certain stages of development, to communism, without having to pass through the capitalist stage.” (Lenin, Collected Works, vol. 31, p. 244, emphasis added).

The essence of the democratic revolution under the leadership of the proletariat is the inauguration of a non-capitalist path of economic and social development. As Lenin points in the same report that we have just quoted from, forms of socialist organization, i.e. Soviets, can and should be formed not only in a proletarian context but also in a context marked by “peasant feudal and semi-feudal relations”. It is obvious that these institutions would impart the socialist orientation to the whole movement, would form the seeds of the future socialist society, seeds moreover nurtured, supported, defended and deepened in a still predominantly bourgeois society. To insist, as some have done recently, that the task of the proletariat during the democratic stage of the world historical revolution is to work for deepening capitalism, instead of forging a non-capitalist path of development through Soviet forms of organization, is to turn 150 years of international revolutionary working class theory and practice on its head.

Conclusion

The Menshevik position about the “fullest development” of capitalism being a necessary condition for the launching of the socialist struggle finds echoes in India today with the insistence on the development of the “most thorough-going and broad-based” capitalism being the precondition for initiating the socialist struggle. While it is hardly surprising that such a position finds political expression in inveterate “tailism”, what really is rather more difficult to believe is the accompanying ahistorical rhetoric of “different” capitalisms. It almost seems to have been asserted that we can choose among the different varieties of capitalisms being offered by history, limited only by our powers of imagination. Which one do you want comrade, history seems to have asked? Well, the social democrats answered, we want the one which is technologically progressive (leads to the fullest development of the productive forces) and also looks after the welfare of the workers and peasantry (through social reforms and huge expenditures in health and education and nutrition). Does the march of history and the development of the structural contradictions of global capitalism at the beginning of the twenty first century afford us the this luxury, this luxury to choose between capitalisms, between good and bad capitalisms? One is reminded of how Marx had chastised Proudhon in The Poverty of Philosophy for wanting capitalism without it’s socio-economic ills. The social democrats in India seem hell bent on committing the same mistake all over again.

References

Carr, E. H. The Bolshevik Revolution 1917-1923, Volume One. The Macmillan Company. 1950.

———— The Bolshevik Revolution 1917-1923, Volume Two. The Macmillan Company. 1952.

Foran, J. Taking Power: On the Origins of Third World Revolutions. Cambridge University Press. 2005

Lenin, V. I. Collected Works. Fourth Edition, Progress Publishers. 1965 (various volumes).

Marx, K. Address of the Central Committee to the Communist League. March 1850, in On Revolution, The Karl Marx Library, edited and translated by Saul K. Padover. McGraw-Hill Book Company. 1971.

Skocpol, T. States and Social Revolutions: A Comparative Analysis of France, Russia and China. Cambridge University Press. 1979.

Zinoviev, G. History of the Bolshevik Party. New Park Publications. 1974 [1923].

Zizek, S. (editor), Revolution at the Gates: A Selection of Writings from February to October 1917, V. I. Lenin. Verso. 2002.

Marx on unionism beyond economism

1.

These few hints will suffice to show that the very development of modern industry must progressively turn the scale in favour of the capitalist against the working man, and that consequently the general tendency of capitalistic production is not to raise, but to sink the average standard of wages, or to push the value of labour more or less to its minimum limit. Such being the tendency of things in this system, is this saying that the working class ought to renounce their resistance against the encroachments of capital, and abandon their attempts at making the best of the occasional chances for their temporary improvement? If they did, they would be degraded to one level mass of broken wretches past salvation. I think I have shown that their struggles for the standard of wages are incidents inseparable from the whole wages system, that in 99 cases out of 100 their efforts at raising wages are only efforts at maintaining the given value of labour, and that the necessity of debating their price with the capitalist is inherent to their condition of having to sell themselves as commodities. By cowardly giving way in their everyday conflict with capital, they would certainly disqualify themselves for the initiating of any larger movement.

At the same time, and quite apart form the general servitude involved in the wages system, the working class ought not to exaggerate to themselves the ultimate working of these everyday struggles. They ought not to forget that they are fighting with effects, but not with the causes of those effects; that they are retarding the downward movement, but not changing its direction; that they are applying palliatives, not curing the malady. They ought, therefore, not to be exclusively absorbed in these unavoidable guerilla fights incessantly springing up from the never ceasing encroachments of capital or changes of the market. They ought to understand that, with all the miseries it imposes upon them, the present system simultaneously engenders the material conditions and the social forms necessary for an economical reconstruction of society. Instead of the conservative motto, “A fair day’s wage for a fair day’s work!” they ought to inscribe on their banner the revolutionary watchword, “Abolition of the wages system!”

After this very long and, I fear, tedious exposition, which I was obliged to enter into to do some justice to the subject matter, I shall conclude by proposing the following resolutions:

Firstly. A general rise in the rate of wages would result in a fall of the general rate of profit, but, broadly speaking, not affect the prices of commodities.

Secondly. The general tendency of capitalist production is not to raise, but to sink the average standard of wages.

Thirdly. Trades Unions work well as centers of resistance against the encroachments of capital. They fail partially from an injudicious use of their power. They fail generally from limiting themselves to a guerilla war against the effects of the existing system, instead of simultaneously trying to change it, instead of using their organized forces as a lever for the final emancipation of the working class that is to say the ultimate abolition of the wages system.

VALUE, PRICE AND PROFIT, 1865

2.
Trades’ unions. Their past, present and future

(a) Their past.

Capital is concentrated social force, while the workman has only to dispose of his working force. The contract between capital and labour can therefore never be struck on equitable terms, equitable even in the sense of a society which places the ownership of the material means of life and labour on one side and the vital productive energies on the opposite side. The only social power of the workmen is their number. The force of numbers, however is broken by disunion. The disunion of the workmen is created and perpetuated by their unavoidable competition among themselves.

Trades’ Unions originally sprang up from the spontaneous attempts of workmen at removing or at least checking that competition, in order to conquer such terms of contract as might raise them at least above the condition of mere slaves. The immediate object of Trades’ Unions was therefore confined to everyday necessities, to expediences for the obstruction of the incessant encroachments of capital, in one word, to questions of wages and time of labour. This activity of the Trades’ Unions is not only legitimate, it is necessary. It cannot be dispensed with so long as the present system of production lasts. On the contrary, it must be generalised by the formation and the combination of Trades’ Unions throughout all countries. On the other hand, unconsciously to themselves, the Trades’ Unions were forming centres of organisation of the working class, as the mediaeval municipalities and communes did for the middle class. If the Trades’ Unions are required for the guerilla fights between capital and labour, they are still more important as organised agencies for superseding the very system of wages labour and capital rule.

(b) Their present.

Too exclusively bent upon the local and immediate struggles with capital, the Trades’ Unions have not yet fully understood their power of acting against the system of wages slavery itself. They therefore kept too much aloof from general social and political movements. Of late, however, they seem to awaken to some sense of their great historical mission, as appears, for instance, from their participation, in England, in the recent political movement, from the enlarged views taken of their function in the United States, and from the following resolution passed at the recent great conference of Trades’ delegates at Sheffield:

“That this Conference, fully appreciating the efforts made by the International Association to unite in one common bond of brotherhood the working men of all countries, most earnestly recommend to the various societies here represented, the advisability of becoming affiliated to that hody, believing that it is essential to the progress and prosperity of the entire working community.”

(c) Their future.

Apart from their original purposes, they must now learn to act deliberately as organising centres of the working class in the broad interest of its complete emancipation. They must aid every social and political movement tending in that direction. Considering themselves and acting as the champions and representatives of the whole working class, they cannot fail to enlist the non-society men into their ranks. They must look carefully after the interests of the worst paid trades, such as the agricultural labourers, rendered powerless [French text has: “incapable of organised resistance”] by exceptional circumstances. They must convince the world at large [French and German texts read: “convince the broad masses of workers”] that their efforts, far from being narrow — and selfish, aim at the emancipation of the downtrodden millions.

Instructions for the Delegates of the Provisional General Council, 1866

3.

The political movement of the working class has as its object, of course, the conquest of political power for the working class, and for this it is naturally necessary that a previous organisation of the working class, itself arising from their economic struggles, should have been developed up to a certain point.

On the other hand, however, every movement in which the working class comes out as a class against the ruling classes and attempts to force them by pressure from without is a political movement. For instance, the attempt in a particular factory or even a particular industry to force a shorter working day out of the capitalists by strikes, etc., is a purely economic movement. On the other hand the movement to force an eight-hour day, etc., law is a political movement. And in this way, out of the separate economic movements of the workers there grows up everywhere a political movement, that is to say a movement of the class, with the object of achieving its interests in a general form, in a form possessing a general social force of compulsion. If these movements presuppose a certain degree of previous organisation, they are themselves equally a means of the development of this organisation.

Where the working class is not yet far enough advanced in its organisation to undertake a decisive campaign against the collective power, i.e., the political power of the ruling classes, it must at any rate be trained for this by continual agitation against and a hostile attitude towards the policy of the ruling classes. Otherwise it will remain a plaything in their hands, as the September revolution in France showed, and as is also proved up to a certain point by the game Messrs. Gladstone & Co. are bringing off in England even up to the present time.

LETTER TO FRIEDRICH BOLTE, 1871

Market Terrorism

Rick Wolff

The intimate partnership between mainstream economics and right-wing ideology has long trumpeted the wonderful efficiency of markets. In these partners’ fantasy, markets are truly wondrous coordination mechanisms that perfectly match the supply of goods and services to what buyers demand. All this happens, they say with immense self-satisfaction, without the intervention of any government or collective authority (which would, they insist darkly, abuse the power to make such interventions). It must be difficult for these partners now to contemplate how markets first produced and then spread the current financial disasters across the globe.

US markets began the process in 2000 by rapidly generating many more home mortgages and mortgage-backed securities than before. Profit-driven mortgage brokers greatly increased the number of home mortgages. Profit-driven banks saw huge fees in converting these mortgages into securities and selling them to investors in financial markets around the world. To do that, the banks entered the market for security ratings and paid the providers of these, corporations like Moody’s and Standard and Poor’s, to supply high ratings. The rating companies complied and made huge profits in that market. The banks also purchased insurance policies (“guaranteeing” these mortgage-backed securities’ principal and interest payments) in the market for them. The insurance companies made much money selling those policies.

No conspiracy was needed to produce the real-estate bubble nor its current, devastating implosion. Just the normal workings of profit-driven markets sufficed to do the job.

Meanwhile, the labor market in the US since 2000 kept real wages from rising. So, many workers could not keep up their mortgage payments, especially when the market prices for food and fuel soared. They stopped their mortgage payments. The banks, hedge funds, and others who had purchased the highly-rated, insured mortgage-backed securities discovered that the market had sold them bad investments. Trying to sell these bad investments, they discovered that there were few buyers. Mortgage-backed securities’ prices collapsed. That’s how markets work. The lowered prices of mortgage-backed securities reduced the wealth of the banks, hedge funds, and other investors around the world who still owned them. The collapsing market for mortgage-backed securities commenced to terrorize all the world’s financial movers and shakers starting in the second half of 2007.

When banks, hedge funds, and wealthy investors get hurt, they immediately use markets to try to shift the pain onto others. Banks sought to recoup losses from their bad investments by withdrawing credit from individuals and businesses and/or charging more for the loans they provided to them. In economic language, the mortgage-backed securities’ collapse was spread to the credit markets generally. And that brought the disaster to credit-dependent individuals and businesses that had had nothing to do with mortgages or real estate. The market mechanism thus spread terror to vast new populations.

As credit markets extended the mortgage-backed securities disaster, via constricted credit to other borrowers, those borrowers had in turn to reduce their purchases in the consumer and capital goods markets. The linked markets proved to be a very effective mechanism enabling the mortgage-backed security crisis to provoke an economy-wide recession in the United States. Since the US is the largest market in the world for commodities produced everywhere, its recession will spread — by means of the market — to produce economic turmoil and suffering globally. The world’s markets comprise a terror network, a system for producing economic disaster and delivering it to every corner of the planet.

Much like other kinds of religious fundamentalism, market fundamentalism — the dogma that markets guarantee efficiency and prosperity — has wrecked economies and lives. Plato and Aristotle explained the dark side of markets thousands of years ago. They and countless others since then have shown how and why markets repeatedly destroy the bonds of community and undermine social cohesion. Yet the market fundamentalism of recent decades blinded leaders and many followers to the known failures of markets. They and we will now pay a heavy price for their blindness.

I am not saying that markets must never be used as ways to distribute some products and some productive resources. That would simply be a reverse fundamentalism. Rather, lets recognize that markets have strengths and weaknesses and act accordingly. Just as we know government intervention and planning needs checks and balances to avoid its pitfalls, markets need all sorts of checks and balances to avoid their horrors. The worship of markets “free” from constraints and controls is bad witchcraft the world can no longer afford.

In any case, markets, whether controlled more or less, are not our economy’s only basic problem. How markets work is shaped by how we organize production. Our economic system organizes production in ways that do more damage than markets. Production occurs mostly in corporations run by boards of directors (usually 15-20 individuals). Those boards receive the profits made from the goods and services produced by the workers. Those boards decide what to do with those profits. Those boards manipulate markets to enhance their profits and to maintain their position atop the corporate system. In contrast, the workers — the majority in every enterprise — do not get the profits their labor produces nor have they any say in what is done with them. In the market as organized by boards of directors, workers get too little in wages and pay too much in prices.

This system places conflict and conflict of interests right in the heart of production. Boards of directors work to get more out of workers while paying them less; the workers want the opposite. What a way to organize production!

Class conflict on the job spills over into markets. “Reforms” imposed on markets in the wake of their current meltdown will fail if we do not change the organization of production. Suppose we reorganized production so that those who produce the goods are also those who receive the profits and decide on their use. Suppose in this way US workers achieve what polls show they want — to be their own bosses on the job. Suppose every job description obliges the worker holding that job to participate in collective discussion and decision on how to use the enterprise’s profits.

As their own bosses, workers could effectively insist that markets be just as controlled and limited to serve the majority as corporations and governments should be.

—————
Rick Wolff is Professor of Economics at University of Massachusetts at Amherst. He is the author of many books and articles, including (with Stephen Resnick) Class Theory and History: Capitalism and Communism in the U.S.S.R. (Routledge, 2002) and (with Stephen Resnick) New Departures in Marxian Theory (Routledge, 2006).

The Indo-Nepal People’s Solidarity Forum – A Concept Paper

Nepal is a land locked country situated in between two giants – China and India. It is surrounded by India in east, south and west and shares an open border of around 1800 kms. While on the north it is only the Himalayas that separate Nepal from China . Nepal’s landlocked status and especially its dependence on India for access to the outside world, vital products such as petroleum, investments by Indian corporate sector has been exploited by successive Indian governments to keep Nepal under their ‘sphere of influence’. However, since the emergence of Communist Party of Nepal (Maoist) as the major political formation in Nepal, Indian ruling classes have become apprehensive whether they can keep Nepal under their tutelage, and have intensified their interference in Nepal’s internal affairs. Meanwhile India is emerging as the regional gendarme for US imperial interests and enabling US imperialism to interfere in the internal affairs of Nepal. The step up in US interference in south Asia and the presence of US led NATO troops in Afghanistan and Pakistan makes US role in Nepal all the more pernicious.

Propelled by the achievements of the ten years of the Peoples War, the joint mass movement reached a new height in the nineteen days of April 2006 mass uprising. Such was the appeal of the Maoist demand for an elected Constituent Assembly that this became the rallying cry of the ‘Jan Andolan’ and compelled the seven political parties leadership to accept this and unite with Maoists to establish a “Democratic Republic of Nepal”. Maoist slogan “For a Democratic Republic of Nepal” indeed became the popular slogan of the mass uprising against the autocratic monarchy. This uprising also taught that masses can defeat their oppressors and that it is people’s inalienable right to decide their destiny.

In their bid to keep the mass movement under their control, the Indian ruling classes first attempted to bring a rapprochement between the king and the parliamentary parties, and dispatched Karan Singh as their emissary to mediate. While this effort was emphatically rejected by the CPN (Maoist) and the ‘jan andolan’, the monarchy which was at the verge of collapse, nevertheless, managed to survive, because power was transferred to the seven political parties on April 24, 2006. With the formation of the seven parties government they called off the popular mass movement. But by January 2007 under public pressure the seven parties agreed to Maoist conditions for locking their weapons and to join the interim government.

Since then imperialists, expansionists and domestic reactionaries have tried to isolate the Maoists and employed different means to suppress them and reverse the achievements of the mass movement. It is significant that within less than 24 hours of the promulgation of interim constitution in January 2007 campaign began, directed against the CPN(M) cadres and supporters, particularly, in Terai or Madhesh, by using mercenaries. The massacre at Gaur is a gruesome instance in which the criminal gangs butchered 28 Maoist party members and/or sympathizers on April 4, 2007, who were gathered in an open field for an open mass meeting organized by Madhesi Mukti Morcha. Professional killer gangs were exported from adjoining part of Bihar and Uttar Pradesh in India to carry out this massacre. The India based Hindu communal-fascist groups have been directly involved in organising criminal activities. Yogi Adityanath of Gorakhpur , had hosted meetings in Gorakhpur in December 2006 for this very purpose. The state government of Bihar and UP as well as the central government knowing that such conspiracies were being hatched against the CPN(Maoist), from Indian soil using Indian criminals, did nothing to stop them. This is particularly striking because Indian security forces have deployed 35 battalions (or nearly 40,000 armed soldiers) of Sashastra Sena Bal (SSB) to monitor the border with Nepal and the distance between their check posts is barely 1.5 kms. Which is to say that it is difficult to believe that such criminal conspiracies can fructify without Indian government’s connivance. There are at least 22 armed gangs promoted by various outside agencies in Nepal. Most of them are patronized by the Indian establishment. It is also worth noting that on, 8 November 2007 , United Nation’s officials met leaders of some of these gangs in Muzzafarpur, Bihar.

Threat of Indian military intervention in Nepal , if Maoists come to power, is also no longer ruled out. Recently, in October 2007, a former head of Gurkha Regiment, (retd) Major General Ashok Mehta, and one of the several back channel ‘envoys’ used by the Indian government on Nepal told BBC Nepali recently that Indian army would not sit back if Maoists come to power in Kathmandu. While Indian officials denied any such plan, fact remains that such preparations are afoot. The US imperialists meanwhile have been downright hostile and supported the most malignant sections of the Nepal ‘s domestic reactionaries. And even when the whole world has recognized CPN(M)) as a principal political force in Nepal, US has carried on calling them ‘terrorists’. They have also tried to bring the Nepal Army under their tutelage through military aid and training. While imperialist conspiracies have not succeeded so far, neither have they stopped.

In this developing situation the postponement of elections to the CA in June 2007 and again in November 2007, has made the Comprehensive Peace Agreement of January 2007 virtually redundant. The demand voiced by CPN( Maoist) to declare Nepal a “Democratic Republic” and for full proportional representation system to elect the Constituent Assembly, therefore, was to ensure that the aspirations of the ‘jan andolan’ are not aborted. Let us recall that the principal slogan of Jan Andolan II was “For A Democratic Republic of Nepal “. And it is only a full proportional representation system which can ensure that local permutations and combinations, and first past the goalpost, which splits votes and strengthens local power wielders, do not rob the masses of their real representatives.

It is, therefore, need for a new alignment of Republican forces with a common democratic program has grown. The polarization between the Republicans and the Monarchists has indeed become sharp. This is manifest in the common stance adopted by the CPN(M), CPN(UML) and other left forces for instance on the important issue of declaring Nepal a republic, and of election to the Constituent Assembly to be based on Full Proportional Representation system. Inside the interim Assembly these parties have a majority as evident from the recent voting on this issue. It is the parties in a minority, including Nepali Congress, which are procrastinating and thwarting adoption of resolution declaring Nepal a Democratic Republic and for proportional representation system.

These developments, we believe, has brought Nepal to a new stage of a revolution and there is an immense possibility that Nepali people will become the harbingers of the first successful revolution of 21st century. However, there is also a threat that the foreign and domestic reactionaries will do their utmost to sabotage this from happening. Indian State is the main reactionary power in the region and the conduit through which much of the subversive activities directed against Nepali people, including the proxy war being waged by the US agencies, is being launched. Indian ruling classes have in the past annexed Sikkim, sent troops to Sri Lanka, played a role in emergence of Bangladesh. And now there are fears that the Indian ruling classes backed by US may try to partition Nepal by pushing for Madhesh/Terai secessionism. On the other hand, Indian people have both historical links with the Nepali people as well as there are more than 50 lakh Nepalese living and working amongst us. We have a shared history of helping each others struggles. It is thus natural that all those Indians who support the struggle of Nepali people for their emancipation must come together in solidarity with them.

Whereas success will give a boost to revolutionaries throughout the world a failure can send a negative message to the revolutionary and oppressed people of the world. In order to ensure the victory of the people’s revolution, solidarity with Nepalese people’s struggle to decide their own destiny is the need of the hour. Therefore, we have decided to set up an All India Indo-Nepal People’s Solidarity Forum to rally the revolutionary, progressive and genuine democratic forces of India in support of the Nepali people’s right to decide their destiny without any outside interference.

Slogans Adopted:
1. Oppose Indian Hegemony
2. No To US Imperialist Intervention in Nepal
3. Uphold the Nepalese People’s Right to Decide Their Own Destiny
4. Support ‘Democratic Republic of Nepal’

(Adopted on December 9, 2007 at the first meeting of the Executive Committee of the Indo-Nepal People’s Solidarity Forum, held at Faculty Centre, JNU, New Delhi.)

Appendix

The Indo-Nepal People’s Solidarity Forum (INPSF) has a three member presidium for the time, a general secretary, a treasurer along with 22 members of executive committee from different states of India. Professor Randhir Singh, a renowned Marxist thinker and scholar, is the forum’s patron.

The list of executive committee members are as following:

Anand Swaroop Verma, Samkaleen Teesari Duniya (member of presidium)
M. Raratnamala, Independent women rights activist (Member of presidium)
Prof. Amit Bhattacharya, Jadavpur University (Member of presidium)
Pavan Patel (General Secretary)
Abhishek Srivastav(Treasurer)
Anjani Kumar, Revolutionary Democratic Front
A. Mukundan, President, New Democratic Labout Front, Tamilnadu
Sheomangal Siddhantkar, General secretary CPI (ML) New Proletarian
Dhruv Narayan, PCC, CPI(ML)
Somnath Chatterjee, West Bengal State Organising Committee, CPI(ML)
Chandrabhan, Communist Gadar Party of India
Mrigank, Naujawan Bharat Sabha
Sidhartha, Struggle India
Amitava Bhattacharya, Gen. Secy. Majdoor Kranti Parishad
Justice Ajit Singh Bains, Chairman Punjab Human Rights Organisation
Ajayprakash, Anti-Inperialist Writer Forum
Harish, Krantikari Lok Adhikar Sangthan
Nagendra, Inqlabi Majdoor Kendra
Narain Dutt, Inqlabi Kendra Punjab
Prof. Vijay Singh, Revolutionary Democracy
Kavita Krishnan, (CPI(ML) Liberation
Laxman Pant, Nepali Janadhikar Suraksha Samiti, Bharat
Balwant Yadav, Indian Association of People’s Lawyer (IAPL)

Along with this Gautam Navalakha and Debojoti Basu are special invitees in the forum.

Pavan Patel, Gen. Secy., INPSF

Common School System and the Future of India

Anil Sadgopal[1]

The debate on Right to Education was initiated by Mahatma Jotirao Phule almost 125 years ago when a substantial part of the memorandum presented by him to the Indian Education Commission (i.e. the Hunter Commission) in 1882 dwelt upon how the British government’s funding of education tended to benefit “Brahmins and the higher classes” while leaving “the masses wallowing in ignorance and poverty.” Mahatma Phule drew attention to the irony that this happens when most of the revenue collected by the British government is generated from the output of the labour of the masses themselves. Things have not fundamentally changed since then. In 1911, when Gopal Krishna Gokhale moved his Free and Compulsory Education Bill in the Imperial Legislative Assembly, he faced stiff resistance. Instead of supporting the Bill, the members representing the privileged classes from Mumbai, Maharajas and other rulers from princely states and the big landlords from feudal areas talked of the conditions in the country not being ripe for such a Bill and that haste should be avoided. The Maharaja of Darbhanga from Bihar collected 11,000 signatures on a Memorandum from princes and landlords expressing concern about what would happen to their farm operations if all children were required to attend the school! The Bill obviously could not be approved. At the National Education Conference held at Wardha (Maharashtra) in 1937, Mahatma Gandhi had to use all the moral powers at his command to persuade the Ministers of Education of the newly elected Congress governments of seven provinces to give priority to Basic Education (Nai Talim) of seven years and allocate adequate funds for this purpose. The Ministers kept on pointing out that there was no money.

During the Constituent Assembly debate in 1948-49, a member contended that the commitment made in the draft Article (later to be known as Article 45) to provide “free and compulsory education” to children up to 14 years of age should be limited to only 11 years of age as India would not have the necessary resources. The dilution would have been made but for Dr. Babasaheb Ambedkar’s clarity of mind that it is at this age of 11 years that a substantial proportion of children become child labourers. He forcefully argued that the place for children at this age in independent India should be in schools, rather than in farms or factories. This is how an unambiguous commitment to provide free education through regular full-time schools to all children up to 14 years of age (including children below 6 years) by 1960 became an integral component of India’s Constitution. This implies that the persistence of more than half of our children today in the school going age group of 6-14 years as out-of-school children [2] (at least 5 crores of them being child labourers) constitutes a clear violation of the Constitution. Likewise, the provision of  non-formal education in the National Policy on Education–1986 as well as the parallel streams of facilities of varying qualities in the World Bank-sponsored District Primary Education Programme (DPEP) of the 1990s and the ongoing Sarva Shiksha Abhiyan (about 35% of its funds are from World Bank, European Union, DFID and other international agencies) violate the basic spirit of the Constitution as all these are designed to co-exist with both the child labour and inequality in society.

The rhetoric of lack of resources for mass education has continued to dominate policy formulation since Independence. In June 2006, the Central Government, claiming lack of resources, decided not to present the Right to Education Bill in the Parliament in spite of it becoming obligatory under Article 21A introduced through 86th Constitutional Amendment in December 2002. Instead, the central government sent a highly diluted and distorted draft Bill to the state/UT governments advising them to get it approved in their respective assemblies. This amounted to blatant abdication by the centre of its Constitutional obligation to give effect to the historic Fundamental Right accorded to elementary education for children in the 6-14 year age group. The Indian State is so scared of giving children Fundamental Right to Education that it has not even notified the 86th Constitutional Amendment to date though it was signed by the President of India more than five years ago.

Right to Education as Envisioned in the Constitution

The majority comprising the upper classes and upper castes in the Constituent Assembly ignored Dr. Ambedkar’s plea to place Article 45 in Part III of the Constitution, thereby denying education the status of a Fundamental Right in modern India. Instead, this Article was placed in Part IV of the Constitution making it a Directive Principle of the State Policy. In spite of this denial, there are five critical dimensions of the vision of education that emerges from the Constitution which must guide social movements in their struggle to gain Right to Education. First, this was the only Article among Directive Principles (Part IV) that had spelt out a time frame for its fulfillment viz. within ten years of the commencement of the Constitution. The political leadership, irrespective of its ideological orientation, has so far failed to meet this obligation. Second, thechildren below six years of age were included in the reference to the children up to 14 years of age in Article 45. This made the provision of Early Childhood Care (including nutrition, health care and balanced development) along with pre-primary education of the children from birth to six years of age a Constitutional obligation of the State[3]. Third, the Constitution placed the agenda of eight years of elementary educationbefore the State, rather than merely five years of primary education. In this light, the attempt by the policy makers since the 1990s, as reflected in World Bank-sponsored DPEP, to reduce this agenda to primary education must be viewed as being violative of the Constitution’s vision[4]. Fourth, elementary education must be provided in such manner as not to violate other provisions of the Constitution, especially Fundamental Rights. For instance, educational planning must be consonant with the principles of equality and social justice enshrined as Fundamental Rights. This has major implications that we will take up when we discuss the agenda of Common School System. It would suffice to state here that any programme that provides education of varying quality to different sections of society and denies education of equitable quality is not allowed by the Constitution. Fifth, the Article 45 should have been invariably read in conjunction with Article 46 which directs the State to give special attention to the education of the SCs and STs.

The discourse on Right to Education got a new turn with Supreme Court’s Unnikrishnan’s Judgement (1993). In this almost revolutionary interpretation of the Constitution, the Supreme Court stated that Article 45 in Part IV of the Constitution must be read in “harmonious construction” with Article 21 (Right to Life) in Part III since Right to Life is meaningless if it is without access to knowledge. Thus the Supreme Court in 1993accorded the status of Fundamental Right to “free and compulsory education” of all children up to 14 years of age (including children below six years of age).

Right to Education and the Ruling Class

The above historic declaration by the Supreme Court in 1993 made India’s ruling class uncomfortable. The central government undertook a series of exercises in the following years designed to extricate itself of the implication of the judgment. The Saikia Committee Report (1997) and the 83rd Constitutional Amendment Bill (August 1997) along with the report of the HRD Ministry-related Parliamentary Committee (November 1997) provide evidence of the clever ways being conceived in order to dilute and distort the concept of the Fundamental Right to education. However, there was public criticism of these attempts. Intellectuals, activists and people’s organizations presented memoranda of their concerns to the Parliamentary Committee and organized public debates engaging leadership of major political parties (e.g. Delhi University Convention, December, 1997). Sensing this resistance, the entire matter of Right to Education was put in cold storage for the next four years.

In November 2001, the 86th Constitutional Amendment Bill was presented to the Lok Sabha (the Lower House of Parliament). This Bill, like its predecessor 83rd Amendment Bill, too, was flawed. It was misconceived insofar it (a) excluded almost 17 crore children up to six years of age from the provision of Fundamental Right to free early childhood care and pre-primary education; (b) restricted the Fundamental Right of even the 6-14 year age group by placing a conditionality in the form of the phrase “as the State may, by law, determine” in Article 21A; this gave the State the instrumentality to restrict, dilute and distort the Fundamental Right given through Article 21A; (c) shifted the Constitutional obligation towards free and compulsory education from the State to the parents/guardians by making it their Fundamental Duty under Article 51A (k) to “provide opportunities for education” to their children in the 6-14 age group; and (d) reduced, as per the Financial Memorandum attached to the amendment Bill, the State’s financial commitment by almost 30% of what was estimated by the Tapas Majumdar Committee in 1999.

There was widespread public criticism of the anti-people character of the above Bill. A rally of 40,000 people, drawn from different parts of the country, at Delhi’s Ramlila Grounds held on the day the Bill was discussed in the Lok Sabha (Nov. 28, 2001) demanded radical amendments in the Bill. Several Lok Sabha MPs, cutting across party lines, also criticized the Bill. In public mind, it was becoming clear that the hidden agenda of the Bill was not to accord the status of Fundamental Right to elementary education but to snatch away the comprehensive right that the children up to 14 years of age had gained through the Unnikrishnan Judgment. Ignoring the public outcry, however, a consensus was arrived at among all the political parties of varying ideological backgrounds and the Bill was passed in both Houses of the Parliament without even a single dissenting vote. The aforesaid four flaws in the Bill, now legitimized through the 86th Amendment in December 2002, have since provided the basis for misconceiving the Sarva Shiksha Abhiyan and, more recently, the so-called Model Bill viz. Draft Right to Education Bill (2006) sent to the state/UT governments.

It is noteworthy that the new Article 21A introduced through the 86th Amendment is the only Fundamental Right that has been given conditionally. As pointed out above, this Right will be given to the children “as the State may, by law, determine.” None of the other Fundamental Rights is tied to such a pre-condition. It is precisely this legislation that both the NDA and UPA governments failed to finalise and present in the Parliament. The latest move of the centre in June 2006 to shelve the Bill altogether by sending a flawed draft to the states/UTs, amounts to abdication by the Indian State of its Constitutional obligations. Why did it become necessary for the ruling elite to incorporate such a pre-condition in Article 21A in the first place and then not to enact the legislation as per its requirement? In order to answer this question, we must examine the major policy shift that has taken place as a result of the adoption of the so-called economic reforms and the neo-liberal agenda of globalization.

One matter must be settled at this juncture. The ruling elite imagines that, as a result of the 86th Amendment and introduction of Article 21A, it has succeeded in divesting the children below six years of age of their Right to Education, including right to Early Childhood care and pre-primary education. However, the fact is that this amendment does not negate Supreme Court’s Unnikrishnan Judgment (1993) which directed that the original Article 45 of Part IV may be read in harmonious construction with Article 21 (Right to Life) of Part III. This raised the original Article 45 to the status of a Fundamental Right. In view of this, the amended Article 45, providing for early childhood care and education, can still be legitimately read in conjunction with Article 21, thereby giving the children below six years of age a Fundamental Right that was snatched away by the 86th Amendment.

Before probing the impact of the neo-liberal agenda, let us acknowledge a rather discomforting reality. In spite of the significant flaws of the 86th Constitutional Amendment as pointed out above, it has taken the country more than five decades to accord education the status of Fundamental Right. In this sense, the amendment has indeed given the social movements a fairly powerful weapon to continue and broaden their struggle for education with equality, social justice and dignity. From this perception emerges a three-fold agenda viz. (a) struggle for realizing the full entitlement made available from this otherwise limited 86th Amendment; (b) using policy analysis (see the following Section) as a people’s tool of struggle, expose the political economy of the amendment with a view to reveal the class character of the Indian State as well as the neo-liberal agenda before the masses; and (c) extend the struggle to seek pro-people amendment of the 86th Amendment itself.

Neo-Liberal Assault on Education Policy

Although the agenda of globalization started operating in India from the mid-1980s onwards, its formal announcement was made through the New Economic Policy in 1991. The new element was IMF-World Bank’s Structural Adjustment Programme imposed on the Indian economy as a pre-condition to receiving fresh international loans/grants. This meant that the Indian government was obliged to steadily reduce its expenditure on the social sector, particularly health and education. This was a rather enigmatic pre-condition in a country where the vast majority of the people did not have access to quality health or education. In education, it made even less sense as it was imposed by those who were advocating ‘Education For All’ programme along with the move towards the so-called “Knowledge Economy”. One can’t, therefore, avoid asking the question: what was the hidden agenda? An analysis of the declaration issued by the World Bank-UN sponsored “World Conference on Education for All” (1990) reveals that the central thesis in the Indian context was three-fold. Firstthe State must abdicate its Constitutional obligation towards education of the masses in general and school-based elementary education in particular, become dependent on international aid for even primary education and work through NGOs, religious bodies and corporate houses. Secondthe people neither have a human right as enshrined in the UN Charter nor a Fundamental Right to receiving freeelementary education of equitable quality as implied by the 86th Amendment. Thirdeducation is a commodity that can be marketed in the global market. It follows, therefore, that the education system – from the pre-school stage to higher education – must be, as rapidly as possible, privatized and commercialised. This central thesis has originated from the highest echelons of the global market economy and the Indian Parliament, along with India Inc., has unfortunately acquiesced without any critical scrutiny whatsoever, purportedly in larger “national interest”. Prof. Noam Chomsky, the redoubtable US scholar-cum-activist, would not have found a more shameful example of his proposition of “manufacturing of consent”!

In smaller countries, particularly in the ones lacking a strong base of government-funded schools, the above neo-liberal agenda would not be hard to implement. However, in a vast country like India, having a rich history of government’s engagement in education, the neo-liberal agenda required a special strategy. The Indian situation was marked by glaring contradictions. On the one hand, a whole generation of academia, writers, scientists, doctors and engineers, civil servants, lawyers and public figures until the 1990s had been, by and large, nurtured in the government-supported education system. In 1991, the massive school network comprised more than 8 lakh (0.8 million) schools (the figure has grown to more than 11 lakhs (1.1 millions) today), 94% of which were either government/local body or private but government-aided schools.Less than 6% were private unaided schools. The higher education system then comprised about 5,000 colleges, 1,000 professional institutions and 200 universities. It is no body’s case, on the other hand, that the system was adequate – either in quantity or in quality. Half of the nation’s children (and two-thirds of the girls) were essentially out of school (see Endnote 5) – unable to complete even eight years of elementary education. The Constitutional goal of achieving universal elementary education by 1960 eluded the policy makers, as it continues to do even today. A conservative estimate showed that the number of primary schools needed to be increased by almost two-fold while the number of upper primary and secondary schools needed to multiply several fold. As a conservative estimate, we needed at least twice as many qualified and well-trained school teachers as we had in 1991 (this number then was about 40 lakhs [4 millions]).

The 1986 education policy had resolved to raise investment in education such that it will reach at least 6% of GDP by the year 2000. This unfulfilled resolve was incorporated in the UPA’s Common Minimum Programme in May 2004. Yet, as percentage of GDP, India spent less on education in 2005-06 (less than 3.5% of GDP) than what it spent in 1985-86 when the policy was passed by the Parliament. This is despite the fact that the Government had levied 2% Education Cess and raised almost 35% of the resources for Sarva Shiksha Abhiyan from international funding agencies. Clearly, as a result of the Structural Adjustment Programme, the political will to mobilize public resources for education by reprioritisation of Indian economy was at a lower level in 2005-06 than what it was 20 years earlier!

What the country needed in 1991 – five years after the 1986 policy – was a firm resolve to first rapidly fill up the cumulative gap resulting from continued underinvestment and then maintain the elusive investment level of 6% of GDP in the following decades. Nothing short of a radical departure was long awaited in orderto energise and restructure the entire education system along with its curriculum. Yet, what the global market forces persuaded the Indian State to do in the 1990s was precisely the opposite of what was directed by the Constitution and resolved by the Parliament in the 1986 policy. The undeclared but operative strategy was to “let the vast government education system (from schools to universities) starve of funds and, consequently, deteriorate in quality.” As the quality would decline, resulting in low learning levels, the parents, even the poor among them, would begin to withdraw their children from the system. A sense of desperation and exclusion from the socio-economic and political space in the country would prevail. More importantly, the people’s faith in the Constitution and the capability of the State to fulfill its obligations will be shaken up, thereby leading to a cynical view of the nation-state. This will lay the groundwork for appreciation of market as a means of solving people’s problems. The neo-liberal economist and advocates have long striven for precisely this goal: measured weakening of the State and increasing credibility and power of the market.

When the children “walk-out” of the schools in protest against their poor quality and irrelevance (no child ever drops out, the official claims notwithstanding, as explained in Footnote 3!), two possibilities would emerge. First, low fee-charging unaided private schools (recognized or unrecognized) would mushroom to meet the new demand. Second, the government would have an alibi for closing down its schools as their low enrolment would have made them unviable. The school campuses could then be converted into commercial ventures such as shopping malls in urban areas or police stations in rural areas, as it has been happening all over the country. A well-equipped police force will increasingly become the State’s priority in “Shining India” (or “Incredible India”) with a view to protect the upward mobile middle class and the elite along with their establishments from the unemployed poor youth who were either denied school education or were compelled to quit without completing it. The likelihood of growth of lumpenisation in this category of youth could at least be partly attributed to the denial of the opportunity for socialization in the common public space of the school, necessary for becoming part of even the bourgeois vision of the nation. Yet, closure of schools would be unabashedly termed “rationalization” of the school system in official reports[5]. The 1990s and the beginning of the 21st century increasingly stand witness to this phenomenon. The neo-liberal agenda is operating as per its original design!

The public expectations from the government system posed another challenge to the global market forces. Arguably, a general unrest in the country might be expected if the above neo-liberal strategy of demolishing the government school system became too apparent. The World Bank-sponsored District Primary Education Programme (DPEP), therefore, took a cue from the 1986 policy’s non-formal stream for the poor. It started promoting low quality parallel streams, rather than providing more of regular full-time schools. From 1993-94 onwards, the DPEP pushed and eulogized all kinds of parallel streams such as alternative schools, education guarantee centres, multi-grade teaching and bridge courses – anything but a regular school! The cadre of teachers was rapidly replaced by para-teachers i.e. under-qualified, untrained and under-paid young persons appointed on short-term contract. A new sociological principle emerged: a separate layer of educational ‘facility’ (not a school) as per the social and economic status of the child. A Common School System functioning through Neighbourhood Schools would have instead enabled children of different class, caste, religious and language backgrounds to study and socialise together. This would have helped promote equality and social justice and also an appreciation of India’s rich diversity and composite culture. With their own children studying in the Neighbourhood School, this would have also provided an objective basis for the more powerful and privileged sections of society to have a vested interest in the state-supported school system, thereby maintaining both its quality and political credibility. However, the emerging system in the 1990s, as promoted by the neo-liberal agenda, was designed to isolate and alienate children belonging to different sections of society. The Indian Constitution was in tatters.

The impact of neo-liberal agenda on the Indian education policies must not be underestimated. Education is no more viewed as a tool of social development but as an investment for developing human resource and global market (see Ambani-Birla Report’s Foreword, GoI, 2000). This innocuous looking statement of the purpose of education implies a major paradigm shift. The dominant features of education having serious epistemic (knowledge-related) and associated implications that emerge out of this paradigm shift may be identified as follows:

  • trivialisation of the goals of education e.g. confusing education with merely literacy (e.g. National Literacy Mission of 1990s) or skills (the XI Plan attempts to equate education with market skills);
  • fragmentation of knowledge into marketable competencies, as was done in Minimum Levels of Learning (MLLs) during early 1990s;
  • alienation of knowledge from its social ethos and material base, a phenomenon that has prevailed since independence but has been exacerbated several-fold in recent years by rapidly growing dependence on information technology in schools, particularly expensive private schools;
  • increasingly dominant role of the global market forces in determination of the character of knowledge (e.g. computer companies designing syllabi, textbooks and learning softwares);
  • institutionalisation of economic, technological and socio-cultural hegemony of the international instruments in the formulation of curriculum, as evident in the space being given to World Bank, UN agencies, corporate houses and their foundations, foreign universities and externally funded researches and projects in decision-making (e.g. Karnataka state government’s move in 2007 to build SIEMAT under the control of Wipro Ltd. which was forestalled due to public outcry);
  • introduction of parallel and hierarchical educational streams for different social segments, as discussed above;
  • marginalisation of poor children and youth as well as the backward regions through competitive screening and a discriminatory system of institutional assessment and accreditation (e.g. Pratham’s assessment of reading, writing and computing skills of grade V children in ASER Reports of 2006 & 2007 or NAAC’s standard criteria for categorizing colleges/universities); and
  • attrition of the State-supported and democratic structures for educational planning, finance allocation and management, as exemplified by the introduction of the idea of School Vouchers in XI Plan, though none of the seven CABE committees had recommended it in 2005.

Admittedly, however, many of the features enumerated above were evident either in rudimentary or relatively more pronounced forms in the ‘pre-globalisation’ phase as well.  This is exactly what one would expect in view of the colonial control before independence and hegemony of the ruling classes on the Indian State, with no significant democratic social intervention, in educational policy formulation since independence. What globalisation has done is the heightening and sharpening of these pre-existing contradictions.

All these dilutions and distortions were institutionalized in India’s education policy during the 1990s through World Bank’s DPEP in more than half of India’s districts spread over 18 states. None of these policy measures were formally approved by the Parliament, though they were violating both the 1986 policy and Constitution’s principles of equality and social justice. The much-hyped Sarva Shisksha Abhiyan packaged all such measures into one ‘mega’ scheme and sought legitimacy first through the Tenth Plan and now the Eleventh Plan. The Parliament was no more the supreme policy-making body. Directions were coming from the World Bank and such other agencies representing the global market.

What is Common School System?

The Education Commission (1964-66) had recommended a Common School System of Public Education (CSS) as the basis of building up the National System of Education with a view to “bring the different social classes and groups together and thus promote the emergence of an egalitarian and integrated society.” The Commission warned that “instead of doing so, education itself is tending to increase social segregation and to perpetuate and widen class distinctions.” It further noted that “this is bad not only for the children of the poor but also for the children of the rich and the privileged groups” since “by segregating their children, such privileged parents prevent them from sharing the life and experiences of the children of the poor and coming into contact with the realities of life. . . . . . also render the education of their own children anaemic and incomplete. (emphasis added)” The Commission contended that “if these evils are to be eliminated and the education system is to become a powerful instrument of national development in general, and social and national integration in particular, we must move towards the goal of a common school system of public education.”

The Commission also pointed out that such a system exists “in different forms and to varying degrees” in other nations like the USA, France and the Scandinavian countries. The British system, however, was based upon privileges and discrimination but, in recent decades, under rising democratic pressure, it has steadily moved towards a comprehensive school system which is akin to the Common School System as recommended by the Commission. There are other developed countries as well like Canada and Japan that practice similar systems. It may not be an exaggeration to assert that none of the wealthy G-8 countries have reached where they are without practicing the essential attributes of a public-funded Common School System functioning through Neighbourhood Schools. Can India hope to be an exception to this historical experience if it wishes to join the comity of developed nations?

The 1986 policy, while advocating a National System of Education, resolved that “effective measures will be taken in the direction of the Common School System recommended in the 1968 policy.” Since then, the concept of Common School System (CSS) has itself been evolving. There are three widespread misconceptions about CSS, often promoted by its detractors, which we must deal with before going ahead.FirstCSS is misperceived as a uniform school system. On the contrary, the Education Commission itself advocated that each institution should be “intimately involved with the local community . . . . . . be regarded as an individuality and given academic freedom.” This guiding principle has assumed even greater significance in recent times in view of the expectation from each school or a cluster of schools to be able to respond to the local contexts and reflect the rich multi-religious, multi-lingual and multi-ethnic diversity across the country. The present rigidity of the present school system, imposed by the Board Examinations (from CBSE/ICSE to State Boards), will be adequately challenged when flexibility, contextuality and plurality are accepted, among others, as the defining principles of CSS. Secondit is wrongly claimed that CSS will not permit a privately managed school to retain its non-government and unaided (or aided) character. Again, on the contrary, CSS implies that all schools – irrespective of the type of their management, sources of income or affiliating Boards of examinations – will participate and fulfill their responsibility as part of the National System of Education. In no case, however, a school will be allowed to use education for profit making, increasing disparity or spreading disharmony. The only expectation from the private schools shall be to function in consonance with the Constitutional, in general, and provide free elementary education of equitable quality to the 6-14 year age group, as required under Article 21A. Third, the private school lobby has worked overtime claiming that CSS would mean complete government control over schools. There is no reason whatsoever to assume that government grants necessarily lead to government control – the two need to be viewed independently of each other. In developed countries like USA and Canada, the school system is entirely funded by the state governments but it is entirely managed locally in a decentralised mode. In light of the 73rd and 74th Constitutional Amendments, decentralized management of schools with full accountability is now a statutory expectation. This, however, does not absolve the government from fulfilling its obligations towards financing, monitoring and making policies.

We must also note that 86th Constitutional Amendment (2002) enjoins upon the State to provide free and compulsory education at the elementary stage (class I-VIII) to all children as a Fundamental Right. This amendment in Part III of the Constitution has major implications for the national system of education which cannot continue to function as it has since independence. All schools in the country, including privately managed unaided (or aided) schools, are required to act as agencies of the State to fulfill the obligation flowing out of Article 21A regarding equality and social justice. We must note that the private unaided or aided schools have come up as a consequence of the failure of the State to provide quality education and, in this sense, they are fulfilling the function of the State. This is precisely why the private schools receive various kinds of support or subsidies (hidden or otherwise). This means that they have to act as genuine neighbourhood schools to provide free elementary education to all children residing in the neighbourhood as may be prescribed by the government from time to time. The central and state governments are hence required to take concrete time-bound measures, including policy modification, in order to meet the new Constitutional obligation.

Based upon the evolving public discourse since the Education Commission’s recommendation in 1966, the following principles have come to define the framework within which CSS is to be conceived:

  • The system of school education is to be rooted in the vision of the Constitution. This implies that, while being consonant with the Preamble, it must also ensure that (a) the Fundamental Rights, especially those relating to equality and social justice, as enshrined in Part III are not violated and (b) the Directive Principles as ordained in Part IV are promoted.
  • Education of equitable quality is a Constitutional imperative.
  • Education is not used for profiteering, spreading disharmony or practicing subjugation.
  • Schools that promote inequality, discrimination and injustice in society are not to be allowed to function.

The following may, therefore, be listed as essential features of a CSS that is to be developed as the National System of Education pertaining to school education:

  • coverage from pre-elementary to Plus Two stage;
  • all schools, including private unaided schools, to provide absolutely free education from pre-primary to  class VIII as per Article 21A and the amended Article 45 (read with Article 21) of the Constitution; for secondary and senior education, a rational fee structure to be ensured by the state/UT governments and/or local bodies in all category of schools;
  • all schools, including private unaided schools, to become neighbourhood schools; neighbourhood to be specified for each school with a view to optimize socio-cultural diversity among children in each school; necessary legislation to cover all government, local body and private schools to be enacted;
  • screening, interviews or parental interaction not allowed as a valid basis for admissions;
  • common minimum norms and standards for infrastructure, equipment and teacher-related aspects for both state-funded and private unaided schools (recognized and unrecognized); these may relate to school land and buildings, number, size and design of classrooms, drinking water and toilets, mid-day meals, safety measures, barrier-free access and other requirements of various categories of disabilities, facilities for girls at the age of puberty, playground and sports, performing and fine arts facilities, teaching aids, library, laboratory, information technology, number of teachers and their qualifications/specializations along with pre-service and in-service training, pupil:teacher ratio and others such requirements;
  • common curriculum framework, shared features of curriculum and comparable syllabi with flexibility relating to texts, teaching aids, teaching-learning process, evaluation parameters, assessment procedures and school calendar;
  • common language policy that takes into account the multi-lingual context of the majority of Indian children, pedagogic role of the mother tongue and its relationship with the state language, minority languages (Article 350A) and the increasing significance of English in providing equitable access to knowledge, careers and economic opportunities;
  • decentralized school-based management that ensures the necessary degree of institutional autonomy while locating it within the broad framework of the 73rd and 74th Constitutional Amendments relating to rural and urban areas respectively; this requires the formation of school management committees, with the majority of members being parents of students and appropriate linkages with local bodies; and
  • affiliation to a common Board of Examinations for all schools within a state/UT.

We may add that the principles underlying the concept of Inclusive Education are integral to the vision of Common School System. In the Indian context, Inclusive Education has to go beyond the Salamanca Declaration (UNESCO, 1994) and transcend the issue of disability. It must concern itself with all marginalized sections of society viz. dalits, tribals, religious and linguistic minorities, child labour and of course, the physically and mentally disabled and particularly the girls in each of these categories, whom the school system tends to exclude in substantial proportions. Unless this exclusionary character of Indian education is challenged, both theoretically and in practice, by application of the principles of Inclusive Education, neither the Common School System nor Universalisation of Elementary Education (UEE) can become a reality.

Further, the kind of paradigm shift National Curricular Framework–2005 (NCF–2005) is apparently advocating can become sustainable only when it is implemented in all categories of schools, including the private unaided schools, in the whole of the country within a declared timeframe through a properly phased programme. The essential linkage between curricular reforms and systemic reforms must be appreciated, before it is too late. Few realize that curricular reforms in a school system founded on inequality and discrimination will increase disparity in the quality of education. Such reforms, therefore, would be meaningful as well as feasible only within the framework of a Common School System.

The educational vision reflected in Common School System has become critical for the survival of India as a sovereign State and a civilized society since the global market forces are rapidly encroaching upon government school campuses and also impacting on the nature of knowledge inherent in the curriculum, with little concern for the Constitutional principles or the welfare of the large majority of the people[6]. Transformation of the present multi-layered school system into a Common School System calls for a major dialogue-building nation-wide political exercise, keeping the federal structure of the country and concurrency of education in mind. To be sure, student bodies, teachers’ organizations, trade unions and people’s movements must lead this campaign and engage political parties to build up public pressure on the State.

The role of Common School System in forging a sense of common citizenship and nationhood is yet to be appreciated. This becomes a critical nation-building function in a geo-culturally diverse country like India. How can the present multi-layered school system fulfill this requirement? Today, the school system is like a nation within nations and this is a recipe for fragmentation, rather than solidarity. There is no alternative to the common and democratic space that is offered for socialization by the Common School System based on Neighbourhood Schools. An educational activist from the north-eastern region has argued that the Common School System is the only option that provides the necessary framework for resolving not just the complex multi-ethnic conflicts within and across each state in the north-east but also for reversing the rapidly growing alienation between the north-east and the rest of India. If this framework is adopted throughout the nation, India would be in a unique position to offer a meaningful policy alternative to its neighbours across the border. The common space available for socialization among children from diverse backgrounds within India could also be made available (and should be acceptable) to the children from the neighbouring countries of the sub-continent.

Let us acknowledge that no developed or developing country has ever achieved UEE or, for that matter, Universal Secondary Education, without a powerful state-funded and state-regulated well-functioning Common School System, founded on the principle of Neighbourhood Schools, in one form or another. India is unlikely to be an exception to this historical and global experience, notwithstanding the misconceived ambition of the Indian State to become a ‘superpower’ by 2020!

New Assaults on Right to Education

During the past 2-3 years, the neo-liberal forces have come up with new forms of assaults on the notion of Right to Education and Common School System. It is critical that we learn to identify and deconstruct these assaults. Here are three examples that should enable us to identify all such moves that will emerge in future:

  • A new diversionary tactic was conceived and effectively used to create confusion in the debate during and following the drafting of the Right to Education Bill, 2005 by the CABE Committee (Chaired by Kapil Sibal, Minister of State for Science & Technology, Govt. of India). This was about the proposed provision of 25% reservation for weaker sections in private unaided schools drawn from the latter’s neighbourhood. The entire debate was diverted away from the issue of the Common School System to the problems that the private school lobby is likely to face in finding resources for such reservations and the cultural gap between those who pay fees (presumably from upper castes) and those who would get the same education due to their entitlement (presumably from lower castes). Hardly anyone was bothered that the notion of 25% reservation implied that 75% of the children paying fees shall not come from the neighbourhood. Does this amount to a move towards equality or charity? Would the charging of fees from the privileged children in the 6-14 year age group not amount to violation of Article 21A? An issue of even greater significance is about the number of children this provision is likely to ‘benefit’. Let us make an estimate. The enrolment at the elementary stage in the private unaided schools (including the low quality unrecognized ones) in the whole country is hardly 20% of the total enrolment at this stage (Seventh All India School Educational Survey, NCERT, 2003). This means that the total capacity of the private unaided school sector to provide elementary education is limited to a maximum of 4 crore (40 millions) children out of 20 crore (200 millions) children in the 6-14 year age group. If 25% of this capacity of the private school sector is reserved for the weaker sections, the number of the so-called ‘beneficiaries’ can in no case exceed 1 crore children. What about the Right to Education of the remaining 19 crores (190 millions) (including those 3 crores (30 millions) who are required to pay fees in private schools)? Clearly, the proposal of 25% reservation in private schools has nothing to do with either the issue of Right to Education or Common School System. Nor does it lead us to a programme of systemic transformation that is urgently required in order to fulfill the obligations flowing out of 86th Amendment. Yet, the political leadership concerned with policy formulation and the bureaucracy as well as the media, child right organizations and even the judiciary has gone overboard in promoting the idea of ‘25% issue’ as if the Right to Education is realizable only through this mechanism. This apparently myopic perception is a result of the ruling class knowing that (a) the proposal of 25% reservation will not necessitate any changes in the national economy that may go against its vested interests; and (b) this will only help legitimise the ongoing privatization and commodification of education.
  • The XI Plan has made a cleverly phrased reference to the Voucher System for government school children without any evidence of prior democratic consultation or academic discourse[7]. What is Voucher System? The idea was first proposed by Milton Friedman, the well-known advocate of neo-liberal economics from USA. As per its promoters in India (the so-called civil society groups propped up by international agencies advocating neo-liberalism), the government will provide the under-privileged children school vouchers that promise to pay their fees in private schools contingent upon the children getting admission. However, the promoters are not telling the public that the system has either already collapsed in several countries or not made much headway. The hidden agenda of course is to provide backdoor funding to private schools by shifting resources from the government schools using the instrumentality of the voucher. The market lobby knows that this will be an effective means of demolishing the vast government school system and thus accelerating the pace of privatization and commercialisation of school education. With the destruction of the system of publicly funded schools, there shall be ‘free for all’ situation wherein, not just the fee structure, but the curriculum and pedagogy too will be guided by the market alone. This is precisely what the voucher system lobby is aiming at – i.e. taking school education out of the Constitutional domain!
  • As explained above, the neo-liberal forces have operated a policy design during the past 15 years aimed at demolishing the government school system. After already having achieved considerable success in these objectives, these forces are now organizing so-called researches and studies on the school system in India through partnership with NGOs and individual academics. All these studies are designed to produce data to establish how ineffective is the government school system in terms of poor pupil-teacher ratio, teacher absenteeism, poor quality of teaching and low achievement levels (e.g. World Bank-sponsored studies in Shahadara locality of Delhi or Pratham’s all-India ASER Reports, 2006 and 2007). However, no such report throws any light on how these schools have reached this state of ineffectiveness and what needs to be done in order to reverse the process. Nor do these reports tell us about the role played by the ruling class in collusion with the market forces in destroying a school system that was functioning fairly well only 20-25 years ago. Obviously, the compulsion to destroy the credibility of the government schools is so overpowering for the market forces that it does not have any space for truth whatsoever.

The Epistemic Assault and the Emerging People’s Resistance

The Ambani-Birla Report (2000), submitted to the Prime Minister’s office, was yet another example of how the market forces began to erode India’s sovereignty and the democratic process of the Parliament. It introduced several new formulations in the policy discourse in India to convert education at all levels into a marketable commodity. Once this is accepted in principle, a paradigm shift follows by implication. Although the Ambani-Birla Report was never approved by the Parliament, most of its recommendations are now being implemented in rapid succession under disguise.

It is time that the paradigm shift in the framework that determines the character of knowledge is recognised. The epistemic (i.e. knowledge-related) implications that flow out of this paradigm shift dominate the policy discourse and decision-making at all levels – legislature, executive and the judiciary. The global market forces, supported by the India Inc., have discovered new avenues, spaces and ways and means in this market-oriented anti-people framework to powerfully intervene and to further dilute and distort policies. The Indian academia and activists, by and large, stand essentially co-opted in this process, with honourable exceptions of course.

The goals of the market-oriented education policy are in direct conflict with the social vision of the Constitution. The assault by the market forces on the character of knowledge is rapidly marginalizing the educational goal of preparing citizenry for a democratic, egalitarian, secular and enlightened society. The Eleventh Plan’s Approach Paper on secondary education, in the context of extending it to the under-privileged sections of society, states that the focus of secondary education shall be to prepare skilled workforce for the global market. In contrast, the privileged will be given access to high value-added forms of knowledge on a priority basis through a handful of elite institutions and thus enabled to shift to the advanced countries and serve the global “Knowledge Economy”. The recent announcement by the Prime Minister to set up new high profile central universities, IITs and IIMs, multiply Kendriya Vidyalayas and open 6,000 new high quality schools need to be seen in this framework. Nowhere in these lofty announcements there is even an iota of evidence of political commitment to ensure Fundamental Right to education of equitable quality for all children or to transform the system comprising almost 11 lakh (1.1 million) schools into a Common School System.  Also, the twist given by the government to the reservation debate of 2006-07 resulted in shifting the resources from elementary education to the elite professional institutions in order to increase the total availability of seats in favour of the privileged upper castes. Establishing ‘Knowledge Hubs’ in the style of Special Economic Zones, providing secondary or vocational education in Public-Private Partnership mode and promoting franchise of second or third-rate foreign universities[8] are the latest policy ‘miracles’ being pushed by the government in the XI Plan. Such new moves point towards the growing collusion between the ruling class and the global market forces for establishing the dominance of their joint agenda against both the masses and national interests.

Clearly, the market assault is not merely in terms of denying education of equitable quality to the masses but also in terms of the social and pedagogical character of knowledge itself. This is to be viewed as an epistemological assault on the generation, distribution and transaction of knowledge. The question of political economy of knowledge can’t be ignored much longer. We need to recreate new Takshilas and Nalandas where the vision of 21st century India will have to be debated afresh and reconstructed in the image of our 150-year long freedom struggle against inequality, injustice and imperialism. The challenge is now being increasingly deciphered by the people’s movements. Education is certain to be accepted as the fourth critical resource, apart from jal-jangal-jameen (water-forest-land), for the survival of the struggling masses[9]. Herein lies the emerging agenda for the people’s movements to recover and redefine India’s democracy and sovereignty!

Endnote:

1. Anil Sadgopal was Dean, Faculty of Education, Delhi University, India. He has been Senior Fellow, Nehru Memorial Museum & Library, New Delhi (2001-06) and member of many Commissions of Government of India and provincial governments such as National Commission on Teachers (1983-84); National Policy on Education-1986 Review Committee (1990); Central Advisory Board of Education (2004-06); National Steering Committee of National Curriculum Framework-2005 (2004-05); Common School System Commission, Bihar (2006-07). He also chaired National Focus Group on ‘Work and Education’, NCERT (2004-05). This is a revised and updated version of the paper prepared for the conference organised by the People’s Campaign for Common School System in collaboration with the Institute of Human Rights Education, Madurai, Tamil Nadu, at Indian Social Forum, New Delhi, in November 2006 and later at the Independent People’s Tribunal on World Bank Group, New Delhi (September 2007). This text was also presented at the Annual Conference of Andhra Pradesh Teachers’ Federation at Ongole, 6th February 2008.

2. These include two categories of children: (a) those who never enrolled in schools either due to their own/ parents’ decision or due to unavailability of functioning schools; and (b) those who enrolled but were compelled to leave schools for various reasons at different stages of Elementary Education (Class I to VIII). It should be noted that no child in India ever ‘drops out’ despite what the government claims. By and large, the children are either ‘pushed out’ or simply ‘walk out’ in protest against curriculum that amounts to imposition, pedagogy that destroys inquisitiveness, critical thinking and creativity and cultural environment that demeans two-thirds of our children (i.e. dalits, tribals, minorities, most backward classes, disabled and particularly girls in each of these categories). The Hindi film ‘Taren Zameen Par’ (Director: Aamir Khan), released in January 2008, powerfully (though only partially) brings out this anti-child character of our school system. See Footnote 9 for further elaboration of this issue.

3. It is this category of children below six years of age (almost 17 crores) that was excluded from Fundamental Right when Article 21A was introduced in December 2002 through 86th Constitutional Amendment.

4. Eight years of Elementary Education (class I to VIII) may have been an adequate provision in 1950 but today it is far from being adequate. No one can get any job or enter a career with a class VIII certificate. Even with a class X certificate, hardly any career option becomes available, not even the low profile ITI or Para-medical courses. There is a strong case now for extending the concept of Fundamental Right to cover up to 18 years of age so that Plus Two education becomes accessible to all. This will also link Right to Education with the social justice agenda since the benefits of reservation will become available essentially after completing Plus Two.

5. This term (“rationalization”) was first used in 1999 by the District Collector of Indore, M.P., in his report to the then Chief Minister Digvijay Singh to justify closure of 30 govt. schools in one stroke, followed by their conversion into mostly commercial ventures. In some of the schools, police stations were established. The Collector did report data on the declining number of students in these schools but never inquired as to where did they go. They had actually left non-functioning government schools in disgust. Some of them, whose parents could afford, were admitted into low fee-charging schools which mushroomed in the same locality to fill the vacuum created by the closure of the government schools. The Chief Minister, known for conceiving Education Guarantee Centres, too preferred not to ask such uncomfortable questions.

6.There is ample evidence that the capitalist lobby, working through chambers of commerce (e.g. CII, FICCI and ASSOCHAM), is building pressure on MHRD for major changes in the school system so that corporations and other private bodies can turn education into a commodity and use it for profit. Powerful global market forces have either supported or put up their own NGOs to successfully introduce the alarming idea of Voucher System in the Eleventh Plan with the objective of shifting public funds to private schools. At a recent CII meeting, even Prof. Amartya Sen was constrained to advise the corporate CEOs that there is no way of universalizing school education without a public-funded school system.

7. The reference to Voucher System in Planning Commission’s Draft Approach Paper made in May 2006 amounted to essentially a green signal for the idea. However, there was a widespread criticism from various quarters. As a result, the reference in the final paper (December 2006) was carefully made ambiguous but it was there to be pushed at the right moment. The XI Plan (2007) again poses Voucher System as an alternative but due to public resistance does not dare to openly advocate this idea at the moment.

8. The global leaders of knowledge that emerged in the wake of industrial revolution such as MIT, Harvard, Princeton, CalTech or the likes of Cambridge and Oxford Universities are not being franchised. Indeed, the quality, depth and creativity of such knowledge leaders do not lend themselves to this crass commodification!

9. At a meeting of five tribal and peasant organizations held at Harda, M.P. on 5-6 January, 2008, the grassroots tribal activists stated that “we don’t want this kind of education as it teaches our children to become dalals (intermediaries) of contractors and government, thereby alienating them from our struggle for Right to jal-jangal-jameen.” This perception led them to coin a new slogan: “Shikasha Badlo, Skool Bachao!” (Transform education, save schools) which implies that the struggle for transforming the political character of knowledge in school curriculum and pedagogy has to be concomitant with the struggle for improvement of school infrastructure, teacher quality, pupil-teacher ratio, financing, management and other parameters of education of equitable quality.

Neoliberal Globalization Is Not the Problem

Rick Wolff

Capitalism is. The leftists who target neoliberal globalization denounce privatization, free markets, unfettered mobility of capital, and government deregulations of industry. They propose instead that national or supra-national governments control and regulate market transactions and especially capital movements, increase taxes on profits and wealth, and even own and operate industry. “All in the interests of the people,” they say, democratically.

Yet Marx’s critique of capitalism never focused on government regulations, interventions, and state-owned industries. They were never his solutions for the costs, injustices, and wastes of capitalism. Instead, Marx targeted and stressed capitalism’s “class structure” of production. By this he meant how productive enterprises were internally organized: tiny groups of people (boards of directors) who appropriated a portion — the “surplus” — from what the laborers produced and the enterprise sold. Marx defined such surplus appropriation as “exploitation.” And, as Marx said, capitalist exploitation can exist whether those appropriators are corporate boards of directors (private capitalism) or state officials (state capitalism).

Marx opposed capitalism’s exploitative class structure of production on political, ethical, and economic grounds. He preferred a communist alternative where productive workers functioned as their own board of directors, collectively appropriating and distributing the surpluses they produced. Equality and democracy, he argued, required the abolition of exploitation as a necessary condition of their realization.

Capitalism as a system has always and everywhere gone through phases, repeated swings between two alternative forms. Private capitalism is the neoliberal, “laissez-faire” form: government intervention in economic affairs is minimized, and individuals and businesses interact largely through voluntary market exchanges. The other form is state-interventionist, “social democratic,” welfare-state capitalism: government manages the economy by regulating what the private capitalists can do or by sometimes even taking over their enterprises to turn business decisions into government decisions.

Every few decades, in every capitalist country, whichever of these two forms has been in place runs into serious economic difficulty. Workers lose jobs, incomes decline, enterprises fail, and so on. The cry arises that “something must be done.” Those feeling the least pain and making good money prefer to let the existing form of capitalism correct itself. Those hurting the most and losing money demand more drastic change. When this second group prevails politically, the existing form of capitalism is ended and the other installed. A few decades later the same drama is played out in reverse.

When a booming private capitalism in the US hit a stone wall in 1929, the country shifted over into welfare-state capitalism. When the 1960s and 1970s produced crises in that welfare-state capitalism, the country shifted over to private capitalism (neo-liberalism). Now, after thirty years of globalized private capitalism yield proliferating difficulties, too many leftists have joined the chorus that sees the only solution in yet another swing back to welfare-state capitalism. The legacy of Coolidge and Hoover was overthrown by FDR’s chorus. The legacy of the New Deal was overthrown by Ronald Reagan’s chorus. The Reagan-Bush legacy may now be overthrown by Clinton, Obama, et al. Such phased reversals between capitalism’s two forms occur nearly everywhere, varying only with each country’s particular conditions and history.

As forms, private and state capitalism are oscillating phases of the capitalist system. When one phase cannot solve its problems, the solution has been a shift to the other phase. Thus, crises of capitalism have so far avoided provoking the alternative solution of a transition out of capitalism. Yet that transition was precisely Marx’s goal. He aimed to persuade workers that oscillations between state and private capitalism were not the best solutions to capitalism’s failings, at least not for workers.

Many leftists today catalog the awful results of 25 years of neoliberal dominance: economic and social crises punctuating ever deeper inequalities of wealth, income, and power across and within most nations. They cite the burst investment bubbles, unsustainable debt explosions, collapsed credit markets, threats of recession, crumbling social services, unsafe commodity production, and so forth. They propose “solutions”: governments — national or maybe now supranational — must be recalled by a democratic upsurge to their proper role. Governments should limit, control, regulate, or replace private capitalist enterprises in the interests of the people.

This way of thinking repeats the left’s mistakes in the 1930s. Then, when private capitalism had imploded into the Great Depression, deteriorating conditions turned most Americans against the likes of Republican Herbert Hoover and toward Democratic FDR. A new era of government economic intervention took the name, Keynesian economics. However, New Deal Keynesianism always left in place the private boards of directors of the capitalist corporations that dominated the US economy. Those boards remained as the receivers of the surplus produced by their workers — the corporations’ “profits.” They used those profits to grow the corporations, to make still more profits, to pay higher salaries to top officers, to influence politics, and so on.

Welfare-state capitalism in the US imposed taxes, regulations, and limits on — and mass employment alternatives to — those private corporations. But by leaving their boards of directors in place as the receivers and dispensers of corporate profits, the welfare state signed its own death warrant. The boards of directors had the desire and the means to undo the welfare state. It took them a while to change public opinion and build a rich and powerful movement led by business to achieve their goals. In the Reagan administration and since, enabled by a crisis of the welfare state in the 1960s and 1970s, they succeeded in switching the US and beyond back to a phase of private capitalism we call “neoliberal globalization.”

Understandably, many people cannot see beyond capitalism’s two phases or the debates, struggles, and transitions between them. But leftists who see no further — who criticize neoliberal globalization and advocate a warmed-over welfare-state Keynesianism — have abandoned Marx’s critical anti-capitalist project. They have become just another chorus for yet another oscillation back to the welfare state form of capitalism.
The working classes need and deserve better than that, now more than ever.

Rick Wolff is Professor of Economics at University of Massachusetts at Amherst. He is the author of many books and articles, including (with Stephen Resnick) Class Theory and History: Capitalism and Communism in the U.S.S.R. (Routledge, 2002) and (with Stephen Resnick) New Departures in Marxian Theory (Routledge, 2006). He contributes regularly for Monthly Review.

‘Relevance’, ‘Mobility’ and ‘Upgradation’:It’s Market All the Way in the Higher Education Policy Making*

Ravi Kumar**

Policies and programmes are not constituted outside the governing principles of the system, which in today’s case is mindless urge for profit seeking. For instance, it cannot be denied how committedly the Indian state pursues the agenda of private capital. The ‘social sector’ is the most grievously hurt victim of this onslaught. The recent debates and policies in favour of privatisation of higher education and the emphasis of the Planning Commission or the United Progressive Alliance Chairperson (the ruling alliance) on the need to encourage participation of private sector in education are some of the most recent and vital contexts within which any decision of the state in education needs to be read.

While reading the context what also becomes necessary is the need to unravel the farcical employment of certain concepts such as ‘social justice’ by the state. It has been amply clarified by the Government of India statistics itself that over 70% of Indians live on Rs.20 or below per day. This reflects in a certain sense the condition of the Indian masses and the debate on justice needs to consider this as a constituting variable of its understanding. Hence, the government would argue that precisely because of such profound marginalisation, apart from those based on caste, etc., that ‘schemes’ to uplift the downtrodden masses are required. But then, and quite ironically, it also pursues a relentless agenda of privatisation, which inevitably converts education into a commodity as any other in the market and creates a situation of exclusivity for some and denial for millions. The social justice remains only rhetoric. Then, the big question remains whether the majority of Indians can purchase this commodity of education? Answer will be negative. Therefore, if social justice means making education accessible to all or if it means equipping everyone to compete in market then it has to be seen as something contesting marketisation of education.

Another aspect of this context is the absence of democratisation. Dialogue is one of the vital constituents of democracy and it can be identified at two levels – horizontal as well as vertical. Despite all rhetoric of participation and decentralisation, the way things happen in India it can be identified only with vertical dialogue. The Government one day feels that the curriculum should be revised, so it begins a process, which involves the ‘intellectuals’ concentrated in and around the power centre. The school curriculum as well as higher education curriculum is transformed in the similar manner. In the name of dialogue, seminars in various cities are organised and thereby a ‘consensus’ is reached. Would these ‘dialogues’ would have same responses if debated across over 500 DIETs (District Institute of Educational Training) or across as many Village/Block Education Committees (VEC, BEC)? It still remains something that the ‘intellectual-administrators’ need to work upon. Such a process would have not only generated a horizontal dialogue but also a process of ‘conscientisation’ on some of the most vital issues including religious sectarianism. The horizontal dialogue would have allowed withering of notions such as someone from the metropolitan centre of Delhi is necessarily better equipped to understand the educational deprivation of Dalits in a Bihar village through the active participation of the local VEC or BEC members on these issues. It is about ending hierarchies, including the thoughts of those who are intentionally kept out of policy making and implementation. But we tend to avoid debates and critical gestures made at our thoughts and actions because it does not serve ‘our purpose’. If the common man is included in these dialogic processes s/he may start questioning the schools trying to introduce courses on BPO trainings or universities having courses on ‘stock’ or ‘tourism’ or why fundamental research is relegated to second plane. One needs to build upon these contexts if one wants to truly grasp the recent development in higher education.

The recent decision of UGC (See “To bring in Uniformity, UPA orders university curriculum upgrade”, The Indian Express, December 6, 2007) to bring ‘uniformity’ in education not only raises serious pedagogical issues but also has ramifications for the liberal ethos of higher education. These ramifications will be primarily in form of curtailing the creative potential of teachers and students, mechanising the process of teaching-learning as well as, ultimately, making the system subservient to the needs of the market.

Traditionally universities have represented a kind of dichotomy. While they have worked within the framework of state, they have also been centres of dissent and rebellion. Whether it was the students’ movement of 1968, the students’ upheaval of 1970s in India, or later on many issues, universities have time and again demonstrated their vibrant democratic ethos. The recent decision of the Government demolishes this foundational ethos of higher education. It is already playing pranks with the Indian population by putting forth rhetorics of social justice along with large scale privatisation of higher education, thereby taking education out of reach of most of Indians.

By not consulting the higher education institutions on such an issue the Government has persisted with its practice of top-down mechanism in policy making and implementation. Such a practice diminishes possibilities of dialogue, which can be one of the true instruments against undemocratic socio-political tendencies. Rather such instances become precedences to institutionalise sectarianism in education system.

The initial reports indicate towards the danger of making courses subservient to market in name of linking the life inside and outside the college. However, the danger, as indicated by recent trends in school education, is that in the name of making courses ‘relevant’ and ‘professional’ they are modified or deleted to suit the needs of market. The element of critical inquiry, identifying, for instance, the relationship between such courses and the interests of capital also constitute an aim of higher education. Are we going to emphasise on such as aspects as well in our revision of courses? Secondly, are we not deliberately fostering a hierarchisation of courses in this process on basis of certain criteria such as its job prospects etc.? The creative potential of the student as well as the teacher takes a backseat in these exercises.

Every region has a distinct socio-economic and cultural ethos which demands specific curriculum and pedagogy. Will a student coming out of a private schooling system or from the metropolis require similar curriculum and pedagogic methods as a student of a village government school from a backward region to get integrated with the global economy? Perhaps, no. Such initiatives and the people attached with them need to rethink and reflect on the aims of higher education. And, lastly, how they reconcile the requirements of the private capital with the aims of higher education to infuse a sense of criticality and creativity will remain a major challenge.

**Teaches sociology at Jamia Millia Islamia, New Delhi
*This is an expanded version of a response published in The Economic Times, 12th December 2007

Unresilient Bhopal -The Tale of a Town Deceived by the State

Shahina

23 Years have passed since the world’s worst industrial disaster occurred in this North Indian city on the night of December 3, 1984. Bhopal continues to experience the trauma of that mishap with a chemical waste dump in the Union Carbide factory compound over a couple of decades ago contaminating air and water in the city. The debate and dispute over who should bear the cost of cleaning up the area, which runs into millions of dollars, still goes on.

Half-a-million people were exposed to the lethal gas, more than 22,000 have died to date and 150,000 continue to be chronically ill. The criminal trial against the 13 accused, including the fugitive Warren Anderson, the then Chairman of Union Carbide Corporation (UCC), is still in progress in the lower court. A great number of judicial proceedings regarding issues such as the removal of the hazardous chemical waste, claim for adequate compensation and aid for medical treatment are moving at snail’s pace in the judicial magistrate court, Bhopal. The unending agony is passing on from generations to generations. Anyone who revisits the whole disaster and its aftermath is apt to lose her faith in the very system of democracy.

Shajahan-e-Park in the heart of the city has never remained deserted on a Saturday since 1989, the year in which Bhopal Gas Peedith Mahila Udyog Sanghatan, the organization gas of victims, had been formed. BGPMUS is the largest organization in Bhopal fighting for the cause of the victims. Around 25,000 people who live in the premises of the factory belong to the organization. Every Saturday, hundreds of victims gather at Shajahan-e-Park and share their grievance.

Most of them have something new to speak about as they are still exposed to the noxious chemical waste. This meeting has been going on for over a couple of decades regularly as an expression of the political will and perseverance they uphold. Not many examples can be cited from the history of independent India for such an unyielding struggle for justice. It is an amazing rare kind of fire that these people have harbored within them for decades.

Dow Chemicals, another American multinational company which took over Union Carbide India Limited (UCIL) in 2000, has virtually declared that they are beyond the rule of law in India, refusing to bear any responsibility for what had happened in Bhopal and expressing their unwillingness to clean up the area. There are reports that Dow Chemicals has agreed to remedy the situation partly. However, they have obtained a stay order from any such liability. And, as long as the stay order remains in force, there is very little meaning in being ‘generous to bear the cost partly’.

The people living in the affected areas, including J P Nagar, are struggling through abject poverty and ill health. Most of the people we met are still suffering from more than one disease, the names of which they are unable even to spell out. In most cases, the doctors have consistently refused to certify that they are suffering from the ongoing contamination of air and water around the chemical waste dump in the factory. As a result, they are denied of all kinds of aid by the Government. The journey through the streets of J P Nagar, the area worst hit by the gas leak, leaves a deep scar in one’s mind.

Sixty five-year-old year old Jameelabi, bed ridden for years, has received neither adequate compensation nor any aid of treatment. Her weak skinny body carries 36 diseases, according to a relative’s account. But the doctor has certified none of them as being the result of pollution. Her family is unable to even specify what they are and the scientific names. Jameelabi’s husband and daughter-in-law were killed in the gas leak and what she got in return was a paltry sum of Rs. 50,000. The active leadership role in the struggle for justice helped Mohammed Hafees to overcome the agony of the grim fate of his wife Aliyabi. The severe mental shock she had on the day resulted in a nervous break down from which she has not recovered. Frequently, she would lose her presence of mind, yell and try to run away from her home. Hafeesbhai, who led us to J P Nagar colony, is an active worker of BGPMUS. In each and every house around the factory, a martyr lives reminding you how a state deceived its people through gross denial of justice.

The chemical dump, consisting of 5,000 tonnes of toxic chemical waste including Alpha Naphthol and other kinds of pesticides, came into being when the Government ordered an inspection of the factory. The inspection revealed that 5,000 tones of toxic chemical waste had been stored at a warehouse in the factory. That was in 1994, a decade after the disaster! The Madhya Pradesh State Pollution Control Board (MPSPCB) appointed a committee to prepare a report on how to remove the waste in a scientific manner. The Committee visited the site in May 1995 and recommended the shifting of the hazardous wastes to a safer site within the factory premises. The Committee also stressed the need for exploratory studies to evaluate various treatment and disposal alternatives. Meanwhile, the MPSPCB also approached the Chief Judicial Magistrate, Bhopal, for permission to shift the tarry residues to a safer place within the factory premises as suggested by the committee. The Court asked the CBI to review the matter. The CBI then approached the Ministry of Environment and Forests for their view. The Ministry constituted another Expert Committee which later observed that any attempt to shift the chemical remains may lead to massive environmental damages. The committee found that drums and bags which carried the waste were badly damaged and that the possibility of breaking of the bags could not be ruled out which might result in the spillage of the hazardous waste. They also observed that the residues after melting were spreading on the floor and outside the shed as well.

The committee estimated that a huge sum of money would be needed to clean up the area. In the wake of the report, the Government of India filed a plea in the High Court of Madhya Pradesh demanding that Dow Chemicals be instructed to bear the expenses of the cleaning process. The Central government also demanded an amount of 100 million dollars as advance payment for the same. Admitting the plea, the Court issued notice to Dow Chemical. But they successfully managed to get stay order which literally rendered them free from the responsibility of cleaning up the area till date. The court proceedings are still on in the usual slow pace, reminding one how apt the dictum of justice delayed being justice denied is.

The toxic legacy of Bhopal leaves a permanent black mark in the history of CBI also. The investigation by CBI, which lost its way somewhere in the middle of the process, has never been invigorated. The CBI approached the Government of India for permission to carry out a comparative study of the safeguards by UCC in its institute in Virginia and the Bhopal plant as well. But the appeal along with the order for further enquiry was buried for ever under the infamous settlement order of the Supreme Court of India in 1989. Ironically the settlement order came a few hours after the Government of India had received clearance from the US Government to carry out the study.

In 1992, the CJM Court, Bhopal issued an order to the Government of India instructing it to take necessary steps for the extradition of Warren Anderson who has been declared a fugitive by the lower court. It was a victory for the victims’ organizations which had fought for years demanding the extradition of Warren Anderson. The Government, instead of carrying out its Constitutional responsibility to obey the apex court order, left the file untouched for years. Only after a decade in 2003 did the Government forward a plea to the US Government for the extradition of Warren Anderson, a year after the Government of India was informed by The US Government that extradition is not possible. The Government, which is always lenient to the west, has never expressed the courage to review the matter. In fact the Government was forced to initiate steps for extradition due to the pressure mounted by the victims’ organizations and the severe criticism from the Assurance Committee of Parliament. The committee tabled its report in December 2002 blaming the Government for the criminal negligence in the matter. Previous to this report by the committee, the C B I had moved a plea in Supreme Court seeking reduction of the charges against Anderson. It was perhaps the most shameful instance of the CBI appearing for a criminal who had cheated Indian judiciary for years! Soon after a series of dramas enacted for extradition, the file was closed for ever.

The fight by the people of Bhopal is still on. The victims’ organizations are handling a number of cases in different courts seeking compensation, adequate medical care, removal of the hazardous chemical waste, proper punishment for the accused and so on. Day by Day the air, water, soil and vegetables around are being contaminated by the spillage of lethal chemical remains from the factory. A study has revealed that even human breast milk is contaminated. The study conducted by ‘Srishti , a Delhi based non governmental organization and People’s Science Institute marks that human breast milk sample collected from the area showed higher concentration of volatile organic compounds and Benzene hexa chloride. Both the organizations in the wake of their study observe that the presence of carcinogenic toxics, which are bio concentrated in the milk, poses serious threat to the health of an entire new generation. A survey carried out by CRS (Centre for Rehabilitation Studies) in 2003, shows that the morbidity rate in affected areas is quiet high compared to that of in the unaffected areas. According to their survey, the morbidity rate in the gas-affected areas was 19.71 per cent of the population. Prevalence of respiratory diseases also was very high in the gas hit Ares. It is estimated that at least about 150,000 gas-victims in Bhopal are continuing to suffer from various gas-related ailments even twenty three years after the disaster.

They are on the path of struggle for justice. No judgements, no retrogressive policies could turn them away. Every Saturday they gather at Shajahan-e-Park, irrespective of caste and religion. They console each other, share their grievances and update themselves regarding the dangers lurking around to shatter their struggle. When we left from Shajahan-e-Park, waves of slogans from the people followed us.

“LADENGE, HUM JEETENGE…
LOOTNE VAALE JAAYENGE…
NAYA JAMANA AYEGA…”